Latest Institutional Transactions on Caterpillar Inc (CAT)
This table provides information on the latest institutional transactions involving Caterpillar Inc (CAT) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Apr 14, 2023
Q1 2023
|
Stonnington Group, LLC
|
BUY
|
- |
983+ 6.45% |
$211K - $260K
|
16.2K
$6.26M
|
|
|
Apr 13, 2023
Q1 2023
|
Centennial Wealth Advisory LLC
|
SELL
|
- |
-555- 34.91% |
$119K - $147K
|
1.04K
$400K
|
|
|
Apr 13, 2023
Q1 2023
|
Phocas Financial Corp.
Alameda, CA |
BUY
|
- |
350+ 54.26% |
$75.3K - $92.6K
|
995
$384K
|
|
|
Apr 10, 2023
Q1 2023
|
Kaydan Wealth Management, Inc.
Fenton, MI |
SELL
|
- |
-55- 3.18% |
$11.8K - $14.5K
|
1.68K
$647K
|
|
|
Apr 06, 2023
Q1 2023
|
Patton Fund Management, Inc.
|
BUY
|
- |
6.25K+ 748.09% |
$1.34M - $1.65M
|
7.09K
$2.74M
|
|
|
Apr 06, 2023
Q1 2023
|
Parsec Financial Management, Inc.
|
BUY
|
- |
367+ 5.79% |
$78.9K - $97.1K
|
6.7K
$2.59M
|
|
|
Apr 05, 2023
Q1 2023
|
Stillwater Investment Management, LLC
|
BUY
|
- |
83+ 0.48% |
$17.8K - $22K
|
17.3K
$6.66M
|
|
| Q4 2022 | |||||||
|
Aug 07, 2024
Q4 2022
|
Mason Investment Advisory Services, Inc.
Reston, VA |
SELL
|
- |
-426- 16.67% |
$72.9K - $104K
|
2.13K
$822K
|
|
|
Sep 26, 2023
Q4 2022
|
Decision Point Financial, LLC
Mesa, AZ |
BUY
|
- |
25New |
$4.28K - $6.08K
|
25
$9.65K
|
|
|
Mar 30, 2023
Q4 2022
|
Reframe Wealth, LLC
Fairfax, VA |
BUY
|
- |
928New |
$159K - $226K
|
928
$358K
|
|
|
Feb 27, 2023
Q4 2022
|
Gallagher Benefit Services, Inc.
Rolling Meadows, IL |
BUY
|
- |
1.15KNew |
$196K - $279K
|
1.15K
$442K
|
|
|
Feb 17, 2023
Q4 2022
|
Adams Wealth Management
|
BUY
|
- |
876New |
$150K - $213K
|
876
$338K
|
|
|
Feb 17, 2023
Q4 2022
|
Coppell Advisory Solutions Corp.
Coppell, TX |
BUY
|
- |
358New |
$61.3K - $87K
|
358
$138K
|
|
|
Feb 16, 2023
Q4 2022
|
Cullen Capital Management, LLC
New York, NY |
BUY
|
- |
900New |
$154K - $219K
|
900
$347K
|
|
|
Feb 15, 2023
Q4 2022
|
Chimera Capital Management LLC
New York, NY |
BUY
|
- |
2.27KNew |
$388K - $551K
|
2.27K
$875K
|
|
|
Feb 14, 2023
Q4 2022
|
Magnetar Financial LLC
Evanston, IL |
BUY
|
- |
7.5KNew |
$1.28M - $1.82M
|
7.5K
$2.89M
|
|
|
Feb 14, 2023
Q4 2022
|
Laurel Wealth Advisors, Inc.
Solana Beach, CA |
BUY
|
- |
869+ 12.73% |
$149K - $211K
|
7.7K
$2.97M
|
|
|
Feb 14, 2023
Q4 2022
|
Polar Asset Management Partners Inc.
Toronto, A6 |
BUY
|
PUT |
40KNew |
$6.85M - $9.73M
|
40K
$15.4M
|
|
|
Feb 14, 2023
Q4 2022
|
Nbw Capital LLC
|
BUY
|
- |
1.2KNew |
$206K - $292K
|
1.2K
$464K
|
|
|
Feb 14, 2023
Q4 2022
|
F3 Logic, LLC
|
BUY
|
- |
1.15KNew |
$196K - $279K
|
1.15K
$442K
|
|
|
Feb 14, 2023
Q4 2022
|
Citizens & Northern Corp
|
BUY
|
- |
925New |
$158K - $225K
|
925
$357K
|
|
|
Feb 14, 2023
Q4 2022
|
University Of Texas
|
BUY
|
- |
1KNew |
$171K - $243K
|
1K
$386K
|
|
|
Feb 14, 2023
Q4 2022
|
Old Mission Capital LLC
|
BUY
|
- |
29New |
$4.97K - $7.05K
|
29
$11.2K
|
|
|
Feb 14, 2023
Q4 2022
|
Rothschild & CO Asset Management Us Inc.
