Latest Institutional Transactions on Caterpillar Inc (CAT)
This table provides information on the latest institutional transactions involving Caterpillar Inc (CAT) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Apr 10, 2020
Q1 2020
|
Freedom Day Solutions, LLC
|
SELL
|
- |
-4.44KClosed |
$407K - $668K
|
0
$0
|
|
Apr 07, 2020
Q1 2020
|
Enterprise Bank & Trust CO
|
SELL
|
- |
-1.75KClosed |
$161K - $263K
|
0
$0
|
|
Q4 2019 | |||||||
Feb 14, 2020
Q4 2019
|
Voleon Capital Management LP
Berkeley, CA |
SELL
|
- |
-137KClosed |
$16.2M - $20.3M
|
0
$0
|
|
Feb 14, 2020
Q4 2019
|
Systematic Financial Management LP
Teaneck, NJ |
SELL
|
- |
-407Closed |
$48K - $60.4K
|
0
$0
|
|
Feb 14, 2020
Q4 2019
|
Lord, Abbett & Co. LLC
Jersey City, NJ |
SELL
|
- |
-74.2KClosed |
$8.75M - $11M
|
0
$0
|
|
Feb 13, 2020
Q4 2019
|
Kovitz Investment Group Partners, LLC
|
SELL
|
CALL |
-316- 61.96% |
$37.3K - $46.9K
|
194
$74.9K
|
|
Feb 12, 2020
Q4 2019
|
All Terrain Financial Advisors, LLC
Coon Rapids, MN |
SELL
|
- |
-2.66KClosed |
$314K - $395K
|
0
$0
|
|
Feb 11, 2020
Q4 2019
|
American Trust Investment Advisors, LLC
|
SELL
|
- |
-18.8KClosed |
$2.22M - $2.79M
|
0
$0
|
|
Feb 10, 2020
Q4 2019
|
Nelson Capital Management, LLC
|
SELL
|
- |
-566Closed |
$66.8K - $84.1K
|
0
$0
|
|
Feb 06, 2020
Q4 2019
|
Iq Eq Fund Management (Ireland) LTD
|
SELL
|
- |
-1.25KClosed |
$147K - $186K
|
0
$0
|
|
Feb 04, 2020
Q4 2019
|
Clear Investment Research, LLC
|
SELL
|
- |
-4Closed |
$472 - $594
|
0
$0
|
|
Jan 30, 2020
Q4 2019
|
St. Johns Investment Management Company, LLC
|
SELL
|
PUT |
-300Closed |
$35.4K - $44.6K
|
0
$0
|
|
Jan 29, 2020
Q4 2019
|
Hms Capital Management, LLC
|
SELL
|
PUT |
-2.9KClosed |
$342K - $431K
|
0
$0
|
|
Jan 15, 2020
Q4 2019
|
Kcs Wealth Advisory
|
SELL
|
- |
-605Closed |
$71.4K - $89.8K
|
0
$0
|
|
Jan 14, 2020
Q4 2019
|
Belmont Capital, LLC
|
BUY
|
- |
70New |
$8.26K - $10.4K
|
70
$27K
|
|
Jan 14, 2020
Q4 2019
|
Northwest Wealth Management, LLC
|
SELL
|
- |
-2.09KClosed |
$246K - $310K
|
0
$0
|
|
Q3 2019 | |||||||
Nov 14, 2019
Q3 2019
|
Covenant Partners, LLC
|
SELL
|
- |
-3.04KClosed |
$344K - $424K
|
0
$0
|
|
Nov 14, 2019
Q3 2019
|
Bienville Capital Management, LLC
New York, NY |
SELL
|
- |
-1.22K- 37.81% |
$138K - $170K
|
2K
$772K
|
|
Nov 14, 2019
Q3 2019
|
Point State Capital LP
New York, NY |
SELL
|
- |
-36.6KClosed |
$4.15M - $5.11M
|
0
$0
|
|
Nov 14, 2019
Q3 2019
|
High Vista Strategies LLC
Boston, MA |
SELL
|
- |
-2.1KClosed |
$238K - $293K
|
0
$0
|
|
Nov 14, 2019
Q3 2019
|
Bain Capital Public Equity Management Ii, LLC
Boston, MA |
SELL
|
CALL |
-4.2KClosed |
$476K - $586K
|
0
$0
|
|
Nov 14, 2019
Q3 2019
|
Sandler Capital Management
New York, NY |
SELL
|
CALL |
-300KClosed |
$34M - $41.9M
|
0
$0
|
|
Nov 13, 2019
Q3 2019
|
Dynamic Advisor Solutions LLC
|
BUY
|
PUT |
1KNew |
$113K - $140K
|
1K
$386K
|
|
Nov 13, 2019
Q3 2019
|
Affinity Wealth Management LLC
Wilmington, DE |
SELL
|
- |
-1.61KClosed |
$182K - $225K
|
0
$0
|
|
Nov 13, 2019
Q3 2019
|
Global Endowment Management, LP
Charlotte, NC |
SELL
|
- |
-13.5KClosed |
$1.53M - $1.89M
|
0
$0
|
|
Nov 13, 2019
Q3 2019
|
Lodge Hill Capital, LLC
New York, NY |
SELL
|
- |
-121KClosed |
$13.7M - $16.9M
|
0
$0
|
|
Nov 12, 2019
Q3 2019
|
Amica Mutual Insurance CO
|
SELL
|
- |
-8.21KClosed |
$931K - $1.15M
|
0
$0
|
|
Nov 12, 2019
Q3 2019
|
Amica Retiree Medical Trust
|
SELL
|
- |
-1.19KClosed |
$135K - $166K
|
0
$0
|
|
Nov 12, 2019
Q3 2019
|
Silvant Capital Management LLC
|
SELL
|
- |
-237- 18.05% |
$26.9K - $33.1K
|
1.08K
$415K
|
|
Nov 07, 2019
Q3 2019
|
Blackhill Capital Inc
Morristown, NJ |
SELL
|
- |
-5- 0.01% |
$567 - $698
|
60K
$23.2M
|
|
Nov 04, 2019
Q3 2019
|
Brasada Capital Management, LP
Houston, TX |
SELL
|
- |
-3.66KClosed |
$414K - $510K
|
0
$0
|
|
Nov 01, 2019
Q3 2019
|
Sharkey, Howes & Javer
|
SELL
|
- |
-100Closed |
$11.3K - $14K
|
0
$0
|
|
Oct 30, 2019
Q3 2019
|
Price Capital Management, Inc.
