Latest Institutional Transactions on Caterpillar Inc (CAT)
This table provides information on the latest institutional transactions involving Caterpillar Inc (CAT) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 15, 2023
Q1 2023
|
Aquatic Capital Management LLC
Chicago, IL |
BUY
|
- |
42.2KNew |
$9.07M - $11.2M
|
42.2K
$16.3M
|
|
|
May 15, 2023
Q1 2023
|
Connacht Asset Management LP
New York, NY |
BUY
|
PUT |
3.2KNew |
$688K - $847K
|
3.2K
$1.24M
|
|
|
May 15, 2023
Q1 2023
|
Brevan Howard Capital Management LP
St. Helier, Y9 |
BUY
|
PUT |
15KNew |
$3.23M - $3.97M
|
15K
$5.79M
|
|
|
May 15, 2023
Q1 2023
|
Delphia (Usa) Inc.
Toronto, A6 |
SELL
|
- |
-826- 39.48% |
$178K - $219K
|
1.27K
$489K
|
|
|
May 15, 2023
Q1 2023
|
Point72 Middle East Fze
Stamford, CT |
BUY
|
- |
35.5KNew |
$7.62M - $9.38M
|
35.5K
$13.7M
|
|
|
May 15, 2023
Q1 2023
|
Readystate Asset Management LP
Chicago, IL |
BUY
|
- |
13.1KNew |
$2.81M - $3.46M
|
13.1K
$5.05M
|
|
|
May 12, 2023
Q1 2023
|
Next Century Growth Investors LLC
Minneapolis, MN |
SELL
|
- |
-1.01K- 18.49% |
$218K - $268K
|
4.47K
$1.72M
|
|
|
May 12, 2023
Q1 2023
|
Koesten, Hirschmann & Crabtree, Inc.
Overland Park, KS |
BUY
|
- |
2+ 1.25% |
$430 - $529
|
162
$62.5K
|
|
|
May 12, 2023
Q1 2023
|
Cartenna Capital, LP
Stamford, CT |
BUY
|
- |
25KNew |
$5.38M - $6.61M
|
25K
$9.65M
|
|
|
May 12, 2023
Q1 2023
|
Hfr Wealth Management, LLC
Niskayuna, NY |
SELL
|
- |
-96- 8.76% |
$20.6K - $25.4K
|
1K
$386K
|
|
|
May 12, 2023
Q1 2023
|
Accuvest Global Advisors
Provo, UT |
SELL
|
- |
-1.03K- 50.0% |
$221K - $272K
|
1.03K
$398K
|
|
|
May 12, 2023
Q1 2023
|
Royal Capital Wealth Management, LLC
Carmel, IN |
SELL
|
- |
-58- 5.01% |
$12.5K - $15.3K
|
1.1K
$425K
|
|
|
May 12, 2023
Q1 2023
|
Pointe Capital Management LLC
|
BUY
|
- |
160New |
$34.4K - $42.3K
|
160
$61.8K
|
|
|
May 11, 2023
Q1 2023
|
Industrial Alliance Investment Management Inc.
Quebec, A8 |
SELL
|
- |
-9.02K- 59.82% |
$1.94M - $2.38M
|
6.06K
$2.34M
|
|
|
May 10, 2023
Q1 2023
|
Summit Wealth Group, LLC
White River Junction, VT |
BUY
|
- |
121KNew |
$26M - $32M
|
121K
$46.7M
|
|
|
May 09, 2023
Q1 2023
|
Bank Of New York Mellon Corp
New York, NY |
BUY
|
- |
5.05MNew |
$1.09B - $1.34B
|
5.05M
$1.95B
|
|
|
May 09, 2023
Q1 2023
|
Colony Family Offices, LLC
|
SELL
|
- |
-125- 5.96% |
$26.9K - $33.1K
|
1.97K
$761K
|
|
|
May 05, 2023
Q1 2023
|
Mqs Management LLC
|
BUY
|
- |
1.08KNew |
$232K - $285K
|
1.08K
$416K
|
|
|
May 04, 2023
Q1 2023
|
Ellevest, Inc.
|
BUY
|
- |
36+ 10.75% |
$7.74K - $9.52K
|
371
$143K
|
|
|
May 04, 2023
Q1 2023
|
Barber Financial Group, Inc.
