Ameriprise Financial Inc Closed Holding Positions

Ameriprise Financial Inc

  • $375 Billion
  • Q4 2024
Stock Closed Quarter Shares Sold Price Range Trade History
Foundation Building Material
Q1 2021 Filed on May 17, 2021
145,070
N/A
DEF
Invesco Et Self Idxd Fd Tr Def

ETFs
Q1 2021 Filed on May 17, 2021
9,341
N/A
FXB
Invesco Currency Shares British Pound Sterling Trust

ETFs
Q1 2021 Filed on May 17, 2021
1,574
$130.61 - $136.52 $206K - $215K
Lendingtree Inc
Q1 2021 Filed on May 17, 2021
9,001,000
N/A
Nantkwest Inc
Q1 2021 Filed on May 17, 2021
27,610
N/A
Texas Pacific Land Trust
Q1 2021 Filed on May 17, 2021
11,505
N/A
Iff 6 09/15/21
Q1 2021 Filed on May 17, 2021
290,000
N/A
Bg Staffing Inc
Q1 2021 Filed on May 17, 2021
23,030
N/A
Endurance International Grou
Q1 2021 Filed on May 17, 2021
79,822
N/A
Protective Insurance Corp B
Q1 2021 Filed on May 17, 2021
420,535
N/A
RVIC
Retail Value Inc.

Real Estate
Q1 2021 Filed on May 17, 2021
16,390
$1.35 - $1.72 $22.1K - $28.2K
IAG
Iamgold Corp

Basic Materials
Q1 2021 Filed on May 17, 2021
10,000
$2.88 - $3.93 $28.8K - $39.3K
FCVT
First Tr Exchange Traded Fd Iv

ETFs
Q1 2021 Filed on May 17, 2021
4,649
$48.63 - $55.53 $226K - $258K
Allianzgi Convertible & Inco
Q1 2021 Filed on May 17, 2021
85,762
N/A
Amalgamated Bk Of New York A
Q1 2021 Filed on May 17, 2021
47,167
N/A
Exantas Capital Corp
Q1 2021 Filed on May 17, 2021
25,726
N/A
Southern Natl Bancorp Of Va
Q1 2021 Filed on May 17, 2021
53,085
N/A
Tribune Publishing CO
Q1 2021 Filed on May 17, 2021
22,128
N/A
Allianzgi Artificial Intel
Q1 2021 Filed on May 17, 2021
78,537
N/A
Bristol Myers Squibb Cvr
Q1 2021 Filed on May 17, 2021
180,174
N/A
CNCE
Concert Pharmaceuticals, Inc.

Healthcare
Q1 2021 Filed on May 17, 2021
25,191
$4.86 - $13.07 $122K - $329K
DMRC
Digimarc Corp

Technology
Q1 2021 Filed on May 17, 2021
10,085
$28.77 - $49.18 $290K - $496K
Docusign Inc
Q1 2021 Filed on May 17, 2021
3,500,000
N/A
FARM
Farmer Brothers CO

Consumer Defensive
Q1 2021 Filed on May 17, 2021
11,662
$4.53 - $11.34 $52.8K - $132K
Oaktree Strategic Income Cor
Q1 2021 Filed on May 17, 2021
10,848
N/A
Repligen Corporation
Q1 2021 Filed on May 17, 2021
6,500,000
N/A
Viela Bio Inc
Q1 2021 Filed on May 17, 2021
37,448
N/A
Agile Therapeutics Inc
Q1 2021 Filed on May 17, 2021
50,190
N/A
Blackrock Muniholdings Fd Ii
Q1 2021 Filed on May 17, 2021
21,478
N/A
API
Agora, Inc.

Technology
Q1 2021 Filed on May 17, 2021
32,798
$37.14 - $106.14 $1.22M - $3.48M
LJPC
La Jolla Pharmaceutical CO

Healthcare
Q1 2021 Filed on May 17, 2021
34,495
$3.94 - $7.51 $136K - $259K
Marlin Business Services Inc
Q1 2021 Filed on May 17, 2021
10,484
N/A
Acamar Partners Acquisiti A
Q1 2021 Filed on May 17, 2021
73,135
N/A
Ampco Pittsburgh Corp Cw25
Q1 2021 Filed on May 17, 2021
1,106,700
N/A
Broadstone Net Lease Inc A
Q1 2021 Filed on May 17, 2021
121,813
N/A
TAST
Carrols Restaurant Group, Inc.

Consumer Cyclical
Q1 2021 Filed on May 17, 2021
1,287,892
$5.99 - $7.82 $7.71M - $10.1M
Gs Acquisition Hds Corp Ii
Q1 2021 Filed on May 17, 2021
61,718
N/A
PCGU
Pg&E Corp Equity Unit

Utilities
Q1 2021 Filed on May 17, 2021
100,028
N/A
SSUS
Strategy Shs Day Hagan/Ned Dav

ETFs
Q1 2021 Filed on May 17, 2021
38,573
$28.78 - $31.0 $1.11M - $1.2M
Vyne Therapeutics Inc
Q1 2021 Filed on May 17, 2021
191,422
N/A
Oxford Immunotec Global PLC
Q1 2021 Filed on May 17, 2021
48,631
N/A
SPNS
Sapiens International Corp N V

Technology
Q1 2021 Filed on May 17, 2021
11,001
$30.18 - $34.61 $332K - $381K
Allianzgi Diversified Income
Q1 2021 Filed on May 17, 2021
7,725
N/A
CLVR
Clever Leaves Holdings Inc.

Healthcare
Q1 2021 Filed on May 17, 2021
18,560
$1.52 - $8.05 $28.2K - $149K
CLPR
Clipper Realty Inc.

Real Estate
Q1 2021 Filed on May 17, 2021
20,218
$6.88 - $8.95 $139K - $181K
Megalith Financial Acquisi A
Q1 2021 Filed on May 17, 2021
20,177
N/A
NXTC
Next Cure, Inc.

Healthcare
Q1 2021 Filed on May 17, 2021
14,013
$9.81 - $13.88 $137K - $195K
SLDB
Solid Biosciences Inc.

Healthcare
Q1 2021 Filed on May 17, 2021
24,219
$5.37 - $10.72 $130K - $260K
GCC
Wisdom Tree Continuous Commodity Index Fund

ETFs
Q1 2021 Filed on May 17, 2021
76,163
$19.11 - $21.05 $1.46M - $1.6M
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