New York, NY |
BUY
|
- |
7.7K+ 1.98% |
$1.32M - $1.87M
|
397K
$153M
|
|
|
Feb 14, 2023
Q4 2022
|
Zeke Capital Advisors, LLC
Berwyn, PA |
BUY
|
- |
42+ 1.57% |
$7.19K - $10.2K
|
2.71K
$1.05M
|
|
|
Feb 14, 2023
Q4 2022
|
Perpetual Investment Management LTD
Sydney, C3 |
SELL
|
- |
-500- 19.23% |
$85.6K - $122K
|
2.1K
$811K
|
|
|
Feb 14, 2023
Q4 2022
|
Ubs Oconnor LLC
Chicago, IL |
BUY
|
- |
32.8KNew |
$5.61M - $7.97M
|
32.8K
$12.7M
|
|
|
Feb 14, 2023
Q4 2022
|
Moore Capital Management, LP
New York, NY |
BUY
|
- |
8.58KNew |
$1.47M - $2.09M
|
8.58K
$3.31M
|
|
|
Feb 14, 2023
Q4 2022
|
Capital Group Private Client Services, Inc.
Los Angeles, CA |
BUY
|
- |
995New |
$170K - $242K
|
995
$384K
|
|
|
Feb 14, 2023
Q4 2022
|
J. Goldman & CO LP
New York, NY |
BUY
|
- |
877New |
$150K - $213K
|
877
$339K
|
|
|
Feb 14, 2023
Q4 2022
|
Greenline Partners, LLC
New York, NY |
BUY
|
- |
1.21KNew |
$206K - $293K
|
1.21K
$465K
|
|
|
Feb 14, 2023
Q4 2022
|
One Wealth Advisors, LLC
San Francisco, CA |
BUY
|
- |
344New |
$58.9K - $83.6K
|
344
$133K
|
|
|
Feb 14, 2023
Q4 2022
|
Wexford Capital LP
Greenwich, CT |
BUY
|
- |
1.02KNew |
$175K - $248K
|
1.02K
$395K
|
|
|
Feb 14, 2023
Q4 2022
|
Hotaling Investment Management, LLC
Wayne, PA |
SELL
|
- |
-29- 1.22% |
$4.97K - $7.05K
|
2.34K
$904K
|
|
|
Feb 14, 2023
Q4 2022
|
Masters Capital Management LLC
Atlanta, GA |
BUY
|
PUT |
200KNew |
$34.2M - $48.6M
|
200K
$77.2M
|
|
|
Feb 14, 2023
Q4 2022
|
Deer Park Road Corp
Steamboat Springs, CO |
BUY
|
PUT |
350KNew |
$59.9M - $85.1M
|
350K
$135M
|
|
|
Feb 14, 2023
Q4 2022
|
Arabesque Asset Management LTD
London, X0 |
BUY
|
- |
11.8KNew |
$2.02M - $2.86M
|
11.8K
$4.54M
|
|
|
Feb 14, 2023
Q4 2022
|
Stanley Druckenmiller
Duquesne Family Office LLC | New York, Ny
|
BUY
|
- |
63.8KNew |
$10.9M - $15.5M
|
63.8K
$24.6M
|
|
|
Feb 14, 2023
Q4 2022
|
Interval Partners, LP
New York, NY |
BUY
|
- |
5.15KNew |
$882K - $1.25M
|
5.15K
$1.99M
|
|
|
Feb 14, 2023
Q4 2022
|
Lombard Odier Asset Management (Usa) Corp
New York, NY |
BUY
|
PUT |
50KNew |
$8.56M - $12.2M
|
50K
$19.3M
|
|
|
Feb 14, 2023
Q4 2022
|
Mark Asset Management LP
New York, NY |
BUY
|
- |
19.8KNew |
$3.39M - $4.81M
|
19.8K
$7.63M
|
|
|
Feb 14, 2023
Q4 2022
|
Maple Rock Capital Partners Inc.
Toronto, A6 |
BUY
|
PUT |
1MNew |
$171M - $243M
|
1M
$386M
|
|
|
Feb 14, 2023
Q4 2022
|
Sg3 Management, LLC
Dorado, PR |
BUY
|
PUT |
25.2KNew |
$4.31M - $6.13M
|
25.2K
$9.73M
|
|
|
Feb 14, 2023
Q4 2022
|
Symmetry Peak Management LLC
Radnor, PA |
BUY
|
CALL |
5KNew |
$856K - $1.22M
|
5K
$1.93M
|
|
|
Feb 14, 2023
Q4 2022
|
O'Neil Global Advisors, Inc.
Los Angeles, CA |
BUY
|
- |
2.08KNew |
$355K - $505K
|
2.08K
$801K
|
|
|
Feb 14, 2023
Q4 2022
|
Allstate Investment Management CO
Northbrook, IL |
BUY
|
- |
19.6KNew |
$3.35M - $4.76M
|
19.6K
$7.56M
|
|
|
Feb 14, 2023
Q4 2022
|
Fortis Capital Advisors, LLC
Reno, NV |
BUY
|
- |
81New |
$13.9K - $19.7K
|
81
$31.3K
|
|
|
Feb 14, 2023
Q4 2022
|
Freedom Wealth Alliance, LLC
Brookfield, WI |
BUY
|
- |
258New |
$44.2K - $62.7K
|
258
$99.6K
|
|
|
Feb 14, 2023
Q4 2022
|
Mill Creek Capital Advisors, LLC
Conshohocken, PA |
BUY
|
- |
13.5KNew |
$2.3M - $3.27M
|
13.5K
$5.2M
|
|
|
Feb 14, 2023
Q4 2022
|
Claraphi Advisory Network, LLC
|
SELL
|
- |
-862K- 99.58% |
$148M - $210M
|
3.61K
$1.39M
|
|