Latest Institutional Transactions on Caterpillar Inc (CAT)
This table provides information on the latest institutional transactions involving Caterpillar Inc (CAT) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Aug 12, 2019
Q2 2019
|
Shepherd Kaplan Krochuk, LLC
Boston, MA |
SELL
|
- |
-4KClosed |
$479K - $573K
|
0
$0
|
|
Aug 12, 2019
Q2 2019
|
Cmc Financial Group
Atlanta, GA |
SELL
|
- |
-5.57KClosed |
$667K - $798K
|
0
$0
|
|
Jul 26, 2019
Q2 2019
|
Aevitas Wealth Management, Inc.
|
SELL
|
- |
-1.77KClosed |
$212K - $254K
|
0
$0
|
|
Jul 24, 2019
Q2 2019
|
Sterling Investment Management, LLC
|
SELL
|
- |
-1.61KClosed |
$193K - $231K
|
0
$0
|
|
Jul 10, 2019
Q2 2019
|
Kwmg, LLC
|
SELL
|
- |
-500Closed |
$59.9K - $71.7K
|
0
$0
|
|
Jul 09, 2019
Q2 2019
|
Supplemental Annuity Collective Trust Of Nj
|
SELL
|
- |
-3K- 50.0% |
$359K - $430K
|
3K
$1.16M
|
|
Jul 05, 2019
Q2 2019
|
Verde Servicos Internacionais S.A.
Sao Paulo, D5 |
SELL
|
- |
-18KClosed |
$2.15M - $2.57M
|
0
$0
|
|
Q1 2019 | |||||||
Jun 03, 2019
Q1 2019
|
Lake Point Wealth Management
|
SELL
|
- |
-21- 1.33% |
$2.55K - $2.97K
|
1.56K
$601K
|
|
May 16, 2019
Q1 2019
|
Wealthpoint, LLC
|
SELL
|
- |
-187Closed |
$22.7K - $26.4K
|
0
$0
|
|
May 15, 2019
Q1 2019
|
Diametric Capital, LP
Boston, MA |
SELL
|
- |
-4.32KClosed |
$525K - $610K
|
0
$0
|
|
May 15, 2019
Q1 2019
|
683 Capital Management, LLC
New York, NY |
SELL
|
PUT |
-75KClosed |
$9.11M - $10.6M
|
0
$0
|
|
May 15, 2019
Q1 2019
|
Sowell Financial Services LLC
North Little Rock, AR |
BUY
|
CALL |
1.1KNew |
$134K - $156K
|
1.1K
$425K
|
|
May 15, 2019
Q1 2019
|
Alight Capital Management LP
New York, NY |
SELL
|
- |
-20KClosed |
$2.43M - $2.83M
|
0
$0
|
|
May 15, 2019
Q1 2019
|
Dz Bank Ag Deutsche Zentral Genossenschafts Bank, Frankfurt Am Main
Frankfurt Am Main, 2M |
BUY
|
CALL |
7.1K+ 10.5% |
$863K - $1M
|
74.7K
$28.8M
|
|
May 15, 2019
Q1 2019
|
Q Global Advisors, LLC
Fort Worth, TX |
SELL
|
- |
-25.6KClosed |
$3.12M - $3.63M
|
0
$0
|
|
May 14, 2019
Q1 2019
|
Ae Wealth Management LLC
|
BUY
|
CALL |
200New |
$24.3K - $28.3K
|
200
$77.2K
|
|
May 10, 2019
Q1 2019
|
Park Circle CO
|
SELL
|
- |
-5KClosed |
$608K - $707K
|
0
$0
|
|
May 09, 2019
Q1 2019
|
Arnhold LLC
|
SELL
|
- |
-26.1KClosed |
$3.17M - $3.69M
|
0
$0
|
|
May 07, 2019
Q1 2019
|
Jackson, Grant Investment Advisers, Inc.
|
SELL
|
- |
-26Closed |
$3.16K - $3.68K
|
0
$0
|
|
May 07, 2019
Q1 2019
|
Spark Investment Management LLC
New York, NY |
SELL
|
- |
-1.7KClosed |
$207K - $240K
|
0
$0
|
|
May 06, 2019
Q1 2019
|
American Investment Services, Inc.
|
SELL
|
- |
-1.63KClosed |
$198K - $230K
|
0
$0
|
|
May 03, 2019
Q1 2019
|
Elite Wealth Management, Inc.
