Latest Institutional Transactions on Caterpillar Inc (CAT)
This table provides information on the latest institutional transactions involving Caterpillar Inc (CAT) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 02, 2022
Q3 2022
|
Siena Capital LLC
Cincinnati, OH |
BUY
|
- |
301+ 4.91% |
$48.9K - $59.7K
|
6.43K
$2.34M
|
|
|
Nov 02, 2022
Q3 2022
|
Dowling & Yahnke LLC
San Diego, CA |
SELL
|
- |
-8- 0.02% |
$1.3K - $1.59K
|
38.7K
$14.1M
|
|
|
Nov 01, 2022
Q3 2022
|
Strategic Asset Management, LLC
|
BUY
|
- |
1+ 0.56% |
$162 - $198
|
178
$64.7K
|
|
|
Oct 28, 2022
Q3 2022
|
Alta Advisers LTD
|
BUY
|
- |
1.4KNew |
$227K - $278K
|
1.4K
$509K
|
|
|
Oct 28, 2022
Q3 2022
|
Brightworth
|
BUY
|
- |
139+ 7.14% |
$22.6K - $27.6K
|
2.09K
$758K
|
|
|
Oct 26, 2022
Q3 2022
|
Wipfli Financial Advisors Llc,
|
BUY
|
- |
5.05KNew |
$820K - $1M
|
5.05K
$1.83M
|
|
|
Oct 26, 2022
Q3 2022
|
Inverness Counsel LLC
|
BUY
|
- |
3KNew |
$488K - $595K
|
3K
$1.09M
|
|
|
Oct 26, 2022
Q3 2022
|
B&D White Capital Company, LLC
|
BUY
|
- |
6.9K+ 215.63% |
$1.12M - $1.37M
|
10.1K
$3.67M
|
|
|
Oct 25, 2022
Q3 2022
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
PUT |
14.3KNew |
$2.32M - $2.83M
|
14.3K
$5.19M
|
|
|
Oct 25, 2022
Q3 2022
|
Applied Capital LLC
|
SELL
|
- |
-8- 0.39% |
$1.3K - $1.59K
|
2.04K
$739K
|
|
|
Oct 24, 2022
Q3 2022
|
Bank Of New Hampshire
|
SELL
|
- |
-50- 10.46% |
$8.12K - $9.91K
|
428
$155K
|
|
|
Oct 24, 2022
Q3 2022
|
Mbm Wealth Consultants, LLC
Chesterfield, MO |
BUY
|
- |
21+ 13.55% |
$3.41K - $4.16K
|
176
$63.9K
|
|
|
Oct 24, 2022
Q3 2022
|
Trinity Financial Advisors LLC
|
BUY
|
- |
1.7KNew |
$276K - $337K
|
1.7K
$617K
|
|
|
Oct 21, 2022
Q3 2022
|
First National Bank Of Hutchinson
|
BUY
|
- |
216+ 8.63% |
$35.1K - $42.8K
|
2.72K
$987K
|
|
|
Oct 21, 2022
Q3 2022
|
Twin Lakes Capital Management, LLC
Redwood Shores, CA |
BUY
|
- |
100New |
$16.2K - $19.8K
|
100
$36.3K
|
|
|
Oct 18, 2022
Q3 2022
|
Karp Capital Management Corp
|
SELL
|
- |
-15.1K- 99.74% |
$2.45M - $2.99M
|
40
$14.5K
|
|
|
Oct 18, 2022
Q3 2022
|
Morgan Dempsey Capital Management LLC
Menomonee Falls, WI |
BUY
|
- |
200New |
$32.5K - $39.7K
|
200
$72.6K
|
|
|
Oct 17, 2022
Q3 2022
|
Highland Private Wealth Management
|
SELL
|
- |
-205- 10.69% |
$33.3K - $40.6K
|
1.71K
$622K
|
|
|
Oct 14, 2022
Q3 2022
|
Redpoint Investment Management Pty LTD
|
SELL
|
- |
-1.65K- 12.55% |
$269K - $328K
|
11.5K
$4.19M
|
|
|
Oct 14, 2022
Q3 2022
|
Edge Rock Capital LLC
|
BUY
|
- |
139New |
$22.6K - $27.6K
|
139
$50.5K
|
|
|
Oct 11, 2022
Q3 2022
|
Silverleafe Capital Partners, LLC
Memphis, TN |
SELL
|
- |
-21KClosed |
$3.4M - $4.15M
|
0
$0
|
|
|
Oct 07, 2022
Q3 2022
|
American Research & Management Co.
|
SELL
|
- |
-36- 2.11% |
$5.85K - $7.14K
|
1.67K
$607K
|
|
|
Oct 05, 2022
Q3 2022
|
Econ Financial Services Corp
|
BUY
|
- |
9.85KNew |
$1.6M - $1.95M
|
9.85K
$3.58M
|
|
| Q2 2022 | |||||||
|
Jan 30, 2025
Q2 2022
|
Silphium Asset Management LTD
London, X0 |
SELL
|
- |
-1KClosed |
$179K - $235K
|
0
$0
|
|
|
Jan 23, 2024
Q2 2022
|
Sabadell Asset Management, S.A S.G.I.I.C
Sant Cugat Del Valles, U3 |
SELL
|
- |
-21.5KClosed |
$3.84M - $5.06M
|
0
$0
|
|
|
Nov 09, 2022
Q2 2022
|
Titus Wealth Management
Larskpur, CA |
BUY
|
- |
5+ 0.24% |
$893 - $1.18K
|
2.06K
$748K
|
|
|
Aug 17, 2022
Q2 2022
|
Cordant, Inc.
