Latest Institutional Transactions on Caterpillar Inc (CAT)
This table provides information on the latest institutional transactions involving Caterpillar Inc (CAT) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 09, 2022
Q2 2022
|
Kingsbury Capital Investment Advisors LLC
Evanston, IL |
SELL
|
- |
-1KClosed |
$179K - $235K
|
0
$0
|
|
|
Aug 09, 2022
Q2 2022
|
Sumitomo Mitsui Financial Group, Inc.
Tokyo, M0 |
SELL
|
- |
-584Closed |
$104K - $137K
|
0
$0
|
|
|
Aug 08, 2022
Q2 2022
|
Tevis Investment Management
|
SELL
|
- |
-43Closed |
$7.68K - $10.1K
|
0
$0
|
|
|
Aug 08, 2022
Q2 2022
|
Curi Wealth Management, LLC
|
BUY
|
- |
113+ 289.74% |
$20.2K - $26.6K
|
152
$68.5K
|
|
|
Aug 05, 2022
Q2 2022
|
Better Money Decisions, LLC
|
BUY
|
- |
30New |
$5.36K - $7.05K
|
30
$13.5K
|
|
|
Aug 05, 2022
Q2 2022
|
Fieldpoint Private Securities, LLC
|
BUY
|
- |
110+ 13.27% |
$19.7K - $25.9K
|
939
$423K
|
|
|
Aug 05, 2022
Q2 2022
|
Maltin Wealth Management, Inc.
|
BUY
|
- |
43+ 0.67% |
$7.68K - $10.1K
|
6.5K
$2.93M
|
|
|
Aug 04, 2022
Q2 2022
|
Thompson Davis & Co., Inc.
|
SELL
|
- |
-960- 42.48% |
$172K - $226K
|
1.3K
$586K
|
|
|
Aug 04, 2022
Q2 2022
|
Abeille Asset Management Sa
|
SELL
|
- |
-46.2K- 24.77% |
$8.26M - $10.9M
|
140K
$63.3M
|
|
|
Aug 03, 2022
Q2 2022
|
Ar Asset Management Inc
|
SELL
|
- |
-100- 1.47% |
$17.9K - $23.5K
|
6.7K
$3.02M
|
|
|
Aug 03, 2022
Q2 2022
|
Mackay Shields LLC
|
SELL
|
- |
-77.8KClosed |
$13.9M - $18.3M
|
0
$0
|
|
|
Aug 02, 2022
Q2 2022
|
Blue Bell Private Wealth Management, LLC
|
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Aug 02, 2022
Q2 2022
|
Barnett & Company, Inc.
|
SELL
|
- |
-100- 4.94% |
$17.9K - $23.5K
|
1.93K
$868K
|
|
|
Aug 02, 2022
Q2 2022
|
Capital Wealth Alliance, LLC
|
BUY
|
- |
23.2KNew |
$4.15M - $5.46M
|
23.2K
$10.5M
|
|
|
Aug 01, 2022
Q2 2022
|
Financial Advantage, Inc.
|
SELL
|
- |
-55- 2.8% |
$9.83K - $12.9K
|
1.91K
$861K
|
|
|
Aug 01, 2022
Q2 2022
|
Independent Family Office, LLC
|
BUY
|
- |
8+ 0.54% |
$1.43K - $1.88K
|
1.49K
$672K
|
|
|
Jul 29, 2022
Q2 2022
|
Yorktown Management & Research CO Inc
|
SELL
|
- |
-1.1KClosed |
$197K - $259K
|
0
$0
|
|
|
Jul 28, 2022
Q2 2022
|
Mcdaniel Terry & CO
|
SELL
|
- |
-1.13KClosed |
$201K - $264K
|
0
$0
|
|
|
Jul 28, 2022
Q2 2022
|
Mizuho Markets Cayman LP
|
BUY
|
- |
10.9KNew |
$1.94M - $2.55M
|
10.9K
$4.89M
|
|
|
Jul 28, 2022
Q2 2022
|
Private Capital Group, LLC
|
SELL
|
- |
-261- 19.89% |
$46.6K - $61.4K
|
1.05K
$474K
|
|
|
Jul 28, 2022
Q2 2022
|
Royal Fund Management, LLC
|
SELL
|
- |
-3.77KClosed |
$673K - $886K
|
0
$0
|
|
|
Jul 27, 2022
Q2 2022
|
Bank Hapoalim Bm
|
SELL
|
- |
-596- 29.68% |
$106K - $140K
|
1.41K
$636K
|
|
|
Jul 27, 2022
Q2 2022
|
Echo45 Advisors LLC
|
SELL
|
- |
-1.39KClosed |
$248K - $326K
|
0
$0
|
|
|
Jul 27, 2022
Q2 2022
|
Salem Capital Management Inc
|
SELL
|
- |
-1.02KClosed |
