Latest Institutional Transactions on Caterpillar Inc (CAT)
This table provides information on the latest institutional transactions involving Caterpillar Inc (CAT) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Feb 16, 2021
Q4 2020
|
Lombard Odier Asset Management (Europe) LTD
London, X0 |
SELL
|
- |
-5.04KClosed |
$740K - $919K
|
0
$0
|
|
Feb 12, 2021
Q4 2020
|
Robert Olstein
Olstein Capital Management, L.P.
|
SELL
|
- |
-28KClosed |
$4.11M - $5.1M
|
0
$0
|
|
Feb 12, 2021
Q4 2020
|
Vontobel Holding Ltd.
|
BUY
|
PUT |
5.5KNew |
$807K - $1M
|
5.5K
$2.12M
|
|
Feb 11, 2021
Q4 2020
|
Sanders Capital, LLC
West Palm Beach, FL |
SELL
|
- |
-6.28MClosed |
$922M - $1.14B
|
0
$0
|
|
Feb 10, 2021
Q4 2020
|
Martin Currie LTD
Edinburgh, X0 |
SELL
|
- |
-61.1KClosed |
$8.97M - $11.1M
|
0
$0
|
|
Feb 10, 2021
Q4 2020
|
Wescap Management Group, Inc.
Glendale, CA |
SELL
|
- |
-1K- 38.46% |
$147K - $182K
|
1.6K
$618K
|
|
Feb 10, 2021
Q4 2020
|
Fiduciary Planning LLC
Coral Springs, FL |
SELL
|
- |
-13Closed |
$1.91K - $2.37K
|
0
$0
|
|
Feb 08, 2021
Q4 2020
|
Waratah Capital Advisors Ltd.
Toronto, A6 |
SELL
|
- |
-39.1KClosed |
$5.73M - $7.12M
|
0
$0
|
|
Feb 02, 2021
Q4 2020
|
Danda Trouve Investment Management, Inc.
|
SELL
|
- |
-200Closed |
$29.3K - $36.4K
|
0
$0
|
|
Jan 27, 2021
Q4 2020
|
S. R. Schill & Associates
Mercer Island, WA |
SELL
|
- |
-2.09KClosed |
$306K - $380K
|
0
$0
|
|
Jan 22, 2021
Q4 2020
|
Dorchester Wealth Management CO
|
SELL
|
- |
-1.65KClosed |
$242K - $301K
|
0
$0
|
|
Jan 07, 2021
Q4 2020
|
Martin Capital Partners, LLC
|
SELL
|
- |
-778Closed |
$114K - $142K
|
0
$0
|
|
Q3 2020 | |||||||
Nov 17, 2020
Q3 2020
|
Cribstone Capital Management, LLC
Augusta, ME |
SELL
|
- |
-16Closed |
$2.01K - $2.46K
|
0
$0
|
|
Nov 16, 2020
Q3 2020
|
Holocene Advisors, LP
New York, NY |
SELL
|
PUT |
-363KClosed |
$45.6M - $55.8M
|
0
$0
|
|
Nov 16, 2020
Q3 2020
|
Rbf Capital, LLC
San Francisco, CA |
BUY
|
- |
3.5K+ 30.43% |
$440K - $539K
|
15K
$5.79M
|
|
Nov 16, 2020
Q3 2020
|
Deep Currents Investment Group LLC
New York, NY |
SELL
|
- |
-233Closed |
$29.3K - $35.9K
|
0
$0
|
|
Nov 13, 2020
Q3 2020
|
Sns Financial Group, LLC
|
BUY
|
CALL |
11.7K+ 5850.0% |
$1.47M - $1.8M
|
11.9K
$4.59M
|
|
Nov 13, 2020
Q3 2020
|
Truist Financial Corp
|
BUY
|
CALL |
3.5KNew |
$440K - $539K
|
3.5K
$1.35M
|
|
Nov 13, 2020
Q3 2020
|
Rbo & CO LLC
St Helena, CA |
BUY
|
- |
1.5KNew |
$189K - $231K
|
1.5K
$579K
|
|
Nov 12, 2020
Q3 2020
|
Alpine Global Management, LLC
New York, NY |
SELL
|
- |
-3.77KClosed |
$474K - $581K
|
0
$0
|
|
Nov 12, 2020
Q3 2020
|
Cqs (Us), LLC
New York, NY |
SELL
|
PUT |
-660KClosed |
$83M - $102M
|
0
$0
|
|
Nov 10, 2020
Q3 2020
|
Blue Square Asset Management, LLC
New York, NY |
SELL
|
- |
-100Closed |
$12.6K - $15.4K
|
0
$0
|
|
Nov 09, 2020
Q3 2020
|
Harvest Group Wealth Management, LLC
|
SELL
|
- |
-15Closed |
$1.89K - $2.31K
|
0
$0
|
|
Nov 06, 2020
Q3 2020
|
Roffman Miller Associates Inc
Philadelphia, PA |
SELL
|
- |
-1.94KClosed |
$243K - $298K
