Latest Institutional Transactions on Caterpillar Inc (CAT)
This table provides information on the latest institutional transactions involving Caterpillar Inc (CAT) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 12, 2021
Q2 2021
|
Artisan Partners Limited Partnership
Milwaukee, WI |
SELL
|
- |
-2.59KClosed |
$542K - $635K
|
0
$0
|
|
|
Aug 11, 2021
Q2 2021
|
Swisspartners Ltd.
Vaduz, N2 |
SELL
|
- |
-1.11KClosed |
$232K - $272K
|
0
$0
|
|
|
Aug 10, 2021
Q2 2021
|
Cypress Capital Management LLC (Wy)
|
SELL
|
- |
-5.74KClosed |
$1.2M - $1.4M
|
0
$0
|
|
|
Aug 10, 2021
Q2 2021
|
Wealthquest Corp
Cincinnati, OH |
SELL
|
- |
-1.07KClosed |
$222K - $261K
|
0
$0
|
|
|
Aug 10, 2021
Q2 2021
|
Sun Life Financial Inc
Toronto, A6 |
SELL
|
- |
-317Closed |
$66.2K - $77.6K
|
0
$0
|
|
|
Aug 06, 2021
Q2 2021
|
Baron Financial Group, LLC
Fair Lawn, NJ |
SELL
|
- |
-50- 12.5% |
$10.4K - $12.2K
|
350
$135K
|
|
|
Aug 05, 2021
Q2 2021
|
Allred Capital Management, LLC
Dallas, TX |
SELL
|
- |
-484Closed |
$101K - $118K
|
0
$0
|
|
|
Aug 04, 2021
Q2 2021
|
Axel Capital Management, LLC
|
SELL
|
- |
-30KClosed |
$6.27M - $7.34M
|
0
$0
|
|
|
Aug 03, 2021
Q2 2021
|
Sage Financial Management Group, Inc.
|
SELL
|
- |
-276Closed |
$57.6K - $67.6K
|
0
$0
|
|
|
Aug 02, 2021
Q2 2021
|
Regal Wealth Group, Inc.
|
SELL
|
- |
-21Closed |
$4.39K - $5.14K
|
0
$0
|
|
|
Jul 30, 2021
Q2 2021
|
Fulcrum Capital LLC
|
SELL
|
- |
-927Closed |
$194K - $227K
|
0
$0
|
|
|
Jul 29, 2021
Q2 2021
|
Smh Capital Advisors Inc
|
SELL
|
- |
-921Closed |
$192K - $225K
|
0
$0
|
|
|
Jul 29, 2021
Q2 2021
|
Moser Wealth Advisors, LLC
|
BUY
|
- |
200+ 1000.0% |
$41.8K - $49K
|
220
$84.9K
|
|
|
Jul 23, 2021
Q2 2021
|
Lederer & Associates Investment Counsel
Long Beach, CA |
SELL
|
- |
-360Closed |
$75.2K - $88.1K
|
0
$0
|
|
|
Jul 22, 2021
Q2 2021
|
Rba Wealth Management, LLC
|
SELL
|
- |
-35Closed |
$7.31K - $8.57K
|
0
$0
|
|
|
Jul 21, 2021
Q2 2021
|
David J Yvars Group
|
SELL
|
- |
-1.3KClosed |
$270K - $317K
|
0
$0
|
|
|
Jul 21, 2021
Q2 2021
|
Davenport & CO LLC
|
BUY
|
PUT |
42.7KNew |
$8.93M - $10.5M
|
42.7K
$16.5M
|
|
|
Jul 21, 2021
Q2 2021
|
Wealth Advisory Solutions, LLC
|
SELL
|
- |
-1.83KClosed |
$382K - $448K
|
0
$0
|
|
|
Jul 20, 2021
Q2 2021
|
Professional Financial Advisors, LLC
|
BUY
|
- |
222+ 634.29% |
$46.4K - $54.3K
|
257
$99.2K
|
|
|
Jul 15, 2021
Q2 2021
|
Stolper CO
|
SELL
|
- |
-9.91KClosed |
$2.07M - $2.43M
|
0
$0
|
|
|
Jul 12, 2021
Q2 2021
|
Fulcrum Asset Management LLP
London, X0 |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Jul 09, 2021
Q2 2021
|
Deane Retirement Strategies, Inc.
|
SELL
|
- |
-11.4KClosed |
$2.37M - $2.78M
|
0
$0
|
|
| Q1 2021 | |||||||
|
May 10, 2024
Q1 2021
|
V2 Financial Group LLC
Naperville, IL |
SELL
|
- |
-1.35KClosed |
$244K - $316K
|
0
$0
|
|
|
May 19, 2021
Q1 2021
|
Tru Independence Asset Management 2, LLC
|
SELL
|
- |
-225Closed |
$40.6K - $52.6K
|
0
$0
|
|
|
May 17, 2021
Q1 2021
|
Intrinsic Edge Capital Management LLC
Chicago, IL |
SELL
|
- |
-8.9KClosed |
$1.61M - $2.08M
|
0
$0
|
|
|
May 17, 2021
Q1 2021
|
Kemnay Advisory Services Inc.
