Latest Institutional Transactions on Caterpillar Inc (CAT)
This table provides information on the latest institutional transactions involving Caterpillar Inc (CAT) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 02, 2023
Q4 2022
|
Tobam
|
SELL
|
- |
-1.13K- 39.38% |
$193K - $274K
|
1.74K
$782K
|
|
|
Feb 02, 2023
Q4 2022
|
Emfo, LLC
|
SELL
|
- |
-510- 5.42% |
$87.3K - $124K
|
8.89K
$4.01M
|
|
|
Feb 02, 2023
Q4 2022
|
Mgo Private Wealth, LLC
Irvine, CA |
BUY
|
- |
969New |
$166K - $236K
|
969
$437K
|
|
|
Feb 02, 2023
Q4 2022
|
Argi Investment Services, LLC
|
SELL
|
- |
-394- 4.86% |
$67.5K - $95.8K
|
7.71K
$3.48M
|
|
|
Feb 02, 2023
Q4 2022
|
Rheos Capital Works Inc.
|
BUY
|
- |
160KNew |
$27.4M - $38.9M
|
160K
$72.1M
|
|
|
Feb 01, 2023
Q4 2022
|
Deka Bank Deutsche Girozentrale
|
BUY
|
PUT |
3KNew |
$514K - $729K
|
3K
$1.35M
|
|
|
Feb 01, 2023
Q4 2022
|
Capital Directions Investment Advisors, LLC
|
BUY
|
- |
928New |
$159K - $226K
|
928
$418K
|
|
|
Feb 01, 2023
Q4 2022
|
Endurance Wealth Management, Inc.
|
BUY
|
- |
4+ 0.61% |
$685 - $973
|
664
$299K
|
|
|
Jan 31, 2023
Q4 2022
|
Ironwood Investment Management LLC
Boston, MA |
SELL
|
- |
-195- 12.23% |
$33.4K - $47.4K
|
1.4K
$631K
|
|
|
Jan 31, 2023
Q4 2022
|
Bank Of The West
|
SELL
|
- |
-1- 0.01% |
$171 - $243
|
18.5K
$8.33M
|
|
|
Jan 31, 2023
Q4 2022
|
Fluent Financial, LLC
|
SELL
|
- |
-5.86K- 77.84% |
$1M - $1.43M
|
1.67K
$752K
|
|
|
Jan 30, 2023
Q4 2022
|
Cubic Asset Management, LLC
|
BUY
|
- |
1KNew |
$171K - $243K
|
1K
$451K
|
|
|
Jan 30, 2023
Q4 2022
|
Lester Murray Antman Dba Simply Rich
|
SELL
|
- |
-64- 3.11% |
$11K - $15.6K
|
2K
$900K
|
|
|
Jan 30, 2023
Q4 2022
|
Burleson & Company, LLC
|
BUY
|
- |
5.49K+ 65.19% |
$940K - $1.33M
|
13.9K
$6.27M
|
|
|
Jan 26, 2023
Q4 2022
|
Boston Common Asset Management, LLC
Boston, MA |
BUY
|
- |
34+ 1.84% |
$5.82K - $8.27K
|
1.88K
$848K
|
|
|
Jan 25, 2023
Q4 2022
|
Greylin Investment Mangement Inc
|
BUY
|
- |
1.05KNew |
$180K - $255K
|
1.05K
$473K
|
|
|
Jan 25, 2023
Q4 2022
|
Boenning & Scattergood, Inc.
|
BUY
|
- |
243+ 3.18% |
$41.6K - $59.1K
|
7.88K
$3.55M
|
|
|
Jan 23, 2023
Q4 2022
|
Cpr Investments Inc.
Rochester, MI |
BUY
|
- |
1.89KNew |
$323K - $459K
|
1.89K
$851K
|
|
|
Jan 23, 2023
Q4 2022
|
Sargent Bickham Lagudis LLC
|
SELL
|
- |
-1.16K- 5.79% |
$199K - $282K
|
18.9K
$8.5M
|
|
|
Jan 23, 2023
Q4 2022
|
Mitsubishi Ufj Morgan Stanley Securities Co., Ltd.
|
BUY
|
- |
40+ 133.33% |
$6.85K - $9.73K
|
70
$31.5K
|
|
|
Jan 20, 2023
Q4 2022
|
Affiance Financial, LLC
|
BUY
|
- |
41New |
$7.02K - $9.97K
|
41
$18.5K
|
|
|
Jan 20, 2023
Q4 2022
|
Lehman & Derafelo Financial Resources LLC
|
BUY
|
- |
172+ 8.49% |
$29.5K - $41.8K
|
2.2K
$990K
|
|
|
Jan 20, 2023
Q4 2022
|
Mcrae Capital Management Inc
|
SELL
|
- |
-149- 0.36% |
$25.5K - $36.2K
|
41.1K
$18.5M
|
|
|
Jan 20, 2023
Q4 2022
|
Clear Harbor Asset Management, LLC
|
BUY
|
PUT |
1KNew |
$171K - $243K
|
1K
$451K
|
|
|
Jan 20, 2023
Q4 2022
|
Annapolis Financial Services, LLC
|
SELL
|
- |
-20- 21.28% |
$3.42K - $4.86K
|
74
$33.3K
|
|
|
Jan 20, 2023
Q4 2022
|
Quattro Financial Advisors LLC
|
SELL
|
- |
-1K- 50.0% |
$171K - $243K
|
1K
$451K
|
|
|
Jan 19, 2023
Q4 2022
|
Pendal Group LTD
|
BUY
|
- |
13.4KNew |
$2.29M - $3.25M
|
13.4K
$6.02M
|
|
|
Jan 19, 2023
Q4 2022
|
S.C. Financial Services, Inc.
