Latest Institutional Transactions on Caterpillar Inc (CAT)
This table provides information on the latest institutional transactions involving Caterpillar Inc (CAT) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 01, 2023
Q3 2023
|
Bourgeon Capital Management LLC
|
SELL
|
- |
-215- 1.03% |
$51.7K - $62.1K
|
20.8K
$8.01M
|
|
|
Nov 01, 2023
Q3 2023
|
Investors Research Corp
|
SELL
|
- |
-206- 98.56% |
$49.6K - $59.5K
|
3
$1.16K
|
|
|
Oct 31, 2023
Q3 2023
|
Alpha Mark Advisors, LLC
Ft. Wright, KY |
SELL
|
- |
-100- 60.61% |
$24.1K - $28.9K
|
65
$25.1K
|
|
|
Oct 31, 2023
Q3 2023
|
Golden Green, Inc.
|
BUY
|
- |
1.09KNew |
$263K - $315K
|
1.09K
$422K
|
|
|
Oct 31, 2023
Q3 2023
|
Levin Capital Strategies, L.P.
New York, NY |
BUY
|
CALL |
5.5KNew |
$1.32M - $1.59M
|
5.5K
$2.12M
|
|
|
Oct 31, 2023
Q3 2023
|
Cutter & CO Brokerage, Inc.
|
BUY
|
- |
772New |
$186K - $223K
|
772
$298K
|
|
|
Oct 31, 2023
Q3 2023
|
Selway Asset Management
Boise, ID |
BUY
|
- |
26New |
$6.26K - $7.5K
|
26
$10K
|
|
|
Oct 30, 2023
Q3 2023
|
Members Capital Advisors Inc
|
SELL
|
- |
-6.77K- 84.68% |
$1.63M - $1.95M
|
1.23K
$473K
|
|
|
Oct 27, 2023
Q3 2023
|
Dubuque Bank & Trust CO
|
BUY
|
- |
159+ 10.41% |
$38.3K - $45.9K
|
1.69K
$651K
|
|
|
Oct 27, 2023
Q3 2023
|
Crestone Asset Management LLC
|
BUY
|
- |
1.26KNew |
$302K - $362K
|
1.26K
$484K
|
|
|
Oct 26, 2023
Q3 2023
|
Comerica Securities,Inc.
|
SELL
|
- |
-99- 1.9% |
$23.8K - $28.6K
|
5.1K
$1.97M
|
|
|
Oct 26, 2023
Q3 2023
|
Advisor Partners Ii, LLC
Walnut Creek, CA |
BUY
|
- |
2.07K+ 8.91% |
$498K - $598K
|
25.3K
$9.77M
|
|
|
Oct 25, 2023
Q3 2023
|
Mastrapasqua Asset Management Inc
|
SELL
|
- |
-60- 0.13% |
$14.4K - $17.3K
|
45.8K
$17.7M
|
|
|
Oct 24, 2023
Q3 2023
|
Goodwin Daniel L
|
BUY
|
- |
440+ 42.31% |
$106K - $127K
|
1.48K
$571K
|
|
|
Oct 24, 2023
Q3 2023
|
Windsor Group LTD
|
SELL
|
- |
-129- 3.06% |
$31K - $37.2K
|
4.09K
$1.58M
|
|
|
Oct 24, 2023
Q3 2023
|
Horizon Bancorp Inc /In/
Michigan City, IN |
SELL
|
- |
-40- 43.01% |
$9.62K - $11.5K
|
53
$20.5K
|
|
|
Oct 24, 2023
Q3 2023
|
Jessup Wealth Management, Inc
Dayton, OH |
BUY
|
- |
5+ 0.43% |
$1.2K - $1.44K
|
1.17K
$453K
|
|
|
Oct 23, 2023
Q3 2023
|
Trellis Advisors, LLC
|
BUY
|
- |
828New |
$199K - $239K
|
828
$320K
|
|
|
Oct 23, 2023
Q3 2023
|
Corundum Trust Company, Inc
Sioux Falls, SD |
SELL
|
- |
-5- 0.44% |
$1.2K - $1.44K
|
1.14K
$439K
|
|
|
Oct 23, 2023
Q3 2023
|
Verus Financial Partners, Inc.
|
BUY
|
- |
120+ 15.11% |
$28.9K - $34.6K
|
914
$353K
|
|
|
Oct 20, 2023
Q3 2023
|
Private Asset Management Inc
|
SELL
|
- |
-948- 20.44% |
$228K - $274K
|
3.69K
$1.42M
|
|
|
Oct 19, 2023
Q3 2023
|
Ropes Wealth Advisors LLC
Boston, MA |
SELL
|
- |
-574- 7.2% |
$138K - $166K
|
7.4K
$2.86M
|
|
|
Oct 18, 2023
Q3 2023
|
Cascade Investment Group, Inc.