|
BUY
|
- |
14+ 0.25% |
$3.01K - $3.7K
|
5.6K
$2.16M
|
|
|
May 04, 2023
Q1 2023
|
New England Capital Financial Advisors LLC
Meriden, CT |
BUY
|
- |
18+ 10.53% |
$3.87K - $4.76K
|
189
$73K
|
|
|
May 04, 2023
Q1 2023
|
Nordwand Advisors, LLC
Radnor, PA |
BUY
|
- |
420New |
$90.3K - $111K
|
420
$162K
|
|
|
May 03, 2023
Q1 2023
|
Le Jeune Puetz Investment Counsel LLC
|
BUY
|
- |
31+ 0.18% |
$6.67K - $8.2K
|
17.3K
$6.68M
|
|
|
May 03, 2023
Q1 2023
|
Syverson Strege & CO
West Des Moines, IA |
BUY
|
- |
57New |
$12.3K - $15.1K
|
57
$22K
|
|
|
May 03, 2023
Q1 2023
|
Crescent Grove Advisors, LLC
|
BUY
|
- |
48+ 3.66% |
$10.3K - $12.7K
|
1.36K
$525K
|
|
|
May 03, 2023
Q1 2023
|
Compass Financial Advisors LLC
|
SELL
|
- |
-70- 5.39% |
$15.1K - $18.5K
|
1.23K
$474K
|
|
|
May 03, 2023
Q1 2023
|
Krilogy Financial LLC
|
BUY
|
- |
170+ 12.67% |
$36.6K - $45K
|
1.51K
$584K
|
|
|
May 03, 2023
Q1 2023
|
Guardian Wealth Advisors, LLC
Bloomington, MN |
BUY
|
- |
5New |
$1.08K - $1.32K
|
5
$1.93K
|
|
|
May 03, 2023
Q1 2023
|
America First Investment Advisors, LLC
|
BUY
|
- |
192New |
$41.3K - $50.8K
|
192
$74.1K
|
|
|
May 02, 2023
Q1 2023
|
True Capital Management
San Francisco, CA |
BUY
|
- |
64+ 5.79% |
$13.8K - $16.9K
|
1.17K
$452K
|
|
|
May 02, 2023
Q1 2023
|
Schubert & CO
|
BUY
|
- |
3+ 2.91% |
$645 - $794
|
106
$40.9K
|
|
|
May 02, 2023
Q1 2023
|
Ariose Capital Management LTD
Central, Hong Kong, K3 |
BUY
|
- |
54KNew |
$11.6M - $14.3M
|
54K
$20.8M
|
|
|
May 01, 2023
Q1 2023
|
Cutler Group LP
|
SELL
|
- |
-15.2K- 93.42% |
$3.26M - $4.01M
|
1.07K
$412K
|
|
|
Apr 28, 2023
Q1 2023
|
Sturgeon Ventures LLP
|
BUY
|
- |
1.74K+ 14.23% |
$374K - $460K
|
14K
$5.39M
|
|
|
Apr 27, 2023
Q1 2023
|
Oak Thistle LLC
|
BUY
|
- |
3.23KNew |
$695K - $855K
|
3.23K
$1.25M
|
|
|
Apr 26, 2023
Q1 2023
|
Investment Management Of Virginia LLC
|
SELL
|
- |
-100- 0.7% |
$21.5K - $26.5K
|
14.1K
$5.44M
|
|
|
Apr 26, 2023
Q1 2023
|
Pinnacle Wealth Management Group, Inc.
|
BUY
|
- |
1.2KNew |
$258K - $317K
|
1.2K
$463K
|
|
|
Apr 25, 2023
Q1 2023
|
D.A. Davidson & Co.
|
BUY
|
PUT |
4New |
$860 - $1.06K
|
4
$1.54K
|
|
|
Apr 25, 2023
Q1 2023
|
North Point Portfolio Managers Corp
|
SELL
|
- |
-22- 1.2% |
$4.73K - $5.82K
|
1.82K
$701K
|
|
|
Apr 25, 2023
Q1 2023
|
Halbert Hargrove Global Advisors, LLC
|
SELL
|
- |
-12- 1.14% |
$2.58K - $3.17K
|
1.04K
$402K
|
|
|
Apr 25, 2023
Q1 2023
|
Ria Advisory Group LLC
Ames, IA |
SELL
|
- |
-699- 19.93% |
$150K - $185K
|
2.81K
$1.08M
|
|
|
Apr 24, 2023
Q1 2023
|
Db Fitzpatrick & Co, Inc
|
SELL
|
- |
-80- 47.62% |
$17.2K - $21.2K
|
88
$34K
|
|
|
Apr 21, 2023
Q1 2023
|
Bka Wealth Consulting, Inc.
|
BUY
|
- |
2.92KNew |
$629K - $774K
|
2.92K
$1.13M
|
|
|
Apr 21, 2023
Q1 2023
|
Lifestyle Asset Management, Inc.
Friendswood, TX |
SELL
|
- |
-401- 27.58% |
$86.2K - $106K
|
1.05K
$406K
|
|
|
Apr 21, 2023
Q1 2023
|
Time Scale Financial, Inc.
|
SELL
|
- |
-100- 32.68% |
$21.5K - $26.5K
|
206
$79.5K
|
|
|
Apr 21, 2023
Q1 2023
|
Ahrens Investment Partners LLC
|
SELL
|
- |
-548- 40.03% |
$118K - $145K
|
821
$317K
|
|
|
Apr 20, 2023
Q1 2023
|
High Tower Trust Services, Lta
|
BUY
|
- |
16+ 0.29% |
$3.44K - $4.23K
|
5.51K
$2.13M
|
|
|
Apr 17, 2023
Q1 2023
|
B.O.S.S. Retirement Advisors, LLC
Lehi, UT |
SELL
|
- |
-3.29K- 41.13% |
$708K - $871K
|
4.71K
$1.82M
|
|
|
Apr 17, 2023
Q1 2023
|
Cadent Capital Advisors, LLC
|
SELL
|
PUT |
-7K- 58.33% |
$1.51M - $1.85M
|
5K
$1.93M
|
|
|
Apr 14, 2023
Q1 2023
|
Asset Management Corp
|
BUY
|
- |
5+ 0.35% |
$1.08K - $1.32K
|
1.43K
$553K
|