Latest Institutional Transactions on Caterpillar Inc (CAT)
This table provides information on the latest institutional transactions involving Caterpillar Inc (CAT) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2023
Q4 2022
|
Belvedere Trading LLC
|
BUY
|
CALL |
1.3KNew |
$223K - $316K
|
1.3K
$502K
|
|
|
Feb 14, 2023
Q4 2022
|
Personal Capital Advisors Corp
|
SELL
|
- |
-265- 4.11% |
$45.4K - $64.4K
|
6.19K
$2.39M
|
|
|
Feb 13, 2023
Q4 2022
|
Kercheville Advisors, LLC
|
SELL
|
- |
-700- 21.88% |
$120K - $170K
|
2.5K
$965K
|
|
|
Feb 13, 2023
Q4 2022
|
Barometer Capital Management Inc.
Toronto, A6 |
BUY
|
- |
27KNew |
$4.62M - $6.56M
|
27K
$10.4M
|
|
|
Feb 13, 2023
Q4 2022
|
Heritage Wealth Management, LLC
Phoenix, AZ |
BUY
|
- |
410+ 112.02% |
$70.2K - $99.7K
|
776
$300K
|
|
|
Feb 13, 2023
Q4 2022
|
Trustcore Financial Services, LLC
|
SELL
|
- |
-48- 0.35% |
$8.22K - $11.7K
|
13.7K
$5.29M
|
|
|
Feb 13, 2023
Q4 2022
|
Seeyond
Paris, I0 |
SELL
|
- |
-191- 4.38% |
$32.7K - $46.4K
|
4.17K
$1.61M
|
|
|
Feb 13, 2023
Q4 2022
|
Natixis
Paris, I0 |
BUY
|
CALL |
123New |
$21.1K - $29.9K
|
123
$47.5K
|
|
|
Feb 13, 2023
Q4 2022
|
Premier Asset Management LLC
Chicago, IL |
BUY
|
- |
43+ 3.13% |
$7.36K - $10.5K
|
1.42K
$547K
|
|
|
Feb 13, 2023
Q4 2022
|
Tcwp LLC
Tampa, FL |
BUY
|
- |
1.17KNew |
$200K - $284K
|
1.17K
$451K
|
|
|
Feb 13, 2023
Q4 2022
|
Kraematon Investment Advisors, Inc
|
BUY
|
- |
200New |
$34.2K - $48.6K
|
200
$77.2K
|
|
|
Feb 13, 2023
Q4 2022
|
Axiom Investment Management LLC
New York, NY |
BUY
|
- |
1.47K+ 626.07% |
$251K - $356K
|
1.7K
$656K
|
|
|
Feb 13, 2023
Q4 2022
|
Echo Street Capital Management LLC
New York, NY |
BUY
|
- |
2KNew |
$343K - $487K
|
2K
$773K
|
|
|
Feb 10, 2023
Q4 2022
|
Blackhawk Capital Partners Llc.
Thiensville, WI |
BUY
|
- |
5.03KNew |
$861K - $1.22M
|
5.03K
$1.94M
|
|
|
Feb 10, 2023
Q4 2022
|
Leelyn Smith, LLC
Geneva, IL |
SELL
|
- |
-1- 0.46% |
$171 - $243
|
215
$83K
|
|
|
Feb 10, 2023
Q4 2022
|
Somerset Group LLC
Wayzata, MN |
BUY
|
- |
1KNew |
$171K - $243K
|
1K
$386K
|
|
|
Feb 10, 2023
Q4 2022
|
Qvr LLC
|
SELL
|
PUT |
-4.8K- 76.19% |
$822K - $1.17M
|
1.5K
$579K
|
|
|
Feb 09, 2023
Q4 2022
|
Tria Gen Wealth Management LLC
|
BUY
|
- |
1.56KNew |
$266K - $378K
|
1.56K
$601K
|
|
|
Feb 09, 2023
Q4 2022
|
Abbot Financial Management, Inc.
North Andover, MA |
BUY
|
- |
950New |
$163K - $231K
|
950
$367K
|
|
|
Feb 09, 2023
Q4 2022
|
Kc Investment Advisors, LLC
Wichita, KS |
BUY
|
- |
844New |
$145K - $205K
|
844
$326K
|
|
|
Feb 09, 2023
Q4 2022
|
Asset Allocation & Management Company, LLC
|
SELL
|
- |
-498- 27.5% |
$85.3K - $121K
|
1.31K
$507K
|
|
|
Feb 09, 2023
Q4 2022
|
Group One Trading, L.P.
Chicago, IL |
BUY
|
- |
25.8K+ 193.17% |
$4.41M - $6.27M
|
39.1K
$15.1M
|
|
|
Feb 09, 2023
Q4 2022
|
Tempus Wealth Planning, LLC
|
SELL
|
- |
-343- 6.08% |
$58.7K - $83.4K
|
5.3K
$2.05M
|
|
|
Feb 09, 2023
Q4 2022
|
Moors & Cabot, Inc.
Boston, MA |
BUY
|
CALL |
100New |
$17.1K - $24.3K
|
100
$38.6K
|
|
|
Feb 08, 2023
Q4 2022
|
Fiera Capital Corp
Montreal, A8 |
BUY
|
- |
837New |
$143K - $204K
|
837
$323K
|
|
|
Feb 08, 2023
Q4 2022
|
Altman Advisors, Inc.