|
0
$0
|
|
Nov 05, 2020
Q3 2020
|
Perella Weinberg Partners Capital Management LP
|
SELL
|
- |
-5.2K- 17.51% |
$654K - $800K
|
24.5K
$9.46M
|
|
Nov 05, 2020
Q3 2020
|
Creative Planning
Overland Park, KS |
BUY
|
PUT |
300+ 100.0% |
$37.7K - $46.2K
|
600
$232K
|
|
Nov 04, 2020
Q3 2020
|
Dc Investments Management, LLC
Mclean, VA |
SELL
|
- |
-2.55KClosed |
$320K - $392K
|
0
$0
|
|
Nov 03, 2020
Q3 2020
|
Berkeley Capital Partners, LLC
|
SELL
|
- |
-1.9KClosed |
$238K - $292K
|
0
$0
|
|
Nov 02, 2020
Q3 2020
|
Campbell Wealth Management
|
SELL
|
- |
-100Closed |
$12.6K - $15.4K
|
0
$0
|
|
Oct 30, 2020
Q3 2020
|
Big Sur Wealth Management LLC
Miami, FL |
BUY
|
- |
1.71KNew |
$215K - $263K
|
1.71K
$660K
|
|
Oct 29, 2020
Q3 2020
|
Alaska Permanent Fund Corp
Juneau, AK |
SELL
|
- |
-7.09KClosed |
$891K - $1.09M
|
0
$0
|
|
Oct 20, 2020
Q3 2020
|
Keudell
|
BUY
|
CALL |
200New |
$25.1K - $30.8K
|
200
$77.2K
|
|
Oct 19, 2020
Q3 2020
|
Violich Capital Management, Inc.
|
SELL
|
- |
-1.83KClosed |
$229K - $281K
|
0
$0
|
|
Oct 15, 2020
Q3 2020
|
Asio Capital, LLC
|
SELL
|
- |
-425Closed |
$53.4K - $65.4K
|
0
$0
|
|
Oct 13, 2020
Q3 2020
|
Domani Wealth, LLC
|
SELL
|
- |
-1.79KClosed |
$225K - $275K
|
0
$0
|
|
Oct 08, 2020
Q3 2020
|
Chickasaw Capital Management LLC
|
BUY
|
- |
1.5KNew |
$189K - $231K
|
1.5K
$579K
|
|
Oct 08, 2020
Q3 2020
|
Engrave Wealth Partners LLC
|
SELL
|
- |
-172Closed |
$21.6K - $26.5K
|
0
$0
|
|
Q2 2020 | |||||||
Mar 24, 2023
Q2 2020
|
American Portfolios Advisors
Holbrook, NY |
SELL
|
- |
-794- 19.03% |
$83K - $109K
|
3.38K
$1.3M
|
|
May 10, 2021
Q2 2020
|
Vaughan & CO Securities, Inc.
|
SELL
|
- |
-150Closed |
$15.7K - $20.7K
|
0
$0
|
|
Sep 11, 2020
Q2 2020
|
Elevated Capital Advisors, LLC
Sandy, UT |
SELL
|
- |
-3.42KClosed |
$358K - $472K
|
0
$0
|
|
Aug 24, 2020
Q2 2020
|
Aurora Investment Counsel
Atlanta, GA |
SELL
|
- |
-10.6KClosed |
$1.1M - $1.45M
|
0
$0
|
|
Aug 14, 2020
Q2 2020
|
Kettle Hill Capital Management, LLC
New York, NY |
SELL
|
- |
-12.6KClosed |
$1.31M - $1.73M
|
0
$0
|
|
Aug 14, 2020
Q2 2020
|
Hite Hedge Asset Management LLC
Quincy, MA |
SELL
|
- |
-20.5KClosed |
$2.14M - $2.83M
|
0
$0
|
|
Aug 14, 2020
Q2 2020
|
Cinctive Capital Management LP
New York, NY |
SELL
|
- |
-22.4KClosed |
$2.34M - $3.08M
|
0
$0
|
|
Aug 14, 2020
Q2 2020
|
U S Global Investors Inc
San Antonio, TX |
SELL
|
- |
-3.03KClosed |
$316K - $417K
|
0
$0
|
|
Aug 14, 2020
Q2 2020
|
Electron Capital Partners, LLC
New York, NY |
SELL
|
- |
-87.7KClosed |
$9.16M - $12.1M
|
0
$0
|
|
Aug 13, 2020
Q2 2020
|
Nat Simons
Meritage Group LP | San Francisco, Ca
|
SELL
|
- |
-2.16KClosed |
$225K - $297K
|
0
$0
|
|
Aug 13, 2020
Q2 2020
|
Integrated Advisors Network LLC
Palos Verdes Estates, CA |
BUY
|
CALL |
1.5KNew |
$157K - $207K
|
1.5K
$579K
|
|
Aug 12, 2020
Q2 2020
|
Tctc Holdings, LLC
Dallas, TX |
BUY
|
- |
100New |
$10.4K - $13.8K
|
100
$38.6K
|
|
Aug 11, 2020
Q2 2020
|
Demars Financial Group, LLC
|
BUY
|
- |
220New |
$23K - $30.3K
|
220
$84.9K
|