Latest Institutional Transactions on Caterpillar Inc (CAT)
This table provides information on the latest institutional transactions involving Caterpillar Inc (CAT) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2022
Q3 2022
|
Cpwm, LLC
Seattle, WA |
BUY
|
- |
195+ 3.6% |
$31.7K - $38.7K
|
5.61K
$2.53M
|
|
|
Nov 14, 2022
Q3 2022
|
Beaumont Financial Partners, LLC
|
BUY
|
- |
53+ 4.21% |
$8.61K - $10.5K
|
1.31K
$591K
|
|
|
Nov 14, 2022
Q3 2022
|
Cipher Capital LP
New York, NY |
BUY
|
- |
38.3KNew |
$6.22M - $7.59M
|
38.3K
$17.2M
|
|
|
Nov 14, 2022
Q3 2022
|
Mint Tower Capital Management B.V.
|
SELL
|
PUT |
-16.2K- 61.83% |
$2.63M - $3.21M
|
10K
$4.51M
|
|
|
Nov 14, 2022
Q3 2022
|
Surevest, LLC
Los Angeles, CA |
SELL
|
- |
-74- 27.01% |
$12K - $14.7K
|
200
$90.1K
|
|
|
Nov 14, 2022
Q3 2022
|
Wcg Wealth Advisors LLC
Las Vegas, NV |
BUY
|
- |
72+ 2.64% |
$11.7K - $14.3K
|
2.8K
$1.26M
|
|
|
Nov 14, 2022
Q3 2022
|
Maryland Capital Management
Towson, MD |
SELL
|
- |
-1.07K- 33.56% |
$173K - $211K
|
2.11K
$950K
|
|
|
Nov 14, 2022
Q3 2022
|
Bluestein R H & CO LLC
Birmingham, MI |
SELL
|
- |
-5.58K- 2.52% |
$906K - $1.11M
|
216K
$97.2M
|
|
|
Nov 14, 2022
Q3 2022
|
Regentatlantic Capital LLC
Morristown, NJ |
SELL
|
- |
-191- 0.66% |
$31K - $37.9K
|
28.8K
$13M
|
|
|
Nov 14, 2022
Q3 2022
|
Cary Street Partners Asset Management LLC
Richmond, VA |
BUY
|
- |
77New |
$12.5K - $15.3K
|
77
$34.7K
|
|
|
Nov 14, 2022
Q3 2022
|
55 I, LLC
Boston, MA |
BUY
|
- |
2.44K+ 110.17% |
$396K - $483K
|
4.65K
$2.1M
|
|
|
Nov 14, 2022
Q3 2022
|
Select Asset Management & Trust
Mechanicsburg, PA |
SELL
|
- |
-1.2K- 26.83% |
$195K - $238K
|
3.27K
$1.47M
|
|
|
Nov 14, 2022
Q3 2022
|
Eaton Vance Management
Boston, MA |
SELL
|
- |
-120K- 11.13% |
$19.6M - $23.9M
|
961K
$433M
|
|
|
Nov 14, 2022
Q3 2022
|
Virtus Fund Advisers, LLC
Hartford, CT |
SELL
|
- |
-1.31KClosed |
$213K - $260K
|
0
$0
|
|
|
Nov 14, 2022
Q3 2022
|
Saba Capital Management, L.P.
New York, NY |
BUY
|
- |
11.1K+ 37.39% |
$1.81M - $2.21M
|
40.9K
$18.4M
|
|
|
Nov 14, 2022
Q3 2022
|
Boothbay Fund Management, LLC
New York, NY |
BUY
|
PUT |
1.4KNew |
$227K - $278K
|
1.4K
$631K
|
|
|
Nov 14, 2022
Q3 2022
|
Alpha Crest Capital Management LLC
New York, NY |
SELL
|
- |
-17.8K- 48.6% |
$2.89M - $3.53M
|
18.8K
$8.48M
|
|
|
Nov 14, 2022
Q3 2022
|
New England Asset Management Inc
Farmington, CT |
BUY
|
- |
1.22KNew |
$198K - $242K
|
1.22K
$550K
|
|
|
Nov 14, 2022
Q3 2022
|
Dsc Advisors, L.P.