New York, NY |
SELL
|
- |
-4.62KClosed |
$834K - $1.08M
|
0
$0
|
|
|
May 17, 2021
Q1 2021
|
Aperture Investors, LLC
New York, NY |
BUY
|
- |
2.46KNew |
$443K - $574K
|
2.46K
$948K
|
|
|
May 17, 2021
Q1 2021
|
Ovata Capital Management LTD
|
SELL
|
- |
-1.7KClosed |
$307K - $397K
|
0
$0
|
|
|
May 17, 2021
Q1 2021
|
Capstone Triton Financial Group, LLC
Oklahoma City, OK |
SELL
|
- |
-305Closed |
$55.1K - $71.3K
|
0
$0
|
|
|
May 14, 2021
Q1 2021
|
Mason Street Advisors, LLC
Milwaukee, WI |
SELL
|
- |
-74.9KClosed |
$13.5M - $17.5M
|
0
$0
|
|
|
May 14, 2021
Q1 2021
|
Vantage Consulting Group Inc
Virginia Beach, VA |
SELL
|
- |
-436Closed |
$78.8K - $102K
|
0
$0
|
|
|
May 11, 2021
Q1 2021
|
Boston Research & Management Inc
Manchester, MA |
SELL
|
- |
-115- 3.14% |
$20.8K - $26.9K
|
3.54K
$1.37M
|
|
|
May 10, 2021
Q1 2021
|
West Coast Financial LLC
|
SELL
|
- |
-1.1KClosed |
$199K - $257K
|
0
$0
|
|
|
May 10, 2021
Q1 2021
|
Safeguard Investment Advisory Group, LLC
|
SELL
|
- |
-424Closed |
$76.6K - $99.1K
|
0
$0
|
|
|
May 10, 2021
Q1 2021
|
Merriman Wealth Management, LLC
|
SELL
|
- |
-1.15KClosed |
$207K - $268K
|
0
$0
|
|
|
May 10, 2021
Q1 2021
|
Summit Wealth & Retirement Planning, Inc.
|
SELL
|
- |
-17.6KClosed |
$3.18M - $4.11M
|
0
$0
|
|
|
May 10, 2021
Q1 2021
|
Oder Investment Management, LLC
Woodland Hills, CA |
SELL
|
- |
-184Closed |
$33.2K - $43K
|
0
$0
|
|
|
May 07, 2021
Q1 2021
|
Lebenthal Global Advisors, LLC
|
SELL
|
- |
-600Closed |
$108K - $140K
|
0
$0
|
|
|
May 06, 2021
Q1 2021
|
Estate Counselors, LLC
|
SELL
|
- |
-6.13K- 95.29% |
$1.11M - $1.43M
|
303
$117K
|
|
|
May 06, 2021
Q1 2021
|
Quantitative Systematic Strategies LLC
|
SELL
|
- |
-3.62K- 23.84% |
$654K - $846K
|
11.6K
$4.46M
|
|
|
Apr 28, 2021
Q1 2021
|
Cypress Wealth Services, LLC
|
SELL
|
- |
-1.11KClosed |
$201K - $260K
|
0
$0
|
|
|
Apr 26, 2021
Q1 2021
|
Wela Strategies, Inc.
|
SELL
|
- |
-1.56KClosed |
$281K - $363K
|
0
$0
|
|
|
Apr 15, 2021
Q1 2021
|
Optimum Investment Advisors
|
BUY
|
CALL |
700New |
$126K - $164K
|
700
$270K
|
|
|
Apr 14, 2021
Q1 2021
|
Alliance Wealth Advisors, LLC
|
SELL
|
- |
-1.52KClosed |
$274K - $354K
|
0
$0
|
|
|
Apr 09, 2021
Q1 2021
|
Flagship Private Wealth, LLC
|
SELL
|
- |
-175Closed |
$31.6K - $40.9K
|
0
$0
|
|
|
Apr 07, 2021
Q1 2021
|
Sowa Financial Group, Inc.
Lincoln, RI |
SELL
|
- |
-685Closed |
$124K - $160K
|
0
$0
|
|
| Q4 2020 | |||||||
|
Aug 28, 2024
Q4 2020
|
Farmers National Bank
Danville, KY |
SELL
|
- |
-743- 25.82% |
$109K - $135K
|
2.14K
$824K
|
|
|
Mar 05, 2021
Q4 2020
|
Chiron Capital Management, LLC
|
SELL
|
- |
-775Closed |
$114K - $141K
|
0
$0
|
|
|
Feb 16, 2021
Q4 2020
|
Broderick Brian C
|
SELL
|
- |
-3.78KClosed |
$555K - $689K
|
0
$0
|
|
|
Feb 16, 2021
Q4 2020
|
Fin Trust Capital Advisors, LLC
|
BUY
|
CALL |
500New |
$73.4K - $91.1K
|
500
$193K
|
|