Purchases and Sales Made in Q3 2021 in Advent Convertible & Income Fund (AVK)
This table provides information about the institutional ownership of Advent Convertible & Income Fund (AVK) during Q3 2021. The information is specifically focused on institutions that hold shares of ADVENT CONVERTIBLE & INCOME FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 15, 2021
Q3 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
452KNew |
$8.13M - $8.95M
|
452K
$5.36M
|
|
|
Oct 12, 2021
Q3 2021
|
Koshinski Asset Management, Inc.
|
BUY
|
- |
159K+ 60.01% |
$2.85M - $3.14M
|
423K
$5.02M
|
|
|
Nov 12, 2021
Q3 2021
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
66K+ 20.17% |
$1.19M - $1.31M
|
393K
$4.67M
|
|
|
Nov 10, 2021
Q3 2021
|
Oxbow Advisors, LLC
Corpus Christi, TX |
BUY
|
- |
61.9K+ 136.61% |
$1.11M - $1.23M
|
107K
$1.27M
|
|
|
Nov 15, 2021
Q3 2021
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
34.8KNew |
$625K - $689K
|
34.8K
$413K
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
33.6K+ 12.08% |
$604K - $665K
|
311K
$3.69M
|
|
|
Nov 15, 2021
Q3 2021
|
Ubs Group Ag
|
BUY
|
- |
25.3K+ 6.75% |
$455K - $501K
|
400K
$4.74M
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
25.2K+ 3.46% |
$454K - $500K
|
754K
$8.94M
|
|
|
Nov 15, 2021
Q3 2021
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
19.4K+ 47.09% |
$348K - $384K
|
60.5K
$717K
|
|
|
Nov 15, 2021
Q3 2021
|
Mutual Advisors, LLC
Casper, WY |
BUY
|
- |
15.1KNew |
$271K - $298K
|
15.1K
$179K
|
|
|
Oct 21, 2021
Q3 2021
|
Avantax Advisory Services, Inc.
|
BUY
|
- |
13.6K+ 14.52% |
$245K - $270K
|
107K
$1.27M
|
|
|
Oct 14, 2021
Q3 2021
|
Private Advisor Group, LLC
|
BUY
|
- |
12.6K+ 120.0% |
$226K - $249K
|
23K
$273K
|
|
|
Nov 12, 2021
Q3 2021
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
11.8KNew |
$213K - $234K
|
11.8K
$140K
|
|
|
Nov 04, 2021
Q3 2021
|
Transcend Capital Advisors, LLC
|
BUY
|
- |
11.7KNew |
$210K - $231K
|
11.7K
$139K
|
|
|
Nov 04, 2021
Q3 2021
|
Sowell Financial Services LLC
North Little Rock, AR |
BUY
|
- |
11.3KNew |
$203K - $223K
|
11.3K
$134K
|
|
|
Nov 12, 2021
Q3 2021
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
11K+ 10.33% |
$198K - $218K
|
118K
$1.4M
|
|
|
Nov 12, 2021
Q3 2021
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
8.9K+ 26.13% |
$160K - $176K
|
43K
$509K
|
|
|
Nov 12, 2021
Q3 2021
|
Wolverine Asset Management LLC
|
BUY
|
- |
8.36KNew |
$150K - $166K
|
8.36K
$99.1K
|
|
|
Oct 29, 2021
Q3 2021
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
6.61K+ 9.1% |
$119K - $131K
|
79.2K
$940K
|
|
|
Nov 15, 2021
Q3 2021
|
Arete Wealth Advisors, LLC
Chicago, IL |
BUY
|
- |
5.2K+ 2.55% |
$93.4K - $103K
|
209K
$2.47M
|
|
|
Nov 12, 2021
Q3 2021
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
3.58K+ 32.05% |
$64.4K - $70.9K
|
14.8K
$175K
|
|
|
Oct 18, 2021
Q3 2021
|
Raymond James Trust N.A.
|
BUY
|
- |
3.46K+ 34.17% |
$62.2K - $68.6K
|
13.6K
$161K
|
|
|
Oct 13, 2021
Q3 2021
|
Stolper CO
|
BUY
|
- |
2.28K+ 6.45% |
$40.9K - $45.1K
|
37.6K
$446K
|
|
|
Nov 02, 2021
Q3 2021
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
2.1K+ 4.07% |
$37.8K - $41.6K
|
53.7K
$637K
|
|
|
Nov 12, 2021
Q3 2021
|
Nations Financial Group Inc,
Cedar Rapids, IA |
BUY
|
- |
2.07K+ 10.8% |
$37.2K - $41K
|
21.2K
$252K
|
|
|
Nov 15, 2021
Q3 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
1.35K+ 3.7% |
$24.3K - $26.8K
|
37.9K
$450K
|
|
|
Oct 29, 2021
Q3 2021
|
Pinnacle Wealth Planning Services, Inc.
