Latest Institutional Transactions on Caterpillar Inc (CAT)
This table provides information on the latest institutional transactions involving Caterpillar Inc (CAT) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 10, 2023
Q1 2023
|
Summit Wealth Group, LLC
White River Junction, VT |
BUY
|
- |
121KNew |
$26M - $32M
|
121K
$44M
|
|
|
May 09, 2023
Q1 2023
|
Bank Of New York Mellon Corp
New York, NY |
BUY
|
- |
5.05MNew |
$1.09B - $1.34B
|
5.05M
$1.84B
|
|
|
May 09, 2023
Q1 2023
|
Colony Family Offices, LLC
|
SELL
|
- |
-125- 5.96% |
$26.9K - $33.1K
|
1.97K
$716K
|
|
|
May 05, 2023
Q1 2023
|
Mqs Management LLC
|
BUY
|
- |
1.08KNew |
$232K - $285K
|
1.08K
$391K
|
|
|
May 04, 2023
Q1 2023
|
Ellevest, Inc.
|
BUY
|
- |
36+ 10.75% |
$7.74K - $9.52K
|
371
$135K
|
|
|
May 04, 2023
Q1 2023
|
Barber Financial Group, Inc.
|
BUY
|
- |
14+ 0.25% |
$3.01K - $3.7K
|
5.6K
$2.03M
|
|
|
May 04, 2023
Q1 2023
|
New England Capital Financial Advisors LLC
Meriden, CT |
BUY
|
- |
18+ 10.53% |
$3.87K - $4.76K
|
189
$68.6K
|
|
|
May 04, 2023
Q1 2023
|
Nordwand Advisors, LLC
Radnor, PA |
BUY
|
- |
420New |
$90.3K - $111K
|
420
$153K
|
|
|
May 03, 2023
Q1 2023
|
Le Jeune Puetz Investment Counsel LLC
|
BUY
|
- |
31+ 0.18% |
$6.67K - $8.2K
|
17.3K
$6.29M
|
|
|
May 03, 2023
Q1 2023
|
Syverson Strege & CO
West Des Moines, IA |
BUY
|
- |
57New |
$12.3K - $15.1K
|
57
$20.7K
|
|
|
May 03, 2023
Q1 2023
|
Crescent Grove Advisors, LLC
|
BUY
|
- |
48+ 3.66% |
$10.3K - $12.7K
|
1.36K
$494K
|
|
|
May 03, 2023
Q1 2023
|
Compass Financial Advisors LLC
|
SELL
|
- |
-70- 5.39% |
$15.1K - $18.5K
|
1.23K
$446K
|
|
|
May 03, 2023
Q1 2023
|
Krilogy Financial LLC
|
BUY
|
- |
170+ 12.67% |
$36.6K - $45K
|
1.51K
$549K
|
|
|
May 03, 2023
Q1 2023
|
Guardian Wealth Advisors, LLC
Bloomington, MN |
BUY
|
- |
5New |
$1.08K - $1.32K
|
5
$1.82K
|
|
|
May 03, 2023
Q1 2023
|
America First Investment Advisors, LLC
|
BUY
|
- |
192New |
$41.3K - $50.8K
|
192
$69.7K
|
|
|
May 02, 2023
Q1 2023
|
True Capital Management
San Francisco, CA |
BUY
|
- |
64+ 5.79% |
$13.8K - $16.9K
|
1.17K
$425K
|
|
|
May 02, 2023
Q1 2023
|
Schubert & CO
|
BUY
|
- |
3+ 2.91% |
$645 - $794
|
106
$38.5K
|
|
|
May 02, 2023
Q1 2023
|
Ariose Capital Management LTD
Central, Hong Kong, K3 |
BUY
|
- |
54KNew |
$11.6M - $14.3M
|
54K
$19.6M
|
|
|
May 01, 2023
Q1 2023
|
Cutler Group LP
|
SELL
|
- |
-15.2K- 93.42% |
$3.26M - $4.01M
|
1.07K
$388K
|
|
|
Apr 28, 2023
Q1 2023
|
Sturgeon Ventures LLP
|
BUY
|
- |
1.74K+ 14.23% |
$374K - $460K
|
14K
$5.07M
|
|
|
Apr 27, 2023
Q1 2023
|
Oak Thistle LLC
|
BUY
|
- |
3.23KNew |
$695K - $855K
|
3.23K
$1.17M
|
|
|
Apr 26, 2023
Q1 2023
|
Investment Management Of Virginia LLC
|
SELL
|
- |
-100- 0.7% |
$21.5K - $26.5K
|
14.1K
$5.12M
|
|
|
Apr 26, 2023
Q1 2023
|
Pinnacle Wealth Management Group, Inc.
|
BUY
|
- |
1.2KNew |
$258K - $317K
|
1.2K
$436K
|
|
|
Apr 25, 2023
Q1 2023
|
D.A. Davidson & Co.
|
BUY
|
PUT |
4New |
$860 - $1.06K
|
4
$1.45K
|
|
|
Apr 25, 2023
Q1 2023
|
North Point Portfolio Managers Corp
|
SELL
|
- |
-22- 1.2% |
$4.73K - $5.82K
|
1.82K
$660K
|
|
|
Apr 25, 2023
Q1 2023
|
Ria Advisory Group LLC
Ames, IA |
SELL
|
- |
-699- 19.93% |
$150K - $185K
|
2.81K
$1.02M
|
|
|
Apr 24, 2023
Q1 2023
|
Db Fitzpatrick & Co, Inc
|
SELL
|
- |
-80- 47.62% |
$17.2K - $21.2K
|
88
$32K
|
|
|
Apr 21, 2023
Q1 2023
|
Bka Wealth Consulting, Inc.
|
BUY
|
- |
2.92KNew |
$629K - $774K
|
2.92K
$1.06M
|
|
|
Apr 21, 2023
Q1 2023
|
Lifestyle Asset Management, Inc.
