Ameriprise Financial Inc Closed Holding Positions

Ameriprise Financial Inc

$381 Billion
Q3 2024

Stock	Closed Quarter	Shares Sold	Price Range	Trade History
Retrophin Inc	Q4 2020 Filed on Feb 12, 2021	83,380	N/A
Rosetta Stone Inc	Q4 2020 Filed on Feb 12, 2021	30,658	N/A
Seattle Genetics Inc	Q4 2020 Filed on Feb 12, 2021	338,958	N/A
Servicemaster Global Holding	Q4 2020 Filed on Feb 12, 2021	947,864	N/A
Td Ameritrade Holding Corp	Q4 2020 Filed on Feb 12, 2021	132,425	N/A
Taubman Centers Inc	Q4 2020 Filed on Feb 12, 2021	207,737	N/A
Tesla Inc	Q4 2020 Filed on Feb 12, 2021	17,000	N/A
Etracs Wells Fargo Bdci Etn	Q4 2020 Filed on Feb 12, 2021	16,523	N/A
Etracs Alerian Infrastructur	Q4 2020 Filed on Feb 12, 2021	16,290	N/A
Unilever N V Ny Shares	Q4 2020 Filed on Feb 12, 2021	180,435	N/A
Vereit Inc	Q4 2020 Filed on Feb 12, 2021	941,519	N/A
Washington Prime Group Inc	Q4 2020 Filed on Feb 12, 2021	951,884	N/A
Zagg Inc	Q4 2020 Filed on Feb 12, 2021	61,020	N/A
Mylan Nv	Q4 2020 Filed on Feb 12, 2021	12,502,280	N/A
Wright Medical Group Nv	Q4 2020 Filed on Feb 12, 2021	118,307	N/A
Amag Pharmaceuticals Inc	Q4 2020 Filed on Feb 12, 2021	8,000,000	N/A
HFRO Highland Income Fund\Ma Financial Services	Q4 2020 Filed on Feb 12, 2021	79,426	$7.83 - $10.28 $622K - $816K
Delphi Technologies PLC	Q4 2020 Filed on Feb 12, 2021	395,403	N/A
Aiz 6 1/2 03/15/21	Q4 2020 Filed on Feb 12, 2021	195,000	N/A
Collectors Universe	Q4 2020 Filed on Feb 12, 2021	4,125	N/A
Front Yard Residential Corp	Q4 2020 Filed on Feb 12, 2021	108,870	N/A
Gci Liberty Inc Class A	Q4 2020 Filed on Feb 12, 2021	50,292	N/A
Sre 6 01/15/21	Q4 2020 Filed on Feb 12, 2021	92,320	N/A
ASPS Altisource Portfolio Solutions S.A. Real Estate	Q4 2020 Filed on Feb 12, 2021	12,558	$11.05 - $14.63 $139K - $184K
ARD Ardagh Group S.A. Consumer Cyclical	Q4 2020 Filed on Feb 12, 2021	13,175	N/A
KNOP Knot Offshore Partners LP Industrials	Q4 2020 Filed on Feb 12, 2021	13,403	$11.94 - $15.7 $160K - $210K
Invesco Bulletshares 2020 CO	Q4 2020 Filed on Feb 12, 2021	670,669	N/A
NCMI National Cine Media, Inc. Communication Services	Q4 2020 Filed on Feb 12, 2021	14,405	$1.9 - $3.97 $27.4K - $57.2K
Sre 6 3/4 07/15/21	Q4 2020 Filed on Feb 12, 2021	25,254	N/A
Vereit Inc	Q4 2020 Filed on Feb 12, 2021	16,000	N/A
HPF John Hancock Preferred Income Fund Ii Financial Services	Q4 2020 Filed on Feb 12, 2021	215,674	$17.36 - $19.01 $3.74M - $4.1M
Illumina Inc	Q4 2020 Filed on Feb 12, 2021	16,000	N/A
Priceline Group Inc	Q4 2020 Filed on Feb 12, 2021	18,000	N/A
Spirit Realty Capital Inc	Q4 2020 Filed on Feb 12, 2021	14,000	N/A
Western Asset Mortgage Capit	Q4 2020 Filed on Feb 12, 2021	11,975	N/A
Hudson Ltd Class A	Q4 2020 Filed on Feb 12, 2021	77,188	N/A
Investors Real Estate Trust	Q4 2020 Filed on Feb 12, 2021	424,792	N/A
DGL Invesco Db Gold Fund ETFs	Q4 2020 Filed on Feb 12, 2021	71,000	$51.82 - $57.1 $3.68M - $4.05M
Aep 6 1/8 03/15/22	Q4 2020 Filed on Feb 12, 2021	7,750	N/A
Apartment Invt & Mgmt CO A	Q4 2020 Filed on Feb 12, 2021	56,889	N/A
Enr 7 1/2 01/15/22	Q4 2020 Filed on Feb 12, 2021	200,750	N/A
Qts 6 1/2 Perp	Q4 2020 Filed on Feb 12, 2021	130,000	N/A
Tim Participacoes Sa Adr	Q4 2020 Filed on Feb 12, 2021	16,368	N/A
WTBA West Bancorporation Inc Financial Services	Q4 2020 Filed on Feb 12, 2021	11,700	$15.89 - $20.77 $186K - $243K
WES Western Midstream Partners, LP Energy	Q4 2020 Filed on Feb 12, 2021	17,895	$7.63 - $15.89 $137K - $284K
Atlantic Power Corp	Q4 2020 Filed on Feb 12, 2021	22,700	N/A
Twin River Worldwide Holding	Q4 2020 Filed on Feb 12, 2021	27,905	N/A
Biospecifics Technologies	Q4 2020 Filed on Feb 12, 2021	20,795	N/A
Aegerion Pharmaceuticals Inc	Q4 2020 Filed on Feb 12, 2021	4,205,425	N/A
HBT Hbt Financial, Inc. Financial Services	Q4 2020 Filed on Feb 12, 2021	10,926	$11.23 - $15.48 $123K - $169K

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