Latest Institutional Transactions on Caterpillar Inc (CAT)
This table provides information on the latest institutional transactions involving Caterpillar Inc (CAT) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 23, 2024
Q4 2023
|
Erts Wealth Advisors, LLC
|
BUY
|
- |
750New |
$170K - $224K
|
750
$290K
|
|
|
Jan 23, 2024
Q4 2023
|
Strateg Iq Financial Group, LLC
|
SELL
|
- |
-275- 9.11% |
$62.2K - $82K
|
2.75K
$1.06M
|
|
|
Jan 23, 2024
Q4 2023
|
Lewis Asset Management, LLC
Lafayette, CA |
BUY
|
- |
708New |
$160K - $211K
|
708
$273K
|
|
|
Jan 22, 2024
Q4 2023
|
Glass Jacobson Investment Advisors LLC
Owings Mills, MD |
SELL
|
- |
-2- 0.31% |
$452 - $596
|
651
$251K
|
|
|
Jan 19, 2024
Q4 2023
|
Atlas Private Wealth Management
|
BUY
|
- |
1+ 0.05% |
$226 - $298
|
2.07K
$798K
|
|
|
Jan 18, 2024
Q4 2023
|
Evanson Asset Management, LLC
|
SELL
|
- |
-116- 7.91% |
$26.2K - $34.6K
|
1.35K
$521K
|
|
|
Jan 18, 2024
Q4 2023
|
Elwood & Goetz Wealth Advisory Group, LLC
Athens, GA |
BUY
|
- |
38+ 2.02% |
$8.59K - $11.3K
|
1.92K
$740K
|
|
|
Jan 18, 2024
Q4 2023
|
Stewart & Patten CO LLC
|
SELL
|
- |
-77- 9.24% |
$17.4K - $23K
|
756
$292K
|
|
|
Jan 17, 2024
Q4 2023
|
Acorn Financial Advisory Services Inc
|
BUY
|
- |
2+ 0.15% |
$452 - $596
|
1.3K
$500K
|
|
|
Jan 17, 2024
Q4 2023
|
Columbia Trust CO 01012016
|
BUY
|
- |
283+ 3.9% |
$64K - $84.4K
|
7.54K
$2.91M
|
|
|
Jan 17, 2024
Q4 2023
|
Omni Star Financial Group, Inc.
|
SELL
|
- |
-3- 0.11% |
$678 - $894
|
2.64K
$1.02M
|
|
|
Jan 17, 2024
Q4 2023
|
Act Wealth Management, LLC
|
BUY
|
- |
36+ 4.28% |
$8.14K - $10.7K
|
877
$339K
|
|
|
Jan 16, 2024
Q4 2023
|
Penbrook Management LLC
|
BUY
|
- |
700New |
$158K - $209K
|
700
$270K
|
|
|
Jan 16, 2024
Q4 2023
|
Carlson Capital Management
|
SELL
|
- |
-12- 1.47% |
$2.71K - $3.58K
|
804
$310K
|
|
|
Jan 16, 2024
Q4 2023
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
PUT |
200New |
$45.2K - $59.6K
|
200
$77.2K
|
|
|
Jan 12, 2024
Q4 2023
|
Advisor Resource Council
|
BUY
|
- |
2.34KNew |
$528K - $697K
|
2.34K
$902K
|
|
|
Jan 12, 2024
Q4 2023
|
Kure Advisory, LLC
Plymouth, MN |
SELL
|
- |
-15- 1.32% |
$3.39K - $4.47K
|
1.12K
$434K
|
|
|
Jan 12, 2024
Q4 2023
|
Wealthsource Partners, LLC
|
SELL
|
- |
-318- 16.7% |
$71.9K - $94.8K
|
1.59K
$612K
|
|
|
Jan 11, 2024
Q4 2023
|
West Financial Advisors, LLC
|
SELL
|
- |
-36- 25.9% |
$8.14K - $10.7K
|
103
$39.8K
|
|
|
Jan 10, 2024
Q4 2023
|
Jgp Wealth Management, LLC
|
BUY
|
- |
48+ 2.02% |
$10.9K - $14.3K
|
2.42K
$934K
|
|
|
Jan 10, 2024
Q4 2023
|
Meritas Wealth Management, LLC
Larkspur, CA |
BUY
|
- |
700New |
$158K - $209K
|
700
$270K
|
|
|
Jan 09, 2024
Q4 2023
|
Dfpg Investments, LLC
|
SELL
|
- |
-14.2K- 84.54% |
$3.2M - $4.22M
|
2.59K
$999K
|
|
|
Jan 09, 2024
Q4 2023
|
Werlinich Asset Management, LLC
Stamford, CT |
SELL
|
- |
-14- 0.33% |
$3.16K - $4.17K
|
4.22K
$1.63M
|
|
|
Jan 08, 2024
Q4 2023
|
Bartlett & Co. LLC
|
SELL
|
- |
-466- 8.47% |
$105K - $139K
|
5.04K
$1.94M
|
|
|
Jan 08, 2024
Q4 2023
|
Hurlow Wealth Management Group, Inc.
