Latest Institutional Transactions on Caterpillar Inc (CAT)
This table provides information on the latest institutional transactions involving Caterpillar Inc (CAT) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 02, 2023
Q2 2023
|
Financial Sense Advisors, Inc.
|
SELL
|
- |
-150- 1.3% |
$30.9K - $37.2K
|
11.4K
$4.39M
|
|
|
Aug 01, 2023
Q2 2023
|
Bdo Wealth Advisors, LLC
Jacksonville, FL |
BUY
|
- |
110+ 7.17% |
$22.6K - $27.2K
|
1.64K
$635K
|
|
|
Aug 01, 2023
Q2 2023
|
Kistler Tiffany Companies, LLC
Berwyn, PA |
BUY
|
- |
70+ 0.75% |
$14.4K - $17.3K
|
9.4K
$3.63M
|
|
|
Jul 31, 2023
Q2 2023
|
Am Squared LTD
Hong Kong, K3 |
BUY
|
- |
3KNew |
$617K - $743K
|
3K
$1.16M
|
|
|
Jul 31, 2023
Q2 2023
|
Tiaa, Fsb
St. Louis, MO |
SELL
|
- |
-358- 1.72% |
$73.7K - $88.7K
|
20.5K
$7.91M
|
|
|
Jul 31, 2023
Q2 2023
|
Dividend Assets Capital, LLC
|
SELL
|
- |
-65- 22.11% |
$13.4K - $16.1K
|
229
$88.4K
|
|
|
Jul 31, 2023
Q2 2023
|
Neirg Wealth Management, LLC
|
SELL
|
- |
-6.58K- 88.77% |
$1.35M - $1.63M
|
833
$322K
|
|
|
Jul 31, 2023
Q2 2023
|
Ten Capital Wealth Advisors, LLC
Spokane, WA |
SELL
|
- |
-26- 3.76% |
$5.35K - $6.44K
|
666
$257K
|
|
|
Jul 28, 2023
Q2 2023
|
Keb Asset Management, LLC
Springfield, IL |
SELL
|
- |
-54- 4.38% |
$11.1K - $13.4K
|
1.18K
$455K
|
|
|
Jul 27, 2023
Q2 2023
|
Miller Wealth Advisors, LLC
|
BUY
|
- |
900+ 900.0% |
$185K - $223K
|
1K
$386K
|
|
|
Jul 27, 2023
Q2 2023
|
Horan Securities, Inc.
|
BUY
|
- |
1+ 0.92% |
$206 - $248
|
110
$42.5K
|
|
|
Jul 27, 2023
Q2 2023
|
Ea Series Trust
Havertown, PA |
BUY
|
- |
19.2KNew |
$3.95M - $4.75M
|
19.2K
$7.41M
|
|
|
Jul 26, 2023
Q2 2023
|
High Mark Wealth Management LLC
|
BUY
|
- |
1+ 0.28% |
$206 - $248
|
352
$136K
|
|
|
Jul 25, 2023
Q2 2023
|
Kranot Hishtalmut Le Morim Tichoniim Havera Menahelet LTD
|
BUY
|
- |
13.9KNew |
$2.87M - $3.45M
|
13.9K
$5.38M
|
|
|
Jul 25, 2023
Q2 2023
|
Kranot Hishtalmut Le Morim Ve Gananot Havera Menahelet LTD
|
BUY
|
- |
39.4KNew |
$8.1M - $9.75M
|
39.4K
$15.2M
|
|
|
Jul 25, 2023
Q2 2023
|
Sanctuary Wealth Management, L.L.C.
|
SELL
|
- |
-16- 80.0% |
$3.29K - $3.96K
|
4
$1.54K
|
|
|
Jul 25, 2023
Q2 2023
|
Leo Brokerage, LLC
|
BUY
|
- |
23+ 0.79% |
$4.73K - $5.7K
|
2.93K
$1.13M
|
|
|
Jul 25, 2023
Q2 2023
|
Dupont Capital Management Corp
|
SELL
|
- |
-325- 20.38% |
$66.9K - $80.5K
|
1.27K
$490K
|
|
|
Jul 24, 2023
Q2 2023
|
Spirit Of America Management Corp
|
BUY
|
- |
150+ 1.32% |
$30.9K - $37.2K
|
11.5K
$4.44M
|
|
|
Jul 24, 2023
Q2 2023
|
Bergan Kdv Wealth Management, LLC
|
SELL
|
- |
-168- 27.18% |
$34.6K - $41.6K
|
450
$174K
|
|
|
Jul 21, 2023
Q2 2023
|
First Command Financial Services, Inc.