|
BUY
|
- |
1.1KNew |
$189K - $268K
|
1.1K
$496K
|
|
|
Jan 18, 2023
Q4 2022
|
Spring Capital Management, LLC
|
BUY
|
- |
1.12KNew |
$192K - $272K
|
1.12K
$505K
|
|
|
Jan 17, 2023
Q4 2022
|
Sterling Manor Financial, LLC
|
BUY
|
- |
1.03KNew |
$177K - $251K
|
1.03K
$466K
|
|
|
Jan 13, 2023
Q4 2022
|
Kempner Capital Management Inc.
|
SELL
|
- |
-7.95K- 50.34% |
$1.36M - $1.93M
|
7.84K
$3.53M
|
|
|
Jan 13, 2023
Q4 2022
|
Piershale Financial Group, Inc.
|
BUY
|
- |
25New |
$4.28K - $6.08K
|
25
$11.3K
|
|
|
Jan 13, 2023
Q4 2022
|
Gofen & Glossberg LLC
|
BUY
|
- |
1.71K+ 2.86% |
$293K - $416K
|
61.6K
$27.8M
|
|
|
Jan 12, 2023
Q4 2022
|
Center Star Asset Management, LLC
|
BUY
|
PUT |
7.4KNew |
$1.27M - $1.8M
|
7.4K
$3.33M
|
|
|
Jan 12, 2023
Q4 2022
|
Riverwater Partners LLC
|
SELL
|
- |
-7- 0.32% |
$1.2K - $1.7K
|
2.21K
$995K
|
|
|
Jan 12, 2023
Q4 2022
|
Titleist Asset Management, Ltd.
San Antonio, TX |
SELL
|
- |
-81- 1.31% |
$13.9K - $19.7K
|
6.1K
$2.75M
|
|
|
Jan 12, 2023
Q4 2022
|
Bennicas & Associates, Inc.
|
BUY
|
- |
1.05KNew |
$180K - $255K
|
1.05K
$473K
|
|
|
Jan 11, 2023
Q4 2022
|
My Personal Cfo, LLC
|
BUY
|
- |
465New |
$79.6K - $113K
|
465
$210K
|
|
|
Jan 10, 2023
Q4 2022
|
Fny Investment Advisers, LLC
|
BUY
|
PUT |
5New |
$856 - $1.22K
|
5
$2.25K
|
|
|
Jan 10, 2023
Q4 2022
|
Madden Securities Corp
|
BUY
|
- |
390New |
$66.8K - $94.8K
|
390
$176K
|
|
| Q3 2022 | |||||||
|
Feb 13, 2025
Q3 2022
|
Ategra Capital Management, LLC
Vienna, VA |
SELL
|
- |
-1.67KClosed |
$272K - $331K
|
0
$0
|
|
|
May 28, 2024
Q3 2022
|
Rockbridge Investment Management, Lcc
Syracuse, NY |
SELL
|
- |
-13Closed |
$2.11K - $2.58K
|
0
$0
|
|
|
Sep 21, 2023
Q3 2022
|
Jefferies Group LLC
New York, NY |
SELL
|
- |
-4.97K- 90.44% |
$808K - $986K
|
526
$237K
|
|
|
Sep 21, 2023
Q3 2022
|
Jefferies Group LLC
New York, NY |
BUY
|
PUT |
32K+ 400.0% |
$5.2M - $6.34M
|
40K
$18M
|
|
|
Dec 01, 2022
Q3 2022
|
Mufg Americas Holdings Corp
|
SELL
|
- |
-1.33K- 3.15% |
$216K - $264K
|
40.9K
$18.4M
|
|
|
Nov 22, 2022
Q3 2022
|
Continental Investors Services, Inc.
Longview, WA |
BUY
|
- |
1.86KNew |
$301K - $368K
|
1.86K
$836K
|
|
|
Nov 21, 2022
Q3 2022
|
Four Thought Financial, LLC
Venice, FL |
BUY
|
- |
8.89K+ 211.27% |
$1.44M - $1.76M
|
13.1K
$5.9M
|
|
|
Nov 18, 2022
Q3 2022
|
Seven One Seven Capital Management
Lancaster, PA |
SELL
|
- |
-128- 6.34% |
$20.8K - $25.4K
|
1.89K
$852K
|
|
|
Nov 15, 2022
Q3 2022
|
Doyle Wealth Management
St. Petersburg, FL |
BUY
|
- |
80+ 5.05% |
$13K - $15.9K
|
1.67K
$750K
|
|
|
Nov 15, 2022
Q3 2022
|
Oxler Private Wealth LLC
New York, NY |
BUY
|
- |
3+ 0.59% |
$487 - $595
|
509
$229K
|
|