Friendswood, TX |
SELL
|
- |
-401- 27.58% |
$86.2K - $106K
|
1.05K
$382K
|
|
|
Apr 21, 2023
Q1 2023
|
Time Scale Financial, Inc.
|
SELL
|
- |
-100- 32.68% |
$21.5K - $26.5K
|
206
$74.8K
|
|
|
Apr 21, 2023
Q1 2023
|
Ahrens Investment Partners LLC
|
SELL
|
- |
-548- 40.03% |
$118K - $145K
|
821
$298K
|
|
|
Apr 20, 2023
Q1 2023
|
High Tower Trust Services, Lta
|
BUY
|
- |
16+ 0.29% |
$3.44K - $4.23K
|
5.51K
$2M
|
|
|
Apr 17, 2023
Q1 2023
|
B.O.S.S. Retirement Advisors, LLC
Lehi, UT |
SELL
|
- |
-3.29K- 41.13% |
$708K - $871K
|
4.71K
$1.71M
|
|
|
Apr 17, 2023
Q1 2023
|
Cadent Capital Advisors, LLC
|
SELL
|
PUT |
-7K- 58.33% |
$1.51M - $1.85M
|
5K
$1.82M
|
|
|
Apr 14, 2023
Q1 2023
|
Asset Management Corp
|
BUY
|
- |
5+ 0.35% |
$1.08K - $1.32K
|
1.43K
$520K
|
|
|
Apr 14, 2023
Q1 2023
|
Stonnington Group, LLC
|
BUY
|
- |
983+ 6.45% |
$211K - $260K
|
16.2K
$5.89M
|
|
|
Apr 13, 2023
Q1 2023
|
Centennial Wealth Advisory LLC
|
SELL
|
- |
-555- 34.91% |
$119K - $147K
|
1.04K
$376K
|
|
|
Apr 13, 2023
Q1 2023
|
Phocas Financial Corp.
Alameda, CA |
BUY
|
- |
350+ 54.26% |
$75.3K - $92.6K
|
995
$361K
|
|
|
Apr 10, 2023
Q1 2023
|
Kaydan Wealth Management, Inc.
Fenton, MI |
SELL
|
- |
-55- 3.18% |
$11.8K - $14.5K
|
1.68K
$609K
|
|
|
Apr 06, 2023
Q1 2023
|
Patton Fund Management, Inc.
|
BUY
|
- |
6.25K+ 748.09% |
$1.34M - $1.65M
|
7.09K
$2.58M
|
|
|
Apr 06, 2023
Q1 2023
|
Parsec Financial Management, Inc.
|
BUY
|
- |
367+ 5.79% |
$78.9K - $97.1K
|
6.7K
$2.43M
|
|
|
Apr 05, 2023
Q1 2023
|
Stillwater Investment Management, LLC
|
BUY
|
- |
83+ 0.48% |
$17.8K - $22K
|
17.3K
$6.27M
|
|
| Q4 2022 | |||||||
|
Aug 07, 2024
Q4 2022
|
Mason Investment Advisory Services, Inc.
Reston, VA |
SELL
|
- |
-426- 16.67% |
$72.9K - $104K
|
2.13K
$774K
|
|
|
Mar 30, 2023
Q4 2022
|
Reframe Wealth, LLC
Fairfax, VA |
BUY
|
- |
928New |
$159K - $226K
|
928
$337K
|
|
|
Feb 27, 2023
Q4 2022
|
Gallagher Benefit Services, Inc.
Rolling Meadows, IL |
BUY
|
- |
1.15KNew |
$196K - $279K
|
1.15K
$416K
|
|
|
Feb 17, 2023
Q4 2022
|
Adams Wealth Management
|
BUY
|
- |
876New |
$150K - $213K
|
876
$318K
|
|
|
Feb 17, 2023
Q4 2022
|
Coppell Advisory Solutions Corp.
Coppell, TX |
BUY
|
- |
358New |
$61.3K - $87K
|
358
$130K
|
|
|
Feb 16, 2023
Q4 2022
|
Cullen Capital Management, LLC
New York, NY |
BUY
|
- |
900New |
$154K - $219K
|
900
$327K
|
|
|
Feb 15, 2023
Q4 2022
|
Chimera Capital Management LLC
New York, NY |
BUY
|
- |
2.27KNew |
$388K - $551K
|
2.27K
$824K
|
|
|
Feb 14, 2023
Q4 2022
|
Magnetar Financial LLC
Evanston, IL |
BUY
|
- |
7.5KNew |
$1.28M - $1.82M
|
7.5K
$2.72M
|
|