Chicago, IL |
BUY
|
- |
83+ 2.52% |
$14.2K - $20.2K
|
3.38K
$1.31M
|
|
|
Feb 08, 2023
Q4 2022
|
Banco Btg Pactual S.A.
Rio De Janeiro, D5 |
BUY
|
- |
3.21KNew |
$549K - $779K
|
3.21K
$1.24M
|
|
|
Feb 08, 2023
Q4 2022
|
Moreno Evelyn V
Boston, MA |
BUY
|
- |
1.55KNew |
$265K - $377K
|
1.55K
$598K
|
|
|
Feb 08, 2023
Q4 2022
|
Alpha Family Trust
Los Angeles, CA |
BUY
|
- |
1.27KNew |
$217K - $309K
|
1.27K
$490K
|
|
|
Feb 07, 2023
Q4 2022
|
Canandaigua National Corp
|
SELL
|
- |
-57- 0.34% |
$9.76K - $13.9K
|
16.6K
$6.4M
|
|
|
Feb 07, 2023
Q4 2022
|
Amussen Hunsaker Associates LLC
Salt Lake City, UT |
BUY
|
PUT |
100New |
$17.1K - $24.3K
|
100
$38.6K
|
|
|
Feb 06, 2023
Q4 2022
|
Waycross Partners, LLC
Louisville, KY |
SELL
|
- |
-10.6K- 79.76% |
$1.82M - $2.59M
|
2.7K
$1.04M
|
|
|
Feb 06, 2023
Q4 2022
|
Brinker Capital Investments, LLC
|
SELL
|
- |
-58- 0.45% |
$9.93K - $14.1K
|
12.9K
$4.96M
|
|
|
Feb 03, 2023
Q4 2022
|
Retirement Planning CO Of New England, Inc.
Warwick, RI |
BUY
|
CALL |
100New |
$17.1K - $24.3K
|
100
$38.6K
|
|
|
Feb 02, 2023
Q4 2022
|
Tobam
|
SELL
|
- |
-1.13K- 39.38% |
$193K - $274K
|
1.74K
$670K
|
|
|
Feb 02, 2023
Q4 2022
|
Emfo, LLC
|
SELL
|
- |
-510- 5.42% |
$87.3K - $124K
|
8.89K
$3.43M
|
|
|
Feb 02, 2023
Q4 2022
|
Mgo Private Wealth, LLC
Irvine, CA |
BUY
|
- |
969New |
$166K - $236K
|
969
$374K
|
|
|
Feb 02, 2023
Q4 2022
|
Solstein Capital, LLC
Menlo Park, CA |
SELL
|
- |
-55- 1.29% |
$9.42K - $13.4K
|
4.21K
$1.63M
|
|
|
Feb 02, 2023
Q4 2022
|
Argi Investment Services, LLC
|
SELL
|
- |
-394- 4.86% |
$67.5K - $95.8K
|
7.71K
$2.98M
|
|
|
Feb 02, 2023
Q4 2022
|
Rheos Capital Works Inc.
|
BUY
|
- |
160KNew |
$27.4M - $38.9M
|
160K
$61.8M
|
|
|
Feb 01, 2023
Q4 2022
|
Deka Bank Deutsche Girozentrale
|
BUY
|
PUT |
3KNew |
$514K - $729K
|
3K
$1.16M
|
|
|
Feb 01, 2023
Q4 2022
|
Capital Directions Investment Advisors, LLC
|
BUY
|
- |
928New |
$159K - $226K
|
928
$358K
|
|
|
Feb 01, 2023
Q4 2022
|
Endurance Wealth Management, Inc.
|
BUY
|
- |
4+ 0.61% |
$685 - $973
|
664
$256K
|
|
|
Jan 31, 2023
Q4 2022
|
Ironwood Investment Management LLC
Boston, MA |
SELL
|
- |
-195- 12.23% |
$33.4K - $47.4K
|
1.4K
$540K
|
|
|
Jan 31, 2023
Q4 2022
|
Bank Of The West
|
SELL
|
- |
-1- 0.01% |
$171 - $243
|
18.5K
$7.13M
|
|
|
Jan 31, 2023
Q4 2022
|
Fluent Financial, LLC
|
SELL
|
- |
-5.86K- 77.84% |
$1M - $1.43M
|
1.67K
$644K
|
|
|
Jan 30, 2023
Q4 2022
|
Cubic Asset Management, LLC
|
BUY
|
- |
1KNew |
$171K - $243K
|
1K
$386K
|
|
|
Jan 30, 2023
Q4 2022
|
Lester Murray Antman Dba Simply Rich
|
SELL
|
- |
-64- 3.11% |
$11K - $15.6K
|
2K
$770K
|
|
|
Jan 30, 2023
Q4 2022
|
Burleson & Company, LLC
|
BUY
|
- |
5.49K+ 65.19% |
$940K - $1.33M
|
13.9K
$5.37M
|
|
|
Jan 26, 2023
Q4 2022
|
Boston Common Asset Management, LLC
Boston, MA |
BUY
|
- |
34+ 1.84% |
$5.82K - $8.27K
|
1.88K
$726K
|