Ameriprise Financial Inc Closed Holding Positions

Ameriprise Financial Inc

  • $381 Billion
  • Q3 2024
Stock Closed Quarter Shares Sold Price Range Trade History
Ivy High Income Opportunity
Q3 2021 Filed on Nov 15, 2021
13,319
N/A
STIM
Neuronetics, Inc.

Healthcare
Q3 2021 Filed on Nov 15, 2021
79,484
$6.22 - $15.54 $494K - $1.24M
PXLW
Pixelworks, Inc

Technology
Q3 2021 Filed on Nov 15, 2021
11,858
$2.7 - $7.75 $32K - $91.9K
Brookfield Property Reit I A
Q3 2021 Filed on Nov 15, 2021
53,707
N/A
Ishares International Prefer
Q3 2021 Filed on Nov 15, 2021
122,755
N/A
State Auto Financial Corp
Q3 2021 Filed on Nov 15, 2021
26,500
N/A
Cohen & Steers Mlp Income An
Q3 2021 Filed on Nov 15, 2021
18,279
N/A
AFMD
Affimed N.V.

Healthcare
Q3 2021 Filed on Nov 15, 2021
82,309
$5.54 - $7.51 $456K - $618K
SPWH
Sportsman'S Warehouse Holdings, Inc.

Consumer Cyclical
Q3 2021 Filed on Nov 15, 2021
57,300
$17.57 - $17.95 $1.01M - $1.03M
TIGR
Up Fintech Holding LTD

Financial Services
Q3 2021 Filed on Nov 15, 2021
8,538
$10.35 - $26.17 $88.4K - $223K
Intercept Pharmaceuticals Inc
Q3 2021 Filed on Nov 15, 2021
8,000,000
N/A
Kindred Biosciences Inc
Q3 2021 Filed on Nov 15, 2021
1,109,851
N/A
Slack Technologies Inc Cl A
Q3 2021 Filed on Nov 15, 2021
180,632
N/A
RTL
Necessity Retail Reit, Inc.

Real Estate
Q3 2021 Filed on Nov 15, 2021
14,818
$26.0 - $27.01 $385K - $400K
Premier Financial Bancorp
Q3 2021 Filed on Nov 15, 2021
14,868
N/A
Tesla Inc
Q3 2021 Filed on Nov 15, 2021
2,550,000
N/A
Tenax Therapeutics Inc
Q3 2021 Filed on Nov 15, 2021
30,000
N/A
BSGM
Bio Sig Technologies, Inc.

Healthcare
Q3 2021 Filed on Nov 15, 2021
13,100
$2.71 - $4.35 $35.5K - $57K
Aerpio Pharmaceuticals Inc
Q3 2021 Filed on Nov 15, 2021
56,947
N/A
America First Multifamily In
Q3 2021 Filed on Nov 15, 2021
65,873
N/A
Bp Midstream Partners LP
Q3 2021 Filed on Nov 15, 2021
24,282
N/A
Lightspeed Pos Inc Sub Vote
Q3 2021 Filed on Nov 15, 2021
93,919
N/A
MEG
Montrose Environmental Group, Inc.

Industrials
Q3 2021 Filed on Nov 15, 2021
127,044
$44.4 - $67.41 $5.64M - $8.56M
SOL
Rene Sola LTD

Technology
Q3 2021 Filed on Nov 15, 2021
21,474
$6.17 - $9.07 $132K - $195K
WLKP
Westlake Chemical Partners LP

Basic Materials
Q3 2021 Filed on Nov 15, 2021
19,500
$24.31 - $27.25 $474K - $531K
BIVI
Biovie Inc.

Healthcare
Q3 2021 Filed on Nov 15, 2021
72,280
$6.69 - $16.93 $484K - $1.22M
SBIO
Alps ETF Tr Medical Breakthrou

ETFs
Q3 2021 Filed on Nov 15, 2021
26,438
$41.55 - $49.93 $1.1M - $1.32M
RAAS
Cloopen Group Holding LTD

Technology
Q3 2021 Filed on Nov 15, 2021
123,548
$4.07 - $7.89 $503K - $975K
Cm Life Sciences Inc Class A
Q3 2021 Filed on Nov 15, 2021
756,063
N/A
CRCT
Cricut, Inc.

Technology
Q3 2021 Filed on Nov 15, 2021
43,537
$26.59 - $41.19 $1.16M - $1.79M
Extraction Oil & Gas Inc
Q3 2021 Filed on Nov 15, 2021
72,104
N/A
Falcon Capital Acquisitio A
Q3 2021 Filed on Nov 15, 2021
3,657,795
N/A
Gs Acquisition Holdings Cw25
Q3 2021 Filed on Nov 15, 2021
14,863
N/A
MYTE
Myt Netherlands Parent B.V.

Consumer Cyclical
Q3 2021 Filed on Nov 15, 2021
166,156
$26.27 - $31.81 $4.36M - $5.29M
OPTT
Ocean Power Technologies, Inc.

Industrials
Q3 2021 Filed on Nov 15, 2021
14,000
$1.87 - $2.96 $26.2K - $41.4K
PSC
Principal ETF U.S. Small Cap M

ETFs
Q3 2021 Filed on Nov 15, 2021
4,255
$43.41 - $47.28 $185K - $201K
Rockwell Medical Inc
Q3 2021 Filed on Nov 15, 2021
10,500
N/A
SEMR
Se Mrush Holdings, Inc.

Technology
Q3 2021 Filed on Nov 15, 2021
41,856
$19.38 - $31.32 $811K - $1.31M
TUYA
Tuya Inc.

Technology
Q3 2021 Filed on Nov 15, 2021
22,911
$8.9 - $25.05 $204K - $574K
VIOT
Viomi Technology Co., LTD

Consumer Cyclical
Q3 2021 Filed on Nov 15, 2021
145,123
$4.56 - $7.82 $662K - $1.13M
TIGO
Millicom International Cellular Sa

Communication Services
Q3 2021 Filed on Nov 15, 2021
7,921
$35.24 - $42.35 $279K - $335K
DOOO
Brp Inc.

Consumer Cyclical
Q3 2021 Filed on Nov 15, 2021
50,372
$76.03 - $100.33 $3.83M - $5.05M
Apria Inc
Q3 2021 Filed on Nov 15, 2021
159,890
N/A
DTEC
Alps ETF Tr Disruptive Technol

ETFs
Q3 2021 Filed on Nov 15, 2021
4,945
$47.22 - $51.9 $234K - $257K
KERN
Akerna Corp.

Healthcare
Q3 2021 Filed on Nov 15, 2021
17,730
N/A
Ashford Hospitality Trust
Q3 2021 Filed on Nov 15, 2021
180,295
N/A
AVAH
Aveanna Healthcare Holdings, Inc.

Healthcare
Q3 2021 Filed on Nov 15, 2021
13,202
$7.87 - $12.5 $104K - $165K
BTN
Ballantyne Strong, Inc.

Consumer Cyclical
Q3 2021 Filed on Nov 15, 2021
15,341
$2.93 - $4.76 $44.9K - $73K
Blackrock Science Rts
Q3 2021 Filed on Nov 15, 2021
167,967
N/A
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