|
BUY
|
- |
1.05K+ 6.13% |
$18.9K - $20.8K
|
18.2K
$215K
|
|
|
Nov 12, 2021
Q3 2021
|
Windsor Capital Management, LLC
|
BUY
|
- |
930+ 3.52% |
$16.7K - $18.4K
|
27.3K
$324K
|
|
|
Nov 12, 2021
Q3 2021
|
Quad Cities Investment Group, LLC
Davenport, IA |
BUY
|
- |
619+ 1.31% |
$11.1K - $12.3K
|
47.9K
$568K
|
|
|
Nov 15, 2021
Q3 2021
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
553+ 13.77% |
$9.94K - $11K
|
4.57K
$54.2K
|
|
|
Oct 22, 2021
Q3 2021
|
Spire Wealth Management
|
BUY
|
- |
281+ 1.29% |
$5.05K - $5.57K
|
22.1K
$262K
|
|
|
Nov 10, 2021
Q3 2021
|
Citigroup Inc
|
BUY
|
- |
162New |
$2.91K - $3.21K
|
162
$1.92K
|
|
|
Nov 15, 2021
Q3 2021
|
First Trust Advisors LP
Wheaton, IL |
BUY
|
- |
140+ 0.11% |
$2.52K - $2.77K
|
132K
$1.56M
|
|
|
Nov 15, 2021
Q3 2021
|
Heron Bay Capital Management
|
BUY
|
- |
69+ 0.12% |
$1.24K - $1.37K
|
58.9K
$699K
|
|
|
Nov 15, 2021
Q3 2021
|
Howe & Rusling Inc
Rochester, NY |
BUY
|
- |
6New |
$108 - $119
|
6
$71.2
|
|
|
Nov 05, 2021
Q3 2021
|
Truist Financial Corp
|
BUY
|
- |
5+ 0.02% |
$89.9 - $99.1
|
21.7K
$258K
|
|
|
Nov 09, 2021
Q3 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 02, 2021
Q3 2021
|
Allworth Financial LP
|
SELL
|
- |
-3- 0.36% |
$53.9 - $59.4
|
820
$9.73K
|
|
|
Nov 10, 2021
Q3 2021
|
Panagora Asset Management Inc
Boston, MA |
SELL
|
- |
-27Closed |
$485 - $535
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Four Thought Financial, LLC
Venice, FL |
SELL
|
- |
-36- 0.14% |
$647 - $713
|
25.6K
$303K
|
|
|
Nov 05, 2021
Q3 2021
|
Advisory Services Network, LLC
|
SELL
|
- |
-103Closed |
$1.85K - $2.04K
|
0
$0
|
|
|
Oct 13, 2021
Q3 2021
|
Capital Investment Advisors, LLC
|
SELL
|
- |
-250- 1.36% |
$4.5K - $4.95K
|
18.1K
$215K
|
|
|
Oct 15, 2021
Q3 2021
|
Paradigm, Strategies In Wealth Management, LLC
|
SELL
|
- |
-261Closed |
$4.69K - $5.17K
|
0
$0
|
|
|
Nov 09, 2021
Q3 2021
|
Mgo One Seven LLC
Beachwood, OH |
SELL
|
- |
-492- 2.9% |
$8.85K - $9.75K
|
16.5K
$195K
|
|
|
Nov 12, 2021
Q3 2021
|
9258 Wealth Management, LLC
|
SELL
|
- |
-524- 0.58% |
$9.42K - $10.4K
|
90.1K
$1.07M
|
|
|
Nov 24, 2021
Q3 2021
|
Patriot Financial Group Insurance Agency, LLC
|
SELL
|
- |
-530- 7.3% |
$9.53K - $10.5K
|
6.73K
$79.8K
|
|
|
Oct 22, 2021
Q3 2021
|
Global Retirement Partners, LLC
|
SELL
|
- |
-559- 3.02% |
$10.1K - $11.1K
|
18K
$213K
|
|
|
Oct 21, 2021
Q3 2021
|
Park Avenue Securities LLC
|
SELL
|
- |
-618- 2.22% |
$11.1K - $12.2K
|
27.2K
$323K
|
|
|
Oct 19, 2021
Q3 2021
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-623- 4.17% |
$11.2K - $12.3K
|
14.3K
$170K
|
|
|
Oct 26, 2021
Q3 2021
|
Atlas Private Wealth Advisors
Matawan, NJ |
SELL
|
- |
-1.09K- 28.74% |
$19.6K - $21.6K
|
2.7K
$32K
|