$182K - $239K
|
0
$0
|
|
|
Jul 26, 2022
Q2 2022
|
Carroll Investors, Inc
|
SELL
|
- |
-220Closed |
$39.3K - $51.7K
|
0
$0
|
|
|
Jul 26, 2022
Q2 2022
|
Legacy Wealth Planning, LLC
|
BUY
|
- |
115+ 10.92% |
$20.5K - $27K
|
1.17K
$526K
|
|
|
Jul 26, 2022
Q2 2022
|
Trh Financial, LLC
|
BUY
|
- |
6.72K+ 22.62% |
$1.2M - $1.58M
|
36.4K
$16.4M
|
|
|
Jul 25, 2022
Q2 2022
|
Sage Financial Group Inc
|
SELL
|
- |
-400Closed |
$71.5K - $94K
|
0
$0
|
|
|
Jul 25, 2022
Q2 2022
|
Walker Asset Management, LLC
|
BUY
|
- |
12.4KNew |
$2.22M - $2.91M
|
12.4K
$5.59M
|
|
|
Jul 22, 2022
Q2 2022
|
Altium Wealth Management LLC
|
BUY
|
- |
1.46K+ 16.36% |
$261K - $343K
|
10.4K
$4.68M
|
|
|
Jul 22, 2022
Q2 2022
|
Arjuna Capital
|
BUY
|
- |
5.99KNew |
$1.07M - $1.41M
|
5.99K
$2.7M
|
|
|
Jul 22, 2022
Q2 2022
|
Dixon Hubard Feinour & Brown Inc
|
SELL
|
- |
-152- 3.23% |
$27.2K - $35.7K
|
4.56K
$2.05M
|
|
|
Jul 22, 2022
Q2 2022
|
Loveless Wealth Management LLC
|
SELL
|
- |
-160- 0.92% |
$28.6K - $37.6K
|
17.3K
$7.81M
|
|
|
Jul 22, 2022
Q2 2022
|
Parametrica Management LTD
|
BUY
|
- |
1.13KNew |
$201K - $265K
|
1.13K
$508K
|
|
|
Jul 22, 2022
Q2 2022
|
Urban Wealth Management, LLC
|
SELL
|
- |
-1.65KClosed |
$294K - $387K
|
0
$0
|
|
|
Jul 22, 2022
Q2 2022
|
Vaughan Nelson Investment Management, L.P.
|
SELL
|
- |
-9.86K- 2.14% |
$1.76M - $2.32M
|
450K
$203M
|
|
|
Jul 20, 2022
Q2 2022
|
Access Financial Services, Inc.
|
SELL
|
- |
-1.16KClosed |
$208K - $274K
|
0
$0
|
|
|
Jul 20, 2022
Q2 2022
|
Hnp Capital LLC
|
SELL
|
- |
-1.22KClosed |
$218K - $287K
|
0
$0
|
|
|
Jul 20, 2022
Q2 2022
|
Ibm Retirement Fund
|
SELL
|
- |
-8.64KClosed |
$1.54M - $2.03M
|
0
$0
|
|
|
Jul 20, 2022
Q2 2022
|
Mc Carthy Asset Management, Inc.
|
SELL
|
- |
-1Closed |
$179 - $235
|
0
$0
|
|
|
Jul 20, 2022
Q2 2022
|
Reitz Capital Advisors LLC
|
SELL
|
- |
-1.05KClosed |
$188K - $247K
|
0
$0
|
|
|
Jul 20, 2022
Q2 2022
|
Southern Capital Advisors, LLC
|
SELL
|
- |
-6.69KClosed |
$1.2M - $1.57M
|
0
$0
|
|
|
Jul 20, 2022
Q2 2022
|
Swarthmore Group Inc
|
SELL
|
- |
-25.2K- 93.39% |
$4.5M - $5.93M
|
1.78K
$804K
|
|
|
Jul 19, 2022
Q2 2022
|
Sippican Capital Advisors
|
SELL
|
- |
-300- 10.71% |
$53.6K - $70.5K
|
2.5K
$1.13M
|
|
|
Jul 19, 2022
Q2 2022
|
Wespac Advisors So Cal, LLC
|
SELL
|
- |
-279- 10.05% |
$49.8K - $65.6K
|
2.5K
$1.12M
|
|
|
Jul 18, 2022
Q2 2022
|
Strategic Capital Advisers, Inc.
|
BUY
|
- |
1.65K+ 14.24% |
$295K - $388K
|
13.2K
$5.96M
|
|
|
Jul 18, 2022
Q2 2022
|
South Shore Capital Advisors
|
SELL
|
- |
-980Closed |
$175K - $230K
|
0
$0
|
|
|
Jul 15, 2022
Q2 2022
|
Cordasco Financial Network
|
BUY
|
- |
160+ 4.13% |
$28.6K - $37.6K
|
4.03K
$1.82M
|
|
|
Jul 15, 2022
Q2 2022
|
Destiny Wealth Partners, LLC
|
BUY
|
- |
33New |
$5.9K - $7.76K
|
33
$14.9K
|
|
|
Jul 15, 2022
Q2 2022
|
West Bancorporation Inc
|
SELL
|
- |
-526- 26.35% |
$94K - $124K
|
1.47K
$662K
|