Portland, OR |
SELL
|
- |
-67Closed |
$12K - $15.8K
|
0
$0
|
|
|
Aug 16, 2022
Q2 2022
|
Lfs Asset Management
San Ramon, CA |
BUY
|
- |
1.14KNew |
$203K - $267K
|
1.14K
$412K
|
|
|
Aug 15, 2022
Q2 2022
|
Saba Capital Management, L.P.
New York, NY |
BUY
|
PUT |
50KNew |
$8.93M - $11.8M
|
50K
$18.2M
|
|
|
Aug 15, 2022
Q2 2022
|
Samalin Investment Counsel, LLC
Chappaqua, NY |
SELL
|
- |
-20Closed |
$3.57K - $4.7K
|
0
$0
|
|
|
Aug 15, 2022
Q2 2022
|
Css LLC
Chicago, IL |
BUY
|
PUT |
8K+ 800.0% |
$1.43M - $1.88M
|
9K
$3.27M
|
|
|
Aug 15, 2022
Q2 2022
|
Power Corp Of Canada
Montreal, Quebec, Z4 |
SELL
|
- |
-61Closed |
$10.9K - $14.3K
|
0
$0
|
|
|
Aug 15, 2022
Q2 2022
|
Concentric Capital Strategies, LP
Stamford, CT |
BUY
|
- |
8K+ 421.05% |
$1.43M - $1.88M
|
9.9K
$3.6M
|
|
|
Aug 15, 2022
Q2 2022
|
Bluefin Capital Management, LLC
New York, NY |
BUY
|
- |
210+ 10.66% |
$37.5K - $49.4K
|
2.18K
$792K
|
|
|
Aug 15, 2022
Q2 2022
|
Shellback Capital, LP
Boston, MA |
SELL
|
- |
-163KClosed |
$29.1M - $38.3M
|
0
$0
|
|
|
Aug 15, 2022
Q2 2022
|
Appian Way Asset Management LP
New York, NY |
BUY
|
- |
33.4K+ 379.55% |
$5.97M - $7.85M
|
42.2K
$15.3M
|
|
|
Aug 15, 2022
Q2 2022
|
Weiss Multi Strategy Advisers LLC
New York, NY |
SELL
|
- |
-20.3KClosed |
$3.62M - $4.76M
|
0
$0
|
|
|
Aug 15, 2022
Q2 2022
|
Bramshill Investments, LLC
Naples, FL |
BUY
|
- |
39New |
$6.97K - $9.17K
|
39
$14.2K
|
|
|
Aug 15, 2022
Q2 2022
|
Alyeska Investment Group, L.P.
Chicago, IL |
SELL
|
- |
-264KClosed |
$47.2M - $62.2M
|
0
$0
|
|
|
Aug 15, 2022
Q2 2022
|
Sphera Funds Management Ltd.
Tel Aviv, L3 |
SELL
|
- |
-12KClosed |
$2.14M - $2.82M
|
0
$0
|
|
|
Aug 15, 2022
Q2 2022
|
Vienna Asset Management LLC
Cupertino, CA |
SELL
|
- |
-1.1KClosed |
$197K - $259K
|
0
$0
|
|
|
Aug 15, 2022
Q2 2022
|
Frontier Wealth Management LLC
Kansas City, MO |
BUY
|
- |
3.9K+ 30.25% |
$697K - $918K
|
16.8K
$6.1M
|
|
|
Aug 15, 2022
Q2 2022
|
Ardsley Advisory Partners LP
Stamford, CT |
SELL
|
- |
-1.2KClosed |
$214K - $282K
|
0
$0
|
|
|
Aug 15, 2022
Q2 2022
|
United American Securities Inc. (D
New York, NY |
SELL
|
- |
-1.5KClosed |
$268K - $353K
|
0
$0
|
|
|
Aug 15, 2022
Q2 2022
|
Maven Securities LTD
St Helier, Y9 |
BUY
|
PUT |
11KNew |
$1.97M - $2.59M
|
11K
$4M
|
|
|
Aug 12, 2022
Q2 2022
|
Camarda Financial Advisors, LLC
Fleming Island, FL |
SELL
|
- |
-1.95KClosed |
$348K - $458K
|
0
$0
|
|
|
Aug 12, 2022
Q2 2022
|
Natixis Investment Managers International
Paris, I0 |
SELL
|
- |
-2.39K- 1.97% |
$426K - $561K
|
119K
$43.1M
|
|
|
Aug 12, 2022
Q2 2022
|
Kalos Management, Inc.
Alpharetta, GA |
SELL
|
- |
-1.28KClosed |
$228K - $300K
|
0
$0
|
|
|
Aug 12, 2022
Q2 2022
|
Oak Grove Capital LLC
North Hampton, NH |
SELL
|
- |
-900Closed |
$161K - $212K
|
0
$0
|
|
|
Aug 12, 2022
Q2 2022
|
Resolute Capital Asset Partners LLC
Denver, CO |
SELL
|
- |
-15KClosed |
$2.68M - $3.53M
|
0
$0
|
|