|
SELL
|
- |
-2- 0.27% |
$452 - $596
|
747
$288K
|
|
|
Jan 08, 2024
Q4 2023
|
Arlington Financial Advisors, LLC
|
BUY
|
- |
1.34KNew |
$302K - $398K
|
1.34K
$516K
|
|
|
Jan 08, 2024
Q4 2023
|
Traverso Chambers Private Wealth Management, LLC
|
BUY
|
- |
6+ 0.29% |
$1.36K - $1.79K
|
2.1K
$810K
|
|
|
Jan 02, 2024
Q4 2023
|
M&R Capital Management Inc
|
SELL
|
- |
-504- 50.2% |
$114K - $150K
|
500
$193K
|
|
| Q3 2023 | |||||||
|
Nov 13, 2024
Q3 2023
|
Norges Bank
Oslo, Q8 |
BUY
|
- |
5.4MNew |
$1.3B - $1.56B
|
5.4M
$2.08B
|
|
|
Sep 05, 2024
Q3 2023
|
Granite Fo LLC
Bedford, NH |
BUY
|
- |
85+ 14.17% |
$20.4K - $24.5K
|
685
$264K
|
|
|
Apr 22, 2024
Q3 2023
|
Creative Capital Management Investments LLC
San Diego, CA |
BUY
|
- |
38+ 20.0% |
$9.14K - $11K
|
228
$88K
|
|
|
Jan 02, 2024
Q3 2023
|
Virginia Retirement Systems Et Al
Richmond, VA |
BUY
|
- |
800+ 0.96% |
$192K - $231K
|
83.7K
$32.3M
|
|
|
Nov 15, 2023
Q3 2023
|
Kb Financial Partners, LLC
Princeton, NJ |
BUY
|
- |
261+ 196.24% |
$62.8K - $75.3K
|
394
$152K
|
|
|
Nov 15, 2023
Q3 2023
|
V Wealth Advisors LLC
|
SELL
|
- |
-6.24K- 67.49% |
$1.5M - $1.8M
|
3.01K
$1.16M
|
|
|
Nov 14, 2023
Q3 2023
|
West Tower Group, LLC
Richmond, VA |
SELL
|
- |
-136- 72.73% |
$32.7K - $39.3K
|
51
$19.7K
|
|
|
Nov 14, 2023
Q3 2023
|
Icon Wealth Partners, LLC
|
SELL
|
- |
-4- 0.5% |
$962 - $1.15K
|
791
$305K
|
|
|
Nov 14, 2023
Q3 2023
|
Surience Private Wealth LLC
|
BUY
|
- |
13.2KNew |
$3.18M - $3.81M
|
13.2K
$5.09M
|
|
|
Nov 14, 2023
Q3 2023
|
Tiedemann Advisors, LLC
|
BUY
|
- |
5+ 0.44% |
$1.2K - $1.44K
|
1.13K
$437K
|
|
|
Nov 14, 2023
Q3 2023
|
Bank Of Nova Scotia Trust CO
|
SELL
|
- |
-300- 25.0% |
$72.2K - $86.6K
|
900
$347K
|
|
|
Nov 14, 2023
Q3 2023
|
Alphadyne Asset Management LP
New York, NY |
BUY
|
- |
3.17KNew |
$762K - $914K
|
3.17K
$1.22M
|
|
|
Nov 14, 2023
Q3 2023
|
Alphadyne Asset Management LP
New York, NY |
BUY
|
PUT |
7.3KNew |
$1.76M - $2.11M
|
7.3K
$2.82M
|
|
|
Nov 14, 2023
Q3 2023
|
Wellington Shields Capital Management, LLC
New York, NY |
SELL
|
- |
-100- 7.14% |
$24.1K - $28.9K
|
1.3K
$502K
|
|
|
Nov 14, 2023
Q3 2023
|
Cunning Capital Partners, LP
Morrisville, NC |
BUY
|
- |
7.32KNew |
$1.76M - $2.11M
|
7.32K
$2.83M
|
|
|
Nov 14, 2023
Q3 2023
|
Fund Management At Engine No. 1 LLC
San Francisco, CA |
SELL
|
- |
-1.58K- 11.55% |
$381K - $457K
|
12.1K
$4.68M
|
|
|
Nov 14, 2023
Q3 2023
|
Wimmer Associates 1, LLC
Pasadena, CA |
SELL
|
- |
-6- 0.25% |
$1.44K - $1.73K
|
2.39K
$921K
|
|
|
Nov 14, 2023
Q3 2023
|
Caas Capital Management LP
New York, NY |
BUY
|
- |
6.9KNew |
$1.66M - $1.99M
|
6.9K
$2.66M
|
|
|
Nov 14, 2023
Q3 2023
|
Kerrisdale Advisers, LLC
Miami, FL |
SELL
|
- |
-11K- 37.61% |
$2.66M - $3.19M
|
18.3K
$7.07M
|
|
|
Nov 14, 2023
Q3 2023
|
Adage Capital Partners Gp, L.L.C.
Boston, MA |
BUY
|
- |
195K+ 167.93% |
$46.8M - $56.2M
|
311K
$120M
|
|
|
Nov 14, 2023
Q3 2023
|
Parallax Volatility Advisers, L.P.
San Francisco, CA |
BUY
|
- |
114KNew |
$27.5M - $33M
|
114K
$44.2M
|
|
|
Nov 14, 2023
Q3 2023
|
Cubist Systematic Strategies, LLC
Stamford, CT |
BUY
|
- |
31.8K+ 55.48% |
$7.64M - $9.16M
|
89K
$34.3M
|
|