Latest Institutional Transactions on Caterpillar Inc (CAT)
This table provides information on the latest institutional transactions involving Caterpillar Inc (CAT) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Dec 19, 2019
Q3 2018
|
Rothschild & CO Wealth Management Uk LTD
|
SELL
|
- |
-64Closed |
$8.45K - $10K
|
0
$0
|
|
|
Nov 16, 2018
Q3 2018
|
Exane Asset Management
|
SELL
|
- |
-410Closed |
$54.1K - $64.1K
|
0
$0
|
|
|
Nov 16, 2018
Q3 2018
|
Omni Star Financial Group, Inc.
|
BUY
|
CALL |
4.9KNew |
$647K - $767K
|
4.9K
$1.89M
|
|
|
Nov 16, 2018
Q3 2018
|
Nine Masts Capital LTD
|
SELL
|
- |
-12.1KClosed |
$1.6M - $1.9M
|
0
$0
|
|
|
Nov 16, 2018
Q3 2018
|
Nine Masts Capital LTD
|
SELL
|
PUT |
-250Closed |
$33K - $39.1K
|
0
$0
|
|
|
Nov 15, 2018
Q3 2018
|
Cumberland Partners LTD
Toronto, A6 |
SELL
|
- |
-2.49KClosed |
$328K - $389K
|
0
$0
|
|
|
Nov 14, 2018
Q3 2018
|
Mader & Shannon Wealth Management, Inc.
|
SELL
|
- |
-14.1KClosed |
$1.87M - $2.21M
|
0
$0
|
|
|
Nov 14, 2018
Q3 2018
|
Kingdon Capital Management, L.L.C.
New York, NY |
SELL
|
CALL |
-350KClosed |
$46.2M - $54.7M
|
0
$0
|
|
|
Nov 14, 2018
Q3 2018
|
Lombard Odier Asset Management (Europe) LTD
London, X0 |
BUY
|
CALL |
402K+ 5364.0% |
$53.1M - $62.9M
|
410K
$158M
|
|
|
Nov 14, 2018
Q3 2018
|
Telemetry Investments, L.L.C.
New York, NY |
SELL
|
- |
-2.49KClosed |
$329K - $389K
|
0
$0
|
|
|
Nov 14, 2018
Q3 2018
|
Point State Capital LP
New York, NY |
BUY
|
CALL |
174KNew |
$23M - $27.2M
|
174K
$67.2M
|
|
|
Nov 14, 2018
Q3 2018
|
Lombard Odier Asset Management (Switzerland) Sa
Petit Lancy, V8 |
BUY
|
CALL |
8.5KNew |
$1.12M - $1.33M
|
8.5K
$3.28M
|
|
|
Nov 14, 2018
Q3 2018
|
Public Sector Pension Investment Board
Montreal, A8 |
BUY
|
CALL |
200KNew |
$26.4M - $31.3M
|
200K
$77.2M
|
|
|
Nov 14, 2018
Q3 2018
|
Apriem Advisors
Irvine, CA |
SELL
|
- |
-589Closed |
$77.8K - $92.1K
|
0
$0
|
|
|
Nov 13, 2018
Q3 2018
|
B. Riley Financial, Inc.
Los Angeles, CA |
SELL
|
- |
-1.91KClosed |
$252K - $298K
|
0
$0
|
|
|
Nov 13, 2018
Q3 2018
|
Cavalier Investments, LLC
|
SELL
|
- |
-7.6KClosed |
$1M - $1.19M
|
0
$0
|
|
|
Nov 13, 2018
Q3 2018
|
Ninety One Uk LTD
London, X0 |
SELL
|
- |
-39.9KClosed |
$5.27M - $6.24M
|
0
$0
|
|
|
Nov 13, 2018
Q3 2018
|
William Blair Investment Management, LLC
Chicago, IL |
SELL
|
- |
-23.3KClosed |
$3.07M - $3.64M
|
0
$0
|
|
|
Nov 13, 2018
Q3 2018
|
Neuberger Berman Group LLC
New York, NY |
BUY
|
CALL |
1.5KNew |
$198K - $235K
|
1.5K
$579K
|
|
|
Nov 13, 2018
Q3 2018
|
Spring Creek Capital LLC
Wichita, KS |
SELL
|
- |
-9.88KClosed |
$1.3M - $1.54M
|
0
$0
|
|
|
Nov 13, 2018
Q3 2018
|
Midwest Professional Planners, Ltd.
Wausau, WI |
SELL
|
- |
-27Closed |
$3.56K - $4.22K
|
0
$0
|
|
|
Nov 13, 2018
Q3 2018
|
Poehling Capital Management, Inc.
Madison, WI |
SELL
|
- |
-300Closed |
$39.6K - $46.9K
|
0
$0
|
|
|
Nov 13, 2018
Q3 2018
|
Fuller & Thaler Asset Management, Inc.