|
SELL
|
- |
-1.99KClosed |
$242K - $282K
|
0
$0
|
|
May 01, 2019
Q1 2019
|
Villere St Denis J & CO LLC
|
SELL
|
- |
-2.15KClosed |
$261K - $304K
|
0
$0
|
|
Apr 30, 2019
Q1 2019
|
Litman Gregory Wealth Management LLC
|
SELL
|
- |
-600Closed |
$72.9K - $84.8K
|
0
$0
|
|
Apr 25, 2019
Q1 2019
|
Rosenblum Silverman Sutton S F Inc
San Francisco, CA |
SELL
|
- |
-44KClosed |
$5.35M - $6.22M
|
0
$0
|
|
Apr 24, 2019
Q1 2019
|
Exane Derivatives
|
SELL
|
PUT |
-465Closed |
$56.5K - $65.8K
|
0
$0
|
|
Apr 24, 2019
Q1 2019
|
Hms Capital Management, LLC
|
SELL
|
- |
-2.9KClosed |
$352K - $410K
|
0
$0
|
|
Apr 12, 2019
Q1 2019
|
Transform Wealth, LLC
|
BUY
|
CALL |
700New |
$85.1K - $99K
|
700
$270K
|
|
Q4 2018 | |||||||
Mar 28, 2019
Q4 2018
|
Kg&L Capital Management,Llc
|
BUY
|
CALL |
900New |
$101K - $142K
|
900
$347K
|
|
Feb 14, 2019
Q4 2018
|
Strategy Asset Managers LLC
|
SELL
|
- |
-3.4KClosed |
$382K - $538K
|
0
$0
|
|
Feb 14, 2019
Q4 2018
|
Banyan Capital Management, Inc.
Atlanta, GA |
BUY
|
- |
1.8KNew |
$202K - $285K
|
1.8K
$695K
|
|
Feb 14, 2019
Q4 2018
|
Liberty Mutual Group Asset Management Inc.
Boston, MA |
SELL
|
- |
-23.9KClosed |
$2.68M - $3.78M
|
0
$0
|
|
Feb 14, 2019
Q4 2018
|
Highbridge Capital Management LLC
New York, NY |
SELL
|
- |
-27.3KClosed |
$3.07M - $4.33M
|
0
$0
|
|
Feb 14, 2019
Q4 2018
|
Weiss Multi Strategy Advisers LLC
New York, NY |
BUY
|
PUT |
20KNew |
$2.25M - $3.16M
|
20K
$7.72M
|
|
Feb 14, 2019
Q4 2018
|
Suvretta Capital Management, LLC
New York, NY |
SELL
|
- |
-1.27MClosed |
$143M - $201M
|
0
$0
|
|
Feb 14, 2019
Q4 2018
|
Invesco Ltd.
Atlanta, GA |
BUY
|
CALL |
1.4KNew |
$157K - $222K
|
1.4K
$540K
|
|
Feb 14, 2019
Q4 2018
|
Alterna Wealth Management, Inc
Houston, TX |
BUY
|
- |
4.72KNew |
$531K - $747K
|
4.72K
$1.82M
|
|
Feb 14, 2019
Q4 2018
|
Cushing Asset Management, LP
Dallas, TX |
SELL
|
- |
-12KClosed |
$1.35M - $1.9M
|
0
$0
|
|
Feb 13, 2019
Q4 2018
|
Peavine Capital, LLC
|
SELL
|
- |
-1K- 26.32% |
$112K - $158K
|
2.8K
$1.08M
|
|
Feb 13, 2019
Q4 2018
|
Murphy Pohlad Asset Management LLC
|
BUY
|
- |
385New |
$43.3K - $60.9K
|
385
$149K
|
|
Feb 13, 2019
Q4 2018
|
Signaturefd, LLC
Atlanta, GA |
BUY
|
PUT |
400New |
$44.9K - $63.3K
|
400
$154K
|
|
Feb 13, 2019
Q4 2018
|
Lodge Hill Capital, LLC
New York, NY |
SELL
|
CALL |
-212K- 33.83% |
$23.8M - $33.5M
|
414K
$160M
|
|
Feb 12, 2019
Q4 2018
|
Central Asset Investments & Management Holdings (Hk) LTD
|
SELL
|
- |
-3KClosed |
$337K - $475K
|
0
$0
|
|
Feb 12, 2019
Q4 2018
|
Artisan Partners Limited Partnership
Milwaukee, WI |
SELL
|
PUT |
-8KClosed |
$899K - $1.27M
|
0
$0
|
|
Feb 11, 2019
Q4 2018
|
Signature Wealth Management Group
|
SELL
|
- |
-108Closed |
$12.1K - $17.1K
|
0
$0
|
|
Feb 11, 2019
Q4 2018
|
Roof Eidam & Maycock
|
SELL
|
- |
-11.4KClosed |
$1.28M - $1.8M
|
0
$0
|
|
Jan 28, 2019
Q4 2018
|
Asset Advisors Investment Management, LLC
|
SELL
|
- |
-360Closed |
$40.4K - $57K
|
0
$0
|
|
Jan 23, 2019
Q4 2018
|
Alethea Capital Management, LLC
San Diego, CA |
SELL
|
- |
-3.95KClosed |
$444K - $625K
|
0
$0
|
|
Jan 17, 2019
Q4 2018
|
O'Brien Wealth Partners LLC
|
SELL
|
- |
-145Closed |
$16.3K - $22.9K
|
0
$0
|
|
Jan 11, 2019
Q4 2018
|
Fenimore Asset Management Inc
|
SELL
|
- |
-1.7KClosed |
$190K - $268K
|
0
$0
|