Latest Institutional Transactions on Caterpillar Inc (CAT)
This table provides information on the latest institutional transactions involving Caterpillar Inc (CAT) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 13, 2022
Q1 2022
|
Mosaic Advisors LLC
Houston, TX |
SELL
|
- |
-1.89KClosed |
$346K - $434K
|
0
$0
|
|
|
May 13, 2022
Q1 2022
|
Lavaca Capital LLC
Houston, TX |
BUY
|
PUT |
1.3K+ 35.14% |
$238K - $299K
|
5K
$2.01M
|
|
|
May 13, 2022
Q1 2022
|
Engine No. 1 LLC
San Francisco, CA |
SELL
|
- |
-3.7KClosed |
$677K - $851K
|
0
$0
|
|
|
May 12, 2022
Q1 2022
|
Capitolis Advisors LLC
New York, NY |
SELL
|
- |
-173K- 83.53% |
$31.7M - $39.9M
|
34.2K
$13.8M
|
|
|
May 12, 2022
Q1 2022
|
Gyon Technologies Capital Management, LP
Denville, NJ |
SELL
|
- |
-1.28KClosed |
$233K - $293K
|
0
$0
|
|
|
May 10, 2022
Q1 2022
|
Zenyatta Capital Management LP
|
SELL
|
- |
-35KClosed |
$6.4M - $8.05M
|
0
$0
|
|
|
May 10, 2022
Q1 2022
|
Rather & Kittrell, Inc.
Knoxville, TN |
SELL
|
- |
-40Closed |
$7.31K - $9.19K
|
0
$0
|
|
|
May 10, 2022
Q1 2022
|
Agf Investments Inc.
Toronto, A6 |
SELL
|
- |
-8.46KClosed |
$1.55M - $1.94M
|
0
$0
|
|
|
May 09, 2022
Q1 2022
|
Proffitt & Goodson Inc
|
SELL
|
- |
-1- 14.29% |
$183 - $230
|
6
$2.41K
|
|
|
May 09, 2022
Q1 2022
|
Rinkey Investments
San Diego, CA |
SELL
|
- |
-54Closed |
$9.87K - $12.4K
|
0
$0
|
|
|
May 06, 2022
Q1 2022
|
Bivin & Associates, Inc.
Ponca City, OK |
SELL
|
- |
-108- 45.96% |
$19.7K - $24.8K
|
127
$51.1K
|
|
|
May 05, 2022
Q1 2022
|
Ifg Advisors, LLC
|
BUY
|
- |
10.8KNew |
$1.97M - $2.47M
|
10.8K
$4.32M
|
|
|
May 05, 2022
Q1 2022
|
La Financiere De L'Echiquier
|
SELL
|
- |
-10KClosed |
$1.83M - $2.3M
|
0
$0
|
|
|
May 02, 2022
Q1 2022
|
Outfitter Financial LLC
|
SELL
|
- |
-350Closed |
$64K - $80.5K
|
0
$0
|
|
|
Apr 29, 2022
Q1 2022
|
All Season Financial Advisors, Inc.
|
SELL
|
- |
-2.65KClosed |
$485K - $610K
|
0
$0
|
|
|
Apr 29, 2022
Q1 2022
|
Clearview Wealth Advisors LLC
|
SELL
|
- |
-20Closed |
$3.66K - $4.6K
|
0
$0
|
|
|
Apr 28, 2022
Q1 2022
|
Spectrum Asset Management, Inc.
|
SELL
|
- |
-4.81KClosed |
$879K - $1.11M
|
0
$0
|
|
|
Apr 28, 2022
Q1 2022
|
Ahl Investment Management, Inc.
|
SELL
|
- |
-350Closed |
$64K - $80.5K
|
0
$0
|
|
|
Apr 28, 2022
Q1 2022
|
Arcadia Investment Management Corp
|
BUY
|
- |
150New |
$27.4K - $34.5K
|
150
$60.3K
|
|
|
Apr 28, 2022
Q1 2022
|
Aquire Wealth Advisors, LLC
|
SELL
|
- |
-18Closed |
$3.29K - $4.14K
|
0
$0
|
|
|
Apr 28, 2022
Q1 2022
|
Ckw Financial Group
|
SELL
|
- |
-147Closed |
$26.9K - $33.8K
|
0
$0
|
|
|
Apr 27, 2022
Q1 2022
|
Vahanian & Associates Financial Planning Inc.
|
SELL
|
- |
-2.25KClosed |
$411K - $517K
|
0
$0
|
|
|
Apr 27, 2022
Q1 2022
|
Krs Capital Management, LLC
|
SELL
|
- |
-575Closed |
$105K - $132K
|
0
$0
|
|
|
Apr 27, 2022
Q1 2022
|
Winning Points Advisors, LLC
Boca Raton, FL |
SELL
|
- |
-1.83KClosed |
$335K - $421K
|
0
$0
|
|
|
Apr 26, 2022
Q1 2022
|
Northstar Asset Management LLC
|
SELL
|
- |
-1.3KClosed |
$238K - $299K
|
0
$0
|
|
|
Apr 26, 2022
Q1 2022
|
Tap Consulting, LLC
|
SELL
|
- |
-453Closed |
$82.8K - $104K
|
0
$0
|
|
|
Apr 26, 2022
Q1 2022
|
Masso Torrence Wealth Management Inc.
