Ameriprise Financial Inc Closed Holding Positions

Ameriprise Financial Inc

  • $356 Billion
  • Q1 2025
Stock Closed Quarter Shares Sold Price Range Trade History
BSGM
Bio Sig Technologies, Inc.

Healthcare
Q3 2021 Filed on Nov 15, 2021
13,100
$2.71 - $4.35 $35.5K - $57K
Aerpio Pharmaceuticals Inc
Q3 2021 Filed on Nov 15, 2021
56,947
N/A
America First Multifamily In
Q3 2021 Filed on Nov 15, 2021
65,873
N/A
Bp Midstream Partners LP
Q3 2021 Filed on Nov 15, 2021
24,282
N/A
Lightspeed Pos Inc Sub Vote
Q3 2021 Filed on Nov 15, 2021
93,919
N/A
MEG
Montrose Environmental Group, Inc.

Industrials
Q3 2021 Filed on Nov 15, 2021
127,044
$44.4 - $67.41 $5.64M - $8.56M
SOL
Rene Sola LTD

Technology
Q3 2021 Filed on Nov 15, 2021
21,474
$6.17 - $9.07 $132K - $195K
WLKP
Westlake Chemical Partners LP

Basic Materials
Q3 2021 Filed on Nov 15, 2021
19,500
$24.31 - $27.25 $474K - $531K
BIVI
Biovie Inc.

Healthcare
Q3 2021 Filed on Nov 15, 2021
72,280
$6.69 - $16.93 $484K - $1.22M
SBIO
Alps ETF Tr Medical Breakthrou

ETFs
Q3 2021 Filed on Nov 15, 2021
26,438
$41.55 - $49.93 $1.1M - $1.32M
RAAS
Cloopen Group Holding LTD

Technology
Q3 2021 Filed on Nov 15, 2021
123,548
$4.07 - $7.89 $503K - $975K
Cm Life Sciences Inc Class A
Q3 2021 Filed on Nov 15, 2021
756,063
N/A
Extraction Oil & Gas Inc
Q3 2021 Filed on Nov 15, 2021
72,104
N/A
Falcon Capital Acquisitio A
Q3 2021 Filed on Nov 15, 2021
3,657,795
N/A
Gs Acquisition Holdings Cw25
Q3 2021 Filed on Nov 15, 2021
14,863
N/A
MYTE
Myt Netherlands Parent B.V.

Consumer Cyclical
Q3 2021 Filed on Nov 15, 2021
166,156
$26.27 - $31.81 $4.36M - $5.29M
PSC
Principal ETF U.S. Small Cap M

ETFs
Q3 2021 Filed on Nov 15, 2021
4,255
$43.41 - $47.28 $185K - $201K
Rockwell Medical Inc
Q3 2021 Filed on Nov 15, 2021
10,500
N/A
TUYA
Tuya Inc.

Technology
Q3 2021 Filed on Nov 15, 2021
22,911
$8.9 - $25.05 $204K - $574K
VIOT
Viomi Technology Co., LTD

Consumer Cyclical
Q3 2021 Filed on Nov 15, 2021
145,123
$4.56 - $7.82 $662K - $1.13M
TIGO
Millicom International Cellular Sa

Communication Services
Q3 2021 Filed on Nov 15, 2021
7,921
$35.24 - $42.35 $279K - $335K
DOOO
Brp Inc.

Consumer Cyclical
Q3 2021 Filed on Nov 15, 2021
50,372
$76.03 - $100.33 $3.83M - $5.05M
Apria Inc
Q3 2021 Filed on Nov 15, 2021
159,890
N/A
DTEC
Alps ETF Tr Disruptive Technol

ETFs
Q3 2021 Filed on Nov 15, 2021
4,945
$47.22 - $51.9 $234K - $257K
KERN
Akerna Corp.

Healthcare
Q3 2021 Filed on Nov 15, 2021
17,730
N/A
Ashford Hospitality Trust
Q3 2021 Filed on Nov 15, 2021
180,295
N/A
BTN
Ballantyne Strong, Inc.

Consumer Cyclical
Q3 2021 Filed on Nov 15, 2021
15,341
$2.93 - $4.76 $44.9K - $73K
Blackrock Science Rts
Q3 2021 Filed on Nov 15, 2021
167,967
N/A
Cm Life Sciences Ii Inc
Q3 2021 Filed on Nov 15, 2021
715,431
N/A
CLLS
Cellectis S.A.

Healthcare
Q3 2021 Filed on Nov 15, 2021
11,822
$11.94 - $16.09 $141K - $190K
CTOS
Custom Truck One Source, Inc.

Industrials
Q3 2021 Filed on Nov 15, 2021
21,513
$6.53 - $9.54 $140K - $205K
FOAWS
Finance Of Amer Cos Inc Wt Exp
Q3 2021 Filed on Nov 15, 2021
14,150
N/A
FA
First Advantage Corp

Industrials
Q3 2021 Filed on Nov 15, 2021
959,462
$18.32 - $24.13 $17.6M - $23.2M
Gabelli Equity Rts
Q3 2021 Filed on Nov 15, 2021
223,857
N/A
Gs Acquisition Holdings A
Q3 2021 Filed on Nov 15, 2021
11,161
N/A
GTE
Gran Tierra Energy Inc.

Energy
Q3 2021 Filed on Nov 15, 2021
765,375
$0.45 - $0.78 $344K - $597K
GRAY
Graybug Vision, Inc.

Healthcare
Q3 2021 Filed on Nov 15, 2021
12,305
$3.18 - $5.17 $39.1K - $63.6K
Landcadia Holdings Iii Inc A
Q3 2021 Filed on Nov 15, 2021
112,500
N/A
Portman Ridge Finance Corp
Q3 2021 Filed on Nov 15, 2021
16,433
N/A
Sabre Glbl Inc
Q3 2021 Filed on Nov 15, 2021
85,000
N/A
EYES
Second Sight Medical Products Inc

Healthcare
Q3 2021 Filed on Nov 15, 2021
20,449
$3.11 - $4.75 $63.6K - $97.1K
Soliton Inc
Q3 2021 Filed on Nov 15, 2021
60,220
N/A
Splunk Inc
Q3 2021 Filed on Nov 15, 2021
28,350,000
N/A
Support.Com Inc
Q3 2021 Filed on Nov 15, 2021
33,900
N/A
Andina Acquisition Corp
Q3 2021 Filed on Nov 15, 2021
12,250
N/A
At Home Group Inc
Q3 2021 Filed on Nov 15, 2021
31,500
N/A
Aegion Corp
Q2 2021 Filed on Aug 16, 2021
276,732
N/A
Blackrock Munienhanced Fund
Q2 2021 Filed on Aug 16, 2021
45,197
N/A
Boingo Wireless Inc
Q2 2021 Filed on Aug 16, 2021
123,215
N/A
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