Purchases and Sales Made in Q4 2022 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q4 2022. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 15, 2023
Q4 2022
|
Moneta Group Investment Advisors LLC
St Louis, MO |
BUY
|
- |
9.78M+ 130632.46% |
$1.67B - $2.38B
|
9.78M
$3.68B
|
|
|
Feb 14, 2023
Q4 2022
|
Bank Of New York Mellon Corp
New York, NY |
BUY
|
- |
5.34MNew |
$914M - $1.3B
|
5.34M
$2.01B
|
|
|
Feb 14, 2023
Q4 2022
|
Norges Bank
Oslo, Q8 |
BUY
|
- |
4.91MNew |
$840M - $1.19B
|
4.91M
$1.84B
|
|
|
Feb 14, 2023
Q4 2022
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
2.07M+ 2038.18% |
$354M - $502M
|
2.17M
$815M
|
|
|
Feb 13, 2023
Q4 2022
|
Barclays PLC
London, X0 |
BUY
|
- |
1.25M+ 128.38% |
$215M - $305M
|
2.23M
$839M
|
|
|
Feb 09, 2023
Q4 2022
|
Citigroup Inc
|
BUY
|
- |
1.14M+ 164.53% |
$195M - $276M
|
1.83M
$687M
|
|
|
Feb 14, 2023
Q4 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
969K+ 17.19% |
$166M - $236M
|
6.61M
$2.48B
|
|
|
Feb 13, 2023
Q4 2022
|
Neuberger Berman Group LLC
New York, NY |
BUY
|
- |
901K+ 199.1% |
$154M - $219M
|
1.35M
$509M
|
|
|
Feb 13, 2023
Q4 2022
|
Claraphi Advisory Network, LLC
|
BUY
|
- |
865KNew |
$148M - $210M
|
865K
$325M
|
|
|
Feb 13, 2023
Q4 2022
|
Jim Simons
Renaissance Technologies LLC | New York, Ny
|
BUY
|
- |
815KNew |
$139M - $198M
|
815K
$306M
|
|
|
Feb 14, 2023
Q4 2022
|
Voya Investment Management LLC
Atlanta, GA |
BUY
|
- |
726K+ 285.73% |
$124M - $176M
|
980K
$368M
|
|
|
Mar 23, 2023
Q4 2022
|
Prostatis Group LLC
Hanover, MD |
BUY
|
- |
693KNew |
$119M - $168M
|
693K
$260M
|
|
|
Jan 24, 2023
Q4 2022
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
658K+ 19918.0% |
$113M - $160M
|
662K
$249M
|
|
|
Feb 08, 2023
Q4 2022
|
Ubs Group Ag
|
BUY
|
- |
486K+ 49.92% |
$83.2M - $118M
|
1.46M
$549M
|
|
|
Feb 14, 2023
Q4 2022
|
D. E. Shaw & Co., Inc.
New York, NY |
BUY
|
- |
412K+ 183.64% |
$70.6M - $100M
|
636K
$239M
|
|
|
Feb 15, 2023
Q4 2022
|
Ci Private Wealth, LLC
Miami, FL |
BUY
|
- |
391KNew |
$67M - $95.1M
|
391K
$147M
|
|
|
Feb 13, 2023
Q4 2022
|
Gqg Partners LLC
Ft. Lauderdale, FL |
BUY
|
- |
339KNew |
$58.1M - $82.5M
|
339K
$127M
|
|
|
Feb 14, 2023
Q4 2022
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
320K+ 116.97% |
$54.7M - $77.7M
|
593K
$223M
|
|
|
Feb 06, 2023
Q4 2022
|
Los Angeles Capital Management LLC
|
BUY
|
- |
313K+ 1665.66% |
$53.6M - $76.1M
|
332K
$125M
|
|
|
Feb 14, 2023
Q4 2022
|
Man Group PLC
London, X0 |
BUY
|
- |
310K+ 120.55% |
$53M - $75.3M
|
566K
$213M
|
|
|
Feb 14, 2023
Q4 2022
|
Balyasny Asset Management LLC
Chicago, IL |
BUY
|
- |
245K+ 855.51% |
$42M - $59.6M
|
274K
$103M
|
|
|
Feb 01, 2023
Q4 2022
|
Bank Of Montreal
Toronto, A6 |
BUY
|
- |
229K+ 29.87% |
$39.3M - $55.8M
|
998K
$375M
|
|
|
Feb 14, 2023
Q4 2022
|
Dz Bank Ag Deutsche Zentral Genossenschafts Bank, Frankfurt Am Main
Frankfurt Am Main, 2M |
BUY
|
- |
229K+ 986.29% |
$39.1M - $55.6M
|
252K
$94.6M
|
|
|
Jan 12, 2023
Q4 2022
|
Assenagon Asset Management S.A.
|
BUY
|
- |
223K+ 243.04% |
$38.2M - $54.2M
|
315K
$118M
|
|
|
Feb 14, 2023
Q4 2022
|
Hsbc Holdings PLC
London, X0 |
BUY
|
- |
195K+ 31.62% |
$33.4M - $47.5M
|
813K
$305M
|
|
|
May 17, 2024
Q4 2022
|
Dz Bank Ag Deutsche Zentral Genossenschafts Bank, Frankfurt Am Main
Frankfurt Am Main, 2M |
BUY
|
- |
174K+ 223.66% |
$29.8M - $42.3M
|
252K
$94.6M
|
|
|
Feb 14, 2023
Q4 2022
|
Nuveen Asset Management, LLC
Chicago, IL |
BUY
|
- |
166K+ 4.93% |
$28.4M - $40.3M
|
3.53M
$1.32B
|
|
|
Feb 02, 2023
Q4 2022
|
Rheos Capital Works Inc.
