Latest Institutional Transactions on Caterpillar Inc (CAT)
This table provides information on the latest institutional transactions involving Caterpillar Inc (CAT) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Sep 12, 2023
Q2 2023
|
Cgc Financial Services, LLC
Lake Oswego, OR |
BUY
|
- |
126New |
$25.9K - $31.2K
|
126
$48.6K
|
|
|
Aug 15, 2023
Q2 2023
|
First Capital Advisors Group, Llc.
Little Silver, NJ |
BUY
|
- |
121New |
$24.9K - $30K
|
121
$46.7K
|
|
|
Aug 15, 2023
Q2 2023
|
Castleark Management LLC
Chicago, IL |
SELL
|
- |
-1.3K- 50.19% |
$267K - $322K
|
1.29K
$498K
|
|
|
Aug 14, 2023
Q2 2023
|
Dynamic Technology Lab Private LTD
Singapore, U0 |
BUY
|
- |
5.36KNew |
$1.1M - $1.33M
|
5.36K
$2.07M
|
|
|
Aug 14, 2023
Q2 2023
|
Gilder Gagnon Howe & CO LLC
New York, NY |
BUY
|
- |
30New |
$6.17K - $7.43K
|
30
$11.6K
|
|
|
Aug 14, 2023
Q2 2023
|
Quantamental Technologies LLC
White Plains, NY |
BUY
|
- |
6.3KNew |
$1.3M - $1.56M
|
6.3K
$2.43M
|
|
|
Aug 14, 2023
Q2 2023
|
Summit Partners Public Asset Management, LLC
Boston, MA |
BUY
|
PUT |
100KNew |
$20.6M - $24.8M
|
100K
$38.6M
|
|
|
Aug 14, 2023
Q2 2023
|
Fullerton Fund Management CO Ltd.
Singapore, U0 |
BUY
|
- |
55KNew |
$11.3M - $13.6M
|
55K
$21.2M
|
|
|
Aug 14, 2023
Q2 2023
|
Foster Dykema Cabot & CO Inc
|
BUY
|
- |
195+ 28.93% |
$40.1K - $48.3K
|
869
$335K
|
|
|
Aug 14, 2023
Q2 2023
|
Lumature Wealth Partners, LLC
Alpharetta, GA |
SELL
|
- |
-14- 1.17% |
$2.88K - $3.47K
|
1.19K
$458K
|
|
|
Aug 14, 2023
Q2 2023
|
Ergoteles LLC
New York, NY |
BUY
|
- |
10.8KNew |
$2.21M - $2.66M
|
10.8K
$4.15M
|
|
|
Aug 14, 2023
Q2 2023
|
Grant Street Asset Management, Inc.
Canonsburg, PA |
BUY
|
- |
210+ 20.31% |
$43.2K - $52K
|
1.24K
$480K
|
|
|
Aug 14, 2023
Q2 2023
|
Hbk Investments L P
Dallas, TX |
BUY
|
- |
6.22KNew |
$1.28M - $1.54M
|
6.22K
$2.4M
|
|
|
Aug 14, 2023
Q2 2023
|
Permanens Capital L.P.
New York, NY |
SELL
|
- |
-3.59K- 23.22% |
$739K - $889K
|
11.9K
$4.58M
|
|
|
Aug 14, 2023
Q2 2023
|
Cantor Fitzgerald, L. P.
New York, NY |
SELL
|
- |
-20- 0.79% |
$4.12K - $4.95K
|
2.51K
$969K
|
|
|
Aug 14, 2023
Q2 2023
|
Bos Asset Management, LLC
Springfield, IL |
BUY
|
- |
50+ 1.99% |
$10.3K - $12.4K
|
2.56K
$989K
|
|
|
Aug 14, 2023
Q2 2023
|
Prostatis Group LLC
Hanover, MD |
BUY
|
- |
661K+ 22135.25% |
$136M - $164M
|
664K
$256M
|
|
|
Aug 14, 2023
Q2 2023
|
Kiwi Wealth Investments Limited Partnership
Wellington, Q2 |
SELL
|
- |
-12.5K- 35.7% |
$2.56M - $3.09M
|
22.5K
$8.67M
|
|
|
Aug 11, 2023
Q2 2023
|
Fox Run Management, L.L.C.
Greenwich, CT |
BUY
|
- |
1.45KNew |
$299K - $359K
|
1.45K
$560K
|
|
|
Aug 11, 2023
Q2 2023
|
Vident Investment Advisory, LLC
Alpharetta, GA |
SELL
|
- |
-2.2K- 37.46% |
$453K - $546K
|
3.68K
$1.42M
|
|
|
Aug 11, 2023
Q2 2023
|
Advent Capital Management
New York, NY |
BUY
|
CALL |
17.5KNew |
$3.6M - $4.33M
|
17.5K
$6.76M
|
|
|
Aug 11, 2023
Q2 2023
|
Isam Funds (Uk) LTD
London, X0 |
BUY
|
- |
1.62KNew |
$333K - $400K
|
1.62K
$624K
|
|
|
Aug 11, 2023
Q2 2023
|
Pfs Investments Inc.
Duluth, GA |
BUY
|
- |
14+ 0.8% |
$2.88K - $3.47K
|
1.77K
$683K
|
|
|
Aug 10, 2023
Q2 2023
|
Blume Capital Management, Inc.
