Latest Institutional Transactions on Caterpillar Inc (CAT)
This table provides information on the latest institutional transactions involving Caterpillar Inc (CAT) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 08, 2018
Q1 2018
|
Pictet North America Advisors Sa
|
SELL
|
- |
-7KClosed |
$1.01M - $1.2M
|
0
$0
|
|
|
May 02, 2018
Q1 2018
|
Fusion Family Wealth LLC
|
SELL
|
- |
-107Closed |
$15.4K - $18.3K
|
0
$0
|
|
|
May 02, 2018
Q1 2018
|
Bell & Brown Wealth Advisors, LLC
|
SELL
|
- |
-6.93KClosed |
$1M - $1.18M
|
0
$0
|
|
|
Apr 30, 2018
Q1 2018
|
James Hambro & Partners
|
SELL
|
- |
-25- 50.0% |
$3.61K - $4.27K
|
25
$9.65K
|
|
|
Apr 25, 2018
Q1 2018
|
Liberty Capital Management, Inc.
|
SELL
|
- |
-130Closed |
$18.8K - $22.2K
|
0
$0
|
|
|
Apr 24, 2018
Q1 2018
|
Parkwood LLC
Cleveland, OH |
SELL
|
- |
-1.63KClosed |
$235K - $279K
|
0
$0
|
|
|
Apr 23, 2018
Q1 2018
|
Iron Financial, LLC
|
SELL
|
- |
-1.58KClosed |
$228K - $270K
|
0
$0
|
|
|
Apr 18, 2018
Q1 2018
|
Us Advisors Wealth Management, LLC
Eden Prairie, MN |
SELL
|
- |
-2.64KClosed |
$381K - $452K
|
0
$0
|
|
|
Apr 16, 2018
Q1 2018
|
Santori & Peters, Inc.
|
SELL
|
- |
-99Closed |
$14.3K - $16.9K
|
0
$0
|
|
| Q4 2017 | |||||||
|
Feb 14, 2018
Q4 2017
|
Earnest Partners LLC
Atlanta, GA |
BUY
|
- |
286New |
$35.7K - $45.3K
|
286
$110K
|
|
|
Feb 14, 2018
Q4 2017
|
Bontempo Ohly Capital Mgmt LLC
Bethesda, MD |
SELL
|
- |
-24.8KClosed |
$3.09M - $3.92M
|
0
$0
|
|
|
Feb 14, 2018
Q4 2017
|
Caxton Associates LP
New York, NY |
SELL
|
PUT |
-50KClosed |
$6.24M - $7.92M
|
0
$0
|
|
|
Feb 14, 2018
Q4 2017
|
Cushing Asset Management, LP
Dallas, TX |
SELL
|
PUT |
-24KClosed |
$2.99M - $3.8M
|
0
$0
|
|
|
Feb 13, 2018
Q4 2017
|
Nippon Life Insurance CO
|
SELL
|
- |
-23.9KClosed |
$2.98M - $3.79M
|
0
$0
|
|
|
Feb 12, 2018
Q4 2017
|
American Beacon Advisors, Inc.
|
SELL
|
- |
-663Closed |
$82.7K - $105K
|
0
$0
|
|
|
Feb 09, 2018
Q4 2017
|
Mcia Inc
|
SELL
|
- |
-620Closed |
$77.3K - $98.2K
|
0
$0
|
|
|
Feb 07, 2018
Q4 2017
|
Buckhead Capital Management LLC
|
SELL
|
- |
-6.13KClosed |
$764K - $970K
|
0
$0
|
|
|
Feb 06, 2018
Q4 2017
|
Nat West Group PLC
|
SELL
|
- |
-2.35KClosed |
$293K - $372K
|
0
$0
|
|
|
Feb 05, 2018
Q4 2017
|
Summit Financial Wealth Advisors, LLC
|
SELL
|
- |
-2.67KClosed |
$332K - $422K
|
0
$0
|
|
|
Feb 02, 2018
Q4 2017
|
Trellus Management Company, LLC
|
SELL
|
PUT |
-10KClosed |
$1.25M - $1.58M
|
0
$0
|
|
|
Feb 02, 2018
Q4 2017
|
Redmond Asset Management, LLC
Henrico, VA |
SELL
|
- |
-326- 17.01% |
$40.7K - $51.6K
|
1.59K
$614K
|
|
|
Feb 01, 2018
Q4 2017
|
Nationwide Fund Advisors
|
SELL
|
- |
-287KClosed |
$35.8M - $45.5M
|
0
$0
|
|
|
Jan 30, 2018
Q4 2017
|
Bedrijfstakpensioenfonds Voor De Media Pno
|
SELL
|
- |
-27.2KClosed |
$3.39M - $4.31M
|
0
$0
|
|
| Q3 2017 | |||||||
|
Nov 14, 2017
Q3 2017
|
Ubs Oconnor LLC
Chicago, IL |
BUY
|
PUT |
64.9KNew |
$7.32M - $8.13M
|
64.9K
$25.1M
|
|
|
Nov 13, 2017
Q3 2017
|
Barbara Oil Co.
Chicago, IL |
BUY
|
- |
12.5KNew |
$1.41M - $1.57M
|
12.5K
$4.83M
|
|
|
Oct 18, 2017
Q3 2017
|
Montrusco Bolton Investments Inc.
Montreal, A8 |
SELL
|
- |
-1.32KClosed |
$148K - $165K
|
0
$0
|
|
|
Oct 12, 2017
Q3 2017
|
Horrell Capital Management, Inc.
|
BUY
|
- |
226New |
$25.5K - $28.3K
|
226
$87.2K
|
|
| Q4 2016 | |||||||
|
Feb 08, 2017
Q4 2016
|
David Katz
Matrix Asset Advisors Inc
|
SELL
|
- |
-119KClosed |
N/A
|
0
$0
|
|