|
BUY
|
- |
160KNew |
$27.4M - $38.9M
|
160K
$60.1M
|
|
|
Feb 10, 2023
Q4 2022
|
Brandywine Global Investment Management, LLC
Philadelphia, PA |
BUY
|
- |
159K+ 50.64% |
$27.2M - $38.7M
|
473K
$178M
|
|
|
Feb 13, 2023
Q4 2022
|
Varma Mutual Pension Insurance CO
Varma, H9 |
BUY
|
- |
159KNew |
$27.2M - $38.7M
|
159K
$59.8M
|
|
|
Feb 07, 2023
Q4 2022
|
Gibson Wealth Advisors LLC
Tyler, TX |
BUY
|
- |
155K+ 6200.0% |
$26.5M - $37.7M
|
158K
$59.2M
|
|
|
Feb 10, 2023
Q4 2022
|
Schroder Investment Management Group
London, X0 |
BUY
|
- |
152K+ 35.26% |
$26M - $36.9M
|
582K
$219M
|
|
|
Feb 13, 2023
Q4 2022
|
Federated Hermes, Inc.
Pittsburgh, PA |
BUY
|
- |
145K+ 3447.25% |
$24.8M - $35.3M
|
149K
$56.1M
|
|
|
Feb 14, 2023
Q4 2022
|
Acadian Asset Management LLC
Boston, MA |
BUY
|
- |
141K+ 1886.39% |
$24.2M - $34.3M
|
149K
$55.9M
|
|
|
Feb 13, 2023
Q4 2022
|
Banco Bilbao Vizcaya Argentaria, S.A.
|
BUY
|
- |
140K+ 171.17% |
$23.9M - $33.9M
|
221K
$83.1M
|
|
|
Feb 10, 2023
Q4 2022
|
Vanguard Group Inc
Valley Forge, PA |
BUY
|
- |
128K+ 0.26% |
$21.9M - $31.2M
|
48.7M
$18.3B
|
|
|
Feb 14, 2023
Q4 2022
|
Prudential Financial Inc
Newark, NJ |
BUY
|
- |
126K+ 18.58% |
$21.6M - $30.6M
|
804K
$302M
|
|
|
Feb 08, 2023
Q4 2022
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
123K+ 18.81% |
$21.1M - $30M
|
779K
$293M
|
|
|
Feb 13, 2023
Q4 2022
|
Healthcare Of Ontario Pension Plan Trust Fund
Toronto, A6 |
BUY
|
- |
118K+ 444.5% |
$20.2M - $28.6M
|
144K
$54.2M
|
|
|
Feb 13, 2023
Q4 2022
|
Geode Capital Management, LLC
Boston, MA |
BUY
|
- |
110K+ 1.22% |
$18.8M - $26.8M
|
9.13M
$3.43B
|
|
|
Feb 14, 2023
Q4 2022
|
Marshall Wace, LLP
London, X0 |
BUY
|
- |
107KNew |
$18.4M - $26.1M
|
107K
$40.3M
|
|
|
Feb 14, 2023
Q4 2022
|
Lazard Asset Management LLC
New York, NY |
BUY
|
- |
103K+ 9.16% |
$17.7M - $25.1M
|
1.23M
$463M
|
|
|
Feb 14, 2023
Q4 2022
|
Apg Asset Management N.V.
Amsterdam, P7 |
BUY
|
- |
102K+ 23.43% |
$17.5M - $24.9M
|
539K
$202M
|
|
|
Feb 15, 2023
Q4 2022
|
Cerity Partners LLC
New York, NY |
BUY
|
- |
102K+ 292.51% |
$17.5M - $24.8M
|
137K
$51.4M
|
|
|
Feb 03, 2023
Q4 2022
|
Ken Fisher
Fisher Asset Management, LLC | Camas, Wa
|
BUY
|
- |
100K+ 1.37% |
$17.2M - $24.4M
|
7.39M
$2.78B
|
|
|
Feb 14, 2023
Q4 2022
|
Axa S.A.
Paris, I0 |
BUY
|
- |
94.7K+ 51.08% |
$16.2M - $23M
|
280K
$105M
|
|
|
Feb 13, 2023
Q4 2022
|
Natixis
Paris, I0 |
BUY
|
- |
88.8K+ 105.55% |
$15.2M - $21.6M
|
173K
$65M
|
|
|
Feb 13, 2023
Q4 2022
|
Capital Fund Management S.A.
Paris, I0 |
BUY
|
- |
87.9KNew |
$15.1M - $21.4M
|
87.9K
$33M
|
|
|
Feb 13, 2023
Q4 2022
|
Exodus Point Capital Management, LP
New York, NY |
BUY
|
- |
82.3KNew |
$14.1M - $20M
|
82.3K
$30.9M
|
|
|
Feb 10, 2023
Q4 2022
|
Ing Groep Nv
|
BUY
|
- |
79.2K+ 139.69% |
$13.6M - $19.3M
|
136K
$51.1M
|