Lafayette, LA |
SELL
|
- |
-71KClosed |
$8.05M - $9.92M
|
0
$0
|
|
Oct 30, 2019
Q3 2019
|
Crossvault Capital Management LLC
|
SELL
|
- |
-16.6KClosed |
$1.88M - $2.32M
|
0
$0
|
|
Oct 21, 2019
Q3 2019
|
Sicart Associates LLC
|
SELL
|
- |
-8.65KClosed |
$981K - $1.21M
|
0
$0
|
|
Oct 17, 2019
Q3 2019
|
Cohen Klingenstein LLC
|
BUY
|
- |
8KNew |
$907K - $1.12M
|
8K
$3.09M
|
|
Oct 11, 2019
Q3 2019
|
Abner Herrman & Brock LLC
|
SELL
|
- |
-37.6KClosed |
$4.26M - $5.24M
|
0
$0
|
|
Oct 11, 2019
Q3 2019
|
Cmh Wealth Management LLC
|
SELL
|
- |
-16.8KClosed |
$1.91M - $2.35M
|
0
$0
|
|
Q2 2019 | |||||||
Mar 11, 2024
Q2 2019
|
Hobart Private Capital, LLC
Charlotte, NC |
SELL
|
- |
-2.68KClosed |
$321K - $384K
|
0
$0
|
|
Aug 14, 2019
Q2 2019
|
Financial Architects, Inc
Marlton, NJ |
SELL
|
CALL |
-900- 90.0% |
$108K - $129K
|
100
$38.6K
|
|
Aug 14, 2019
Q2 2019
|
Israel Discount Bank Of New York
New York, NY |
SELL
|
- |
-158Closed |
$18.9K - $22.7K
|
0
$0
|
|
Aug 14, 2019
Q2 2019
|
J. Goldman & CO LP
New York, NY |
BUY
|
PUT |
100KNew |
$12M - $14.3M
|
100K
$38.6M
|
|
Aug 14, 2019
Q2 2019
|
Atom Investors LP
Austin, TX |
SELL
|
- |
-7.36KClosed |
$882K - $1.06M
|
0
$0
|
|
Aug 14, 2019
Q2 2019
|
Marathon Trading Investment Management LLC
Radnor, PA |
SELL
|
- |
-1.7KClosed |
$204K - $244K
|
0
$0
|
|
Aug 14, 2019
Q2 2019
|
Discovery Capital Management, LLC
South Norwalk, CT |
SELL
|
- |
-423KClosed |
$50.7M - $60.6M
|
0
$0
|
|
Aug 14, 2019
Q2 2019
|
Otter Creek Advisors, LLC
Palm Beach Gardens, FL |
SELL
|
PUT |
-15.9KClosed |
$1.9M - $2.28M
|
0
$0
|
|
Aug 13, 2019
Q2 2019
|
Renaissance Group LLC
Covington, KY |
SELL
|
- |
-1.53KClosed |
$183K - $219K
|
0
$0
|
|
Aug 13, 2019
Q2 2019
|
R Pg Family Wealth Advisory, LLC
Burlington, MA |
SELL
|
- |
-580Closed |
$69.5K - $83.1K
|
0
$0
|
|
Aug 12, 2019
Q2 2019
|
Klingenstein Fields & CO LP
|
BUY
|
PUT |
200New |
$24K - $28.7K
|
200
$77.2K
|
|
Aug 12, 2019
Q2 2019
|
Bruderman Asset Management, LLC
Locust Valley, NY |
SELL
|
- |
-660Closed |
$79.1K - $94.6K
|
0
$0
|