San Mateo, CA |
SELL
|
- |
-3.5KClosed |
$462K - $547K
|
0
$0
|
|
|
Nov 13, 2018
Q3 2018
|
Kepos Capital LP
New York, NY |
SELL
|
- |
-35.4KClosed |
$4.67M - $5.54M
|
0
$0
|
|
|
Nov 05, 2018
Q3 2018
|
Unigestion Holding Sa
|
SELL
|
- |
-24.3KClosed |
$3.21M - $3.81M
|
0
$0
|
|
|
Oct 19, 2018
Q3 2018
|
Portfolio Strategies, Inc.
|
SELL
|
- |
-78Closed |
$10.3K - $12.2K
|
0
$0
|
|
| Q2 2018 | |||||||
|
Apr 05, 2024
Q2 2018
|
E. Ohman J:Or Asset Management Ab
Stockholm, V7 |
SELL
|
- |
-13.2KClosed |
$1.78M - $2.1M
|
0
$0
|
|
|
Aug 16, 2018
Q2 2018
|
Clearwater Capital Advisors, LLC
|
SELL
|
- |
-340Closed |
$45.8K - $54K
|
0
$0
|
|
|
Aug 16, 2018
Q2 2018
|
Gifford Fong Associates
Lafayette, CA |
BUY
|
- |
7.8KNew |
$1.05M - $1.24M
|
7.8K
$3.01M
|
|
|
Aug 14, 2018
Q2 2018
|
Sage Capital Advisors,Llc
|
SELL
|
- |
-1.46KClosed |
$196K - $231K
|
0
$0
|
|
|
Aug 14, 2018
Q2 2018
|
Highbridge Capital Management LLC
New York, NY |
SELL
|
PUT |
-500- 22.73% |
$67.3K - $79.5K
|
1.7K
$656K
|
|
|
Aug 14, 2018
Q2 2018
|
Arbiter Partners Capital Management LLC
New York, NY |
SELL
|
PUT |
-30KClosed |
$4.04M - $4.77M
|
0
$0
|
|
|
Aug 14, 2018
Q2 2018
|
Graticule Asia Macro Advisors LLC
New York, NY |
SELL
|
PUT |
-20KClosed |
$2.69M - $3.18M
|
0
$0
|
|
|
Aug 14, 2018
Q2 2018
|
Arosa Capital Management LP
Ny, NY |
BUY
|
PUT |
150KNew |
$20.2M - $23.8M
|
150K
$57.9M
|
|
|
Aug 14, 2018
Q2 2018
|
All Square Wealth Management LLC
Albany, NY |
SELL
|
- |
-215- 32.43% |
$28.9K - $34.2K
|
448
$173K
|
|
|
Aug 13, 2018
Q2 2018
|
Koch Industries Inc
Wichita, KS |
SELL
|
- |
-2.43KClosed |
$328K - $387K
|
0
$0
|
|
|
Aug 10, 2018
Q2 2018
|
Artal Group S.A.
Luxembourg, N4 |
SELL
|
CALL |
-200KClosed |
$26.9M - $31.8M
|
0
$0
|
|
|
Aug 06, 2018
Q2 2018
|
Bowling Portfolio Management LLC
|
SELL
|
- |
-1.42KClosed |
$191K - $226K
|
0
$0
|
|
|
Aug 01, 2018
Q2 2018
|
Hoertkorn Richard Charles
|
SELL
|
- |
-100Closed |
$13.5K - $15.9K
|
0
$0
|
|
|
Aug 01, 2018
Q2 2018
|
Zweig Di Menna Associates LLC
|
BUY
|
CALL |
138K+ 190.97% |
$18.5M - $21.9M
|
210K
$80.9M
|
|
|
Aug 01, 2018
Q2 2018
|
Mufg Securities Emea PLC
London, X0 |
SELL
|
PUT |
-50K- 54.35% |
$6.73M - $7.95M
|
42K
$16.2M
|
|
|
Jul 26, 2018
Q2 2018
|
Sheets Smith Wealth Management
|
SELL
|
- |
-2.6KClosed |
$350K - $413K
|
0
$0
|
|
|
Jul 23, 2018
Q2 2018
|
Brave Asset Management Inc
|
SELL
|
- |
-1.53KClosed |
$206K - $244K
|
0
$0
|
|
| Q1 2018 | |||||||
|
May 16, 2018
Q1 2018
|
Tuttle Capital Management, LLC
|
SELL
|
- |
-4.92KClosed |
$709K - $840K
|
0
$0
|
|
|
May 16, 2018
Q1 2018
|
Highlander Capital Management, LLC
Short Hills, NJ |
SELL
|
- |
-500Closed |
$72.1K - $85.4K
|
0
$0
|
|
|
May 15, 2018
Q1 2018
|
Blue Rock Advisors, LLC
Wayzata, MN |
SELL
|
- |
-11.2KClosed |
$1.62M - $1.91M
|
0
$0
|
|
|
May 14, 2018
Q1 2018
|
Sovarnum Capital L.P.
New York, NY |
SELL
|
- |
-5.5KClosed |
$794K - $940K
|
0
$0
|
|
|
May 11, 2018
Q1 2018
|
Tom Russo
Gardner Russo & Quinn LLC
|
SELL
|
- |
-650Closed |
$93.8K - $111K
|
0
$0
|
|
|
May 11, 2018
Q1 2018
|
Nikulski Financial, Inc.
|
SELL
|
- |
-1.35KClosed |
$195K - $230K
|
0
$0
|
|
|
May 10, 2018
Q1 2018
|
Gator Capital Management, LLC
|
SELL
|
- |
-5.1KClosed |
$736K - $872K
|
0
$0
|
|