Berkeley, CA |
BUY
|
- |
13New |
$2.67K - $3.22K
|
13
$5.02K
|
|
|
Aug 10, 2023
Q2 2023
|
Granite Shares Advisors LLC
|
SELL
|
- |
-115- 7.48% |
$23.7K - $28.5K
|
1.42K
$549K
|
|
|
Aug 10, 2023
Q2 2023
|
Stelac Advisory Services LLC
New York, NY |
SELL
|
- |
-99- 7.9% |
$20.4K - $24.5K
|
1.15K
$445K
|
|
|
Aug 10, 2023
Q2 2023
|
Pictet Asset Management Sa
Geneva 73, V8 |
SELL
|
- |
-1.03K- 0.41% |
$212K - $255K
|
251K
$97M
|
|
|
Aug 10, 2023
Q2 2023
|
Solidarilty Wealth, LLC
Lehi, UT |
BUY
|
- |
4.77KNew |
$982K - $1.18M
|
4.77K
$1.84M
|
|
|
Aug 10, 2023
Q2 2023
|
Heron Financial Group, LLC
|
BUY
|
- |
65+ 3.02% |
$13.4K - $16.1K
|
2.22K
$856K
|
|
|
Aug 10, 2023
Q2 2023
|
Cornerstone Retirement Group, Inc.
|
SELL
|
- |
-30- 2.44% |
$6.17K - $7.43K
|
1.2K
$463K
|
|
|
Aug 10, 2023
Q2 2023
|
Deuterium Capital Management, LLC
|
BUY
|
- |
932New |
$192K - $231K
|
932
$360K
|
|
|
Aug 09, 2023
Q2 2023
|
Veritable, L.P.
Newtown Square, PA |
SELL
|
- |
-373- 1.45% |
$76.7K - $92.4K
|
25.4K
$9.79M
|
|
|
Aug 09, 2023
Q2 2023
|
Trillium Asset Management, LLC
Boston, MA |
SELL
|
- |
-26- 1.06% |
$5.35K - $6.44K
|
2.43K
$940K
|
|
|
Aug 09, 2023
Q2 2023
|
Financial Architects, Inc
Marlton, NJ |
SELL
|
- |
-319- 5.31% |
$65.6K - $79K
|
5.69K
$2.2M
|
|
|
Aug 09, 2023
Q2 2023
|
Charles Schwab Investment Advisory, Inc.
San Francisco, CA |
BUY
|
- |
1.17KNew |
$241K - $290K
|
1.17K
$452K
|
|
|
Aug 08, 2023
Q2 2023
|
Harvest Volatility Management LLC
|
BUY
|
- |
213+ 4.03% |
$43.8K - $52.8K
|
5.5K
$2.12M
|
|
|
Aug 08, 2023
Q2 2023
|
Mcmillion Capital Management Inc
|
SELL
|
- |
-265- 2.72% |
$54.5K - $65.6K
|
9.48K
$3.66M
|
|
|
Aug 08, 2023
Q2 2023
|
Alpha Q Advisors LLC
Orlando, FL |
BUY
|
- |
867New |
$178K - $215K
|
867
$335K
|
|
|
Aug 08, 2023
Q2 2023
|
Vigilant Capital Management, LLC
|
BUY
|
- |
1.7K+ 35.85% |
$350K - $421K
|
6.44K
$2.49M
|
|
|
Aug 08, 2023
Q2 2023
|
Gyroscope Capital Management Group, LLC
|
SELL
|
- |
-300- 23.08% |
$61.7K - $74.3K
|
1K
$386K
|
|
|
Aug 08, 2023
Q2 2023
|
Beddow Capital Management Inc
|
SELL
|
- |
-40- 3.67% |
$8.23K - $9.91K
|
1.05K
$405K
|
|
|
Aug 07, 2023
Q2 2023
|
White Lighthouse Investment Management Inc.
|
SELL
|
- |
-1.5K- 36.85% |
$309K - $372K
|
2.57K
$992K
|
|
|
Aug 07, 2023
Q2 2023
|
J. W. Coons Advisors, LLC
|
SELL
|
- |
-50- 1.38% |
$10.3K - $12.4K
|
3.58K
$1.38M
|
|
|
Aug 07, 2023
Q2 2023
|
Navellier & Associates Inc
Reno, NV |
SELL
|
- |
-2.4K- 60.0% |
$494K - $594K
|
1.6K
$618K
|
|
|
Aug 04, 2023
Q2 2023
|
Carmichael Hill & Associates, Inc.
|
BUY
|
CALL |
900+ 225.0% |
$185K - $223K
|
1.3K
$502K
|
|
|
Aug 04, 2023
Q2 2023
|
Rowland & CO Investment Counsel
Atlanta, GA |
BUY
|
- |
431New |
$88.7K - $107K
|
431
$166K
|
|
|
Aug 04, 2023
Q2 2023
|
Smith Shellnut Wilson LLC
|
SELL
|
- |
-13- 0.83% |
$2.67K - $3.22K
|
1.55K
$598K
|
|
|
Aug 04, 2023
Q2 2023
|
Steward Financial Group LLC
|
BUY
|
- |
741New |
$152K - $184K
|
741
$286K
|
|
|
Aug 03, 2023
Q2 2023
|
Northwest Capital Management Inc
|
BUY
|
- |
101New |
$20.8K - $25K
|
101
$39K
|
|
|
Aug 02, 2023
Q2 2023
|
Alpine Woods Capital Investors, LLC
|
BUY
|
- |
821New |
$169K - $203K
|
821
$317K
|