|
SELL
|
- |
-300- 9.86% |
$61.7K - $74.3K
|
2.74K
$1.06M
|
|
|
Jul 21, 2023
Q2 2023
|
Intercontinental Wealth Advisors, LLC
|
SELL
|
- |
-14- 0.57% |
$2.88K - $3.47K
|
2.44K
$943K
|
|
|
Jul 21, 2023
Q2 2023
|
First Command Bank
|
SELL
|
- |
-300- 9.86% |
$61.7K - $74.3K
|
2.74K
$1.06M
|
|
|
Jul 21, 2023
Q2 2023
|
Commonwealth Retirement Investments LLC
Richmond, VA |
BUY
|
- |
238+ 2.16% |
$49K - $58.9K
|
11.3K
$4.35M
|
|
|
Jul 20, 2023
Q2 2023
|
Sendero Wealth Management, LLC
San Antonio, TX |
BUY
|
- |
1.34KNew |
$277K - $333K
|
1.34K
$519K
|
|
|
Jul 20, 2023
Q2 2023
|
Stephens Consulting, LLC
Flint, MI |
SELL
|
- |
-15- 2.65% |
$3.09K - $3.72K
|
551
$213K
|
|
|
Jul 19, 2023
Q2 2023
|
25 LLC
St. Louis, MO |
SELL
|
- |
-2- 33.33% |
$412 - $495
|
4
$1.54K
|
|
|
Jul 18, 2023
Q2 2023
|
Northwest Bank & Trust CO
Davenport, IA |
BUY
|
- |
557New |
$115K - $138K
|
557
$215K
|
|
|
Jul 17, 2023
Q2 2023
|
D. Scott Neal, Inc.
|
SELL
|
- |
-12- 0.16% |
$2.47K - $2.97K
|
7.55K
$2.91M
|
|
|
Jul 12, 2023
Q2 2023
|
First National Bank Of South Miami
|
BUY
|
- |
152+ 22.03% |
$31.3K - $37.6K
|
842
$325K
|
|
|
Jul 12, 2023
Q2 2023
|
Moisand Fitzgerald Tamayo, LLC
|
SELL
|
- |
-100- 42.37% |
$20.6K - $24.8K
|
136
$52.5K
|
|
|
Jul 10, 2023
Q2 2023
|
Capital Cs Group, LLC
|
BUY
|
CALL |
9.6KNew |
$1.98M - $2.38M
|
9.6K
$3.71M
|
|
| Q1 2023 | |||||||
|
Jan 10, 2025
Q1 2023
|
Nomura Asset Management CO LTD
Tokyo, M0 |
BUY
|
- |
6.75K+ 2.85% |
$1.45M - $1.78M
|
243K
$93.9M
|
|
|
Dec 19, 2024
Q1 2023
|
Pearl River Capital, LLC
Niles, MI |
BUY
|
- |
21.3KNew |
$4.58M - $5.64M
|
21.3K
$8.23M
|
|
|
Oct 15, 2024
Q1 2023
|
Fmb Wealth Management
Westlake Village, CA |
SELL
|
- |
-1.17KClosed |
$252K - $310K
|
0
$0
|
|
|
May 24, 2023
Q1 2023
|
Old North State Trust, LLC
Greensboro, NC |
SELL
|
- |
-48- 9.45% |
$10.3K - $12.7K
|
460
$178K
|
|
|
May 15, 2023
Q1 2023
|
Boothbay Fund Management, LLC
New York, NY |
BUY
|
- |
11.2K+ 392.28% |
$2.41M - $2.97M
|
14.1K
$5.44M
|
|
|
May 15, 2023
Q1 2023
|
Thomas White International LTD
Chicago, IL |
BUY
|
- |
30+ 0.46% |
$6.45K - $7.94K
|
6.57K
$2.54M
|
|
|
May 15, 2023
Q1 2023
|
Nippon Life Global Investors Americas, Inc.
|
BUY
|
- |
7.82KNew |
$1.68M - $2.07M
|
7.82K
$3.02M
|
|
|
May 15, 2023
Q1 2023
|
Laird Norton Trust Company, LLC
|
SELL
|
- |
-3- 0.09% |
$645 - $794
|
3.41K
$1.32M
|
|
|
May 15, 2023
Q1 2023
|
Avalon Investment & Advisory
Houston, TX |
BUY
|
- |
50.3K+ 1849.3% |
$10.8M - $13.3M
|
53.1K
$20.5M
|
|
|
May 15, 2023
Q1 2023
|
Shorepoint Capital Partners LLC
Norwood, MA |
SELL
|
- |
-215- 18.38% |
$46.2K - $56.9K
|
955
$369K
|
|
|
May 15, 2023
Q1 2023
|
Petrus Trust Company, Lta
Dallas, TX |
BUY
|
- |
1.68KNew |
$361K - $444K
|
1.68K
$649K
|
|
|
May 15, 2023
Q1 2023
|
Lombard Odier Asset Management (Usa) Corp
New York, NY |
BUY
|
- |
2.38KNew |
$512K - $630K
|
2.38K
$919K
|
|
|
May 15, 2023
Q1 2023
|
Jim Chanos
Kynikos Associates LP | New York, Ny
|
BUY
|
PUT |
3.6KNew |
$774K - $952K
|
3.6K
$1.39M
|
|
|
May 15, 2023
Q1 2023
|
Kula Investments, LLC
Chicago, IL |
BUY
|
- |
5.51KNew |
$1.19M - $1.46M
|
5.51K
$2.13M
|
|
|
May 15, 2023
Q1 2023
|
C2 C Wealth Management, LLC
|
BUY
|
- |
1.51KNew |
$324K - $398K
|
1.51K
$581K
|
|
|
May 15, 2023
Q1 2023
|
Hudson Bay Capital Management LP
Greenwich, CT |
BUY
|
- |
750KNew |
$161M - $198M
|
750K
$290M
|
|
|
May 15, 2023
Q1 2023
|
Grayhawk Investment Strategies Inc.
Calgary, A0 |
BUY
|
- |
61New |
$13.1K - $16.1K
|
61
$23.5K
|
|
|
May 15, 2023
Q1 2023
|
Intrua Financial, LLC
Houston, TX |
SELL
|
- |
-1.07K- 42.55% |
$229K - $282K
|
1.44K
$555K
|
|