|
SELL
|
- |
-236Closed |
$43.1K - $54.2K
|
0
$0
|
|
|
Apr 26, 2022
Q1 2022
|
West End Advisors, LLC
|
SELL
|
- |
-116Closed |
$21.2K - $26.7K
|
0
$0
|
|
|
Apr 26, 2022
Q1 2022
|
Vista Finance, LLC
|
SELL
|
- |
-1.09KClosed |
$199K - $250K
|
0
$0
|
|
|
Apr 26, 2022
Q1 2022
|
James Reed Financial Services, Inc.
Cleveland, OH |
SELL
|
- |
-75Closed |
$13.7K - $17.2K
|
0
$0
|
|
|
Apr 25, 2022
Q1 2022
|
Zweig Di Menna Associates LLC
|
SELL
|
- |
-59KClosed |
$10.8M - $13.6M
|
0
$0
|
|
|
Apr 22, 2022
Q1 2022
|
Equitec Proprietary Markets, LLC
|
SELL
|
- |
-347Closed |
$63.4K - $79.8K
|
0
$0
|
|
|
Apr 21, 2022
Q1 2022
|
Bck Partners, Inc.
|
BUY
|
- |
11.6KNew |
$2.12M - $2.66M
|
11.6K
$4.66M
|
|
|
Apr 20, 2022
Q1 2022
|
Leverty Financial Group, LLC
|
SELL
|
- |
-32Closed |
$5.85K - $7.36K
|
0
$0
|
|
|
Apr 19, 2022
Q1 2022
|
Regent Investment Management LLC
|
BUY
|
- |
100+ 4.35% |
$18.3K - $23K
|
2.4K
$965K
|
|
|
Apr 15, 2022
Q1 2022
|
Paladin Advisory Group, LLC
|
BUY
|
- |
28New |
$5.12K - $6.44K
|
28
$11.3K
|
|
|
Apr 14, 2022
Q1 2022
|
Minot Wealth Management LLC
|
SELL
|
- |
-500- 30.69% |
$91.4K - $115K
|
1.13K
$454K
|
|
|
Apr 14, 2022
Q1 2022
|
Edge Wealth Management LLC
|
BUY
|
- |
2KNew |
$366K - $460K
|
2K
$804K
|
|
|
Apr 13, 2022
Q1 2022
|
Ford Financial Group, LLC
|
SELL
|
- |
-117Closed |
$21.4K - $26.9K
|
0
$0
|
|
|
Apr 12, 2022
Q1 2022
|
Pensionfund Dsm Netherlands
|
SELL
|
- |
-8KClosed |
$1.46M - $1.84M
|
0
$0
|
|
|
Apr 12, 2022
Q1 2022
|
Capstone Wealth Management Group, LLC
Clarks Green, PA |
SELL
|
- |
-1.12KClosed |
$205K - $257K
|
0
$0
|
|
|
Apr 11, 2022
Q1 2022
|
Quaero Capital S.A.
|
BUY
|
- |
2KNew |
$366K - $460K
|
2K
$804K
|
|
|
Apr 05, 2022
Q1 2022
|
Sam Advisors, LLC
|
BUY
|
- |
1.54KNew |
$282K - $354K
|
1.54K
$619K
|
|
| Q4 2021 | |||||||
|
May 03, 2022
Q4 2021
|
Investmark Advisory Group LLC
|
BUY
|
- |
68New |
$12.8K - $14.6K
|
68
$27.3K
|
|
|
Apr 21, 2022
Q4 2021
|
Atlas Private Wealth Advisors
Matawan, NJ |
SELL
|
- |
-272Closed |
$51.4K - $58.3K
|
0
$0
|
|
|
Feb 22, 2022
Q4 2021
|
Cypress Capital Management LLC
Greenville, DE |
BUY
|
- |
1.58KNew |
$298K - $338K
|
1.58K
$635K
|
|
|
Feb 18, 2022
Q4 2021
|
Castle Ark Alternatives, LLC
Chicago, IL |
SELL
|
- |
-1.94KClosed |
$367K - $416K
|
0
$0
|
|
|
Feb 18, 2022
Q4 2021
|
Sky View Investment Advisors, LLC
Shrewsbury, NJ |
BUY
|
- |
151New |
$28.5K - $32.4K
|
151
$60.7K
|
|
|
Feb 16, 2022
Q4 2021
|
Milestone Wealth, LLC
Buffalo, NY |
BUY
|
- |
269New |
$50.8K - $57.6K
|
269
$108K
|
|
|
Feb 15, 2022
Q4 2021
|
Icapital Wealth LLC
Walnut Creek, CA |
BUY
|
- |
1.6KNew |
$302K - $343K
|
1.6K
$643K
|
|