Chicago, IL |
SELL
|
- |
-499- 20.19% |
$81.1K - $98.9K
|
1.97K
$889K
|
|
|
Nov 14, 2022
Q3 2022
|
Ionic Capital Management LLC
New York, NY |
BUY
|
- |
6.4KNew |
$1.04M - $1.27M
|
6.4K
$2.88M
|
|
|
Nov 14, 2022
Q3 2022
|
Kore Private Wealth LLC
New York, NY |
SELL
|
- |
-87- 3.25% |
$14.1K - $17.2K
|
2.59K
$1.17M
|
|
|
Nov 14, 2022
Q3 2022
|
Covington Capital Management
|
BUY
|
- |
6+ 0.09% |
$975 - $1.19K
|
6.62K
$2.98M
|
|
|
Nov 14, 2022
Q3 2022
|
Alpha Paradigm Partners, LLC
Chicago, IL |
BUY
|
- |
2.59K+ 1162.78% |
$421K - $514K
|
2.82K
$1.27M
|
|
|
Nov 10, 2022
Q3 2022
|
Ashfield Capital Partners, LLC
|
SELL
|
- |
-477- 0.54% |
$77.5K - $94.6K
|
87.8K
$39.6M
|
|
|
Nov 10, 2022
Q3 2022
|
Strategic Wealth Advisors Group, LLC
Sacramento, CA |
SELL
|
- |
-156- 0.7% |
$25.3K - $30.9K
|
22.1K
$9.96M
|
|
|
Nov 10, 2022
Q3 2022
|
Exodus Point Capital Management, LP
New York, NY |
SELL
|
PUT |
-60KClosed |
$9.75M - $11.9M
|
0
$0
|
|
|
Nov 10, 2022
Q3 2022
|
Agf Investments LLC
Boston, MA |
BUY
|
- |
4.02K+ 83.84% |
$652K - $796K
|
8.8K
$3.97M
|
|
|
Nov 09, 2022
Q3 2022
|
Opseu Pension Plan Trust Fund
Toronto, A6 |
BUY
|
- |
70+ 3.21% |
$11.4K - $13.9K
|
2.25K
$1.02M
|
|
|
Nov 09, 2022
Q3 2022
|
Btg Pactual Global Asset Management LTD
New York, NY |
BUY
|
PUT |
30KNew |
$4.87M - $5.95M
|
30K
$13.5M
|
|
|
Nov 07, 2022
Q3 2022
|
Castle Wealth Management LLC
|
BUY
|
- |
37+ 19.79% |
$6.01K - $7.34K
|
224
$101K
|
|
|
Nov 07, 2022
Q3 2022
|
Stockman Wealth Management, Inc.
|
BUY
|
PUT |
6KNew |
$975K - $1.19M
|
6K
$2.7M
|
|
|
Nov 04, 2022
Q3 2022
|
Sierra Capital LLC
|
BUY
|
- |
27+ 14.52% |
$4.39K - $5.35K
|
213
$96K
|
|
|
Nov 04, 2022
Q3 2022
|
Cowa, LLC
Tulsa, OK |
BUY
|
- |
200New |
$32.5K - $39.7K
|
200
$90.1K
|
|
|
Nov 03, 2022
Q3 2022
|
Spectrum Management Group, LLC
|
BUY
|
- |
100New |
$16.2K - $19.8K
|
100
$45.1K
|
|
|
Nov 03, 2022
Q3 2022
|
Paragon Wealth Strategies, LLC
|
BUY
|
- |
70New |
$11.4K - $13.9K
|
70
$31.5K
|
|
|
Nov 03, 2022
Q3 2022
|
Gamble Jones Investment Counsel
|
SELL
|
- |
-150- 2.9% |
$24.4K - $29.7K
|
5.02K
$2.26M
|
|
|
Nov 02, 2022
Q3 2022
|
Siena Capital LLC
Cincinnati, OH |
BUY
|
- |
301+ 4.91% |
$48.9K - $59.7K
|
6.43K
$2.9M
|
|
|
Nov 02, 2022
Q3 2022
|
Dowling & Yahnke LLC
San Diego, CA |
SELL
|
- |
-8- 0.02% |
$1.3K - $1.59K
|
38.7K
$17.5M
|
|
|
Nov 01, 2022
Q3 2022
|
Strategic Asset Management, LLC
|
BUY
|
- |
1+ 0.56% |
$162 - $198
|
178
$80.2K
|
|
|
Oct 28, 2022
Q3 2022
|
Brightworth
|
BUY
|
- |
139+ 7.14% |
$22.6K - $27.6K
|
2.09K
$940K
|
|
|
Oct 26, 2022
Q3 2022
|
Wipfli Financial Advisors Llc,
|
BUY
|
- |
5.05KNew |
$820K - $1M
|
5.05K
$2.28M
|
|
|
Oct 26, 2022
Q3 2022
|
Inverness Counsel LLC
|
BUY
|
- |
3KNew |
$488K - $595K
|
3K
$1.35M
|
|
|
Oct 25, 2022
Q3 2022
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
PUT |
14.3KNew |
$2.32M - $2.83M
|
14.3K
$6.44M
|
|
|
Oct 25, 2022
Q3 2022
|
Applied Capital LLC
|
SELL
|
- |
-8- 0.39% |
$1.3K - $1.59K
|
2.04K
$917K
|
|
|
Oct 24, 2022
Q3 2022
|
Mbm Wealth Consultants, LLC
Chesterfield, MO |
BUY
|
- |
21+ 13.55% |
$3.41K - $4.16K
|
176
$79.3K
|
|
|
Oct 21, 2022
Q3 2022
|
First National Bank Of Hutchinson
|
BUY
|
- |
216+ 8.63% |
$35.1K - $42.8K
|
2.72K
$1.22M
|
|
|
Oct 21, 2022
Q3 2022
|
Twin Lakes Capital Management, LLC
Redwood Shores, CA |
BUY
|
- |
100New |
$16.2K - $19.8K
|
100
$45.1K
|
|
|
Oct 18, 2022
Q3 2022
|
Karp Capital Management Corp
|
SELL
|
- |
-15.1K- 99.74% |
$2.45M - $2.99M
|
40
$18K
|
|
|
Oct 17, 2022
Q3 2022
|
Highland Private Wealth Management
|
SELL
|
- |
-205- 10.69% |
$33.3K - $40.6K
|
1.71K
$772K
|
|
|
Oct 14, 2022
Q3 2022
|
Redpoint Investment Management Pty LTD
|
SELL
|
- |
-1.65K- 12.55% |
$269K - $328K
|
11.5K
$5.2M
|