Colorado Springs, CO |
BUY
|
- |
774New |
$186K - $223K
|
774
$299K
|
|
|
Oct 18, 2023
Q3 2023
|
Morton Brown Family Wealth, LLC
|
BUY
|
- |
290New |
$69.8K - $83.7K
|
290
$112K
|
|
|
Oct 18, 2023
Q3 2023
|
Ss&H Financial Advisors, Inc.
|
SELL
|
- |
-100- 2.76% |
$24.1K - $28.9K
|
3.53K
$1.36M
|
|
|
Oct 17, 2023
Q3 2023
|
Mach 1 Financial Group, LLC
Bentonville, AR |
BUY
|
- |
2.69KNew |
$646K - $776K
|
2.69K
$1.04M
|
|
|
Oct 17, 2023
Q3 2023
|
Fortune 45 LLC
|
BUY
|
- |
828New |
$199K - $239K
|
828
$320K
|
|
|
Oct 16, 2023
Q3 2023
|
Rothschild Investment Corp
|
BUY
|
- |
679+ 8.15% |
$163K - $196K
|
9.01K
$3.48M
|
|
|
Oct 16, 2023
Q3 2023
|
Artemis Investment Management LLP
|
BUY
|
- |
16.9KNew |
$4.07M - $4.88M
|
16.9K
$6.53M
|
|
|
Oct 16, 2023
Q3 2023
|
Barton Investment Management
|
BUY
|
- |
753New |
$181K - $217K
|
753
$291K
|
|
|
Oct 13, 2023
Q3 2023
|
St. Johns Investment Management Company, LLC
|
SELL
|
- |
-400- 61.54% |
$96.2K - $115K
|
250
$96.5K
|
|
|
Oct 12, 2023
Q3 2023
|
Imc Chicago, LLC
|
BUY
|
- |
12.6KNew |
$3.03M - $3.64M
|
12.6K
$4.87M
|
|
|
Oct 12, 2023
Q3 2023
|
Capital City Trust CO
|
SELL
|
- |
-40- 4.72% |
$9.62K - $11.5K
|
807
$312K
|
|
|
Oct 12, 2023
Q3 2023
|
Rvw Wealth, LLC
|
BUY
|
- |
53New |
$12.8K - $15.3K
|
53
$20.5K
|
|
|
Oct 11, 2023
Q3 2023
|
Polaris Wealth Advisory Group, LLC
|
BUY
|
- |
1.01KNew |
$242K - $290K
|
1.01K
$388K
|
|
|
Oct 10, 2023
Q3 2023
|
Ims Capital Management
|
SELL
|
- |
-125- 7.81% |
$30.1K - $36.1K
|
1.48K
$569K
|
|
|
Oct 10, 2023
Q3 2023
|
Dentgroup LLC
|
BUY
|
- |
1+ 0.09% |
$241 - $289
|
1.16K
$448K
|
|
|
Oct 05, 2023
Q3 2023
|
Capital Cs Group, LLC
|
BUY
|
- |
1.44KNew |
$346K - $415K
|
1.44K
$555K
|
|
| Q2 2023 | |||||||
|
Dec 12, 2024
Q2 2023
|
Heritage Wealth Advisors
|
SELL
|
- |
-12- 0.47% |
$2.47K - $2.97K
|
2.56K
$987K
|
|
|
Nov 26, 2024
Q2 2023
|
Erste Asset Management Gmb H
Vienna, C4 |
SELL
|
- |
-18.5K- 18.84% |
$3.81M - $4.59M
|
79.8K
$30.8M
|
|
|
Sep 11, 2024
Q2 2023
|
Summit Wealth Partners, LLC
Orlando, FL |
SELL
|
- |
-6- 0.36% |
$1.23K - $1.49K
|
1.68K
$650K
|
|
|
Jul 17, 2024
Q2 2023
|
Kelly Financial Services LLC
Braintree, MA |
SELL
|
- |
-8- 17.02% |
$1.65K - $1.98K
|
39
$15.1K
|
|
|
Feb 28, 2024
Q2 2023
|
Acima Private Wealth, LLC
Richmond, VA |
SELL
|
- |
-5- 0.34% |
$1.03K - $1.24K
|
1.47K
$569K
|
|
|
Feb 22, 2024
Q2 2023
|
Teza Capital Management LLC
Chicago, IL |
BUY
|
- |
11.8K+ 178.6% |
$2.43M - $2.92M
|
18.4K
$7.11M
|
|
|
Jan 12, 2024
Q2 2023
|
Pathstone Family Office, LLC
Englewood, NJ |
SELL
|
- |
-26.3K- 57.95% |
$5.41M - $6.51M
|
19.1K
$7.37M
|
|
|
Nov 22, 2023
Q2 2023
|
Chelsea Counsel CO
|
BUY
|
- |
20+ 11.11% |
$4.12K - $4.95K
|
200
$77.2K
|
|
|
Nov 13, 2023
Q2 2023
|
Easterly Investment Partners LLC
|
SELL
|
- |
-1Closed |
$206 - $248
|
0
$0
|
|
|
Nov 13, 2023
Q2 2023
|
Easterly Investment Partners LLC
|
SELL
|
PUT |
-2.2KClosed |
$453K - $545K
|
0
$0
|
|
|
Sep 26, 2023
Q2 2023
|
M Holdings Securities, Inc.
Portland, OR |
SELL
|
- |
-3.15K- 71.09% |
$647K - $779K
|
1.28K
$494K
|
|
|
Sep 25, 2023
Q2 2023
|
Brookfield Asset Management Inc.
Toronto, A6 |
SELL
|
- |
-30K- 95.39% |
$6.18M - $7.44M
|
1.45K
$560K
|
|