Latest Institutional Transactions on Caterpillar Inc (CAT)
This table provides information on the latest institutional transactions involving Caterpillar Inc (CAT) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2023
Q4 2022
|
Laurel Wealth Advisors, Inc.
Solana Beach, CA |
BUY
|
- |
869+ 12.73% |
$149K - $211K
|
7.7K
$2.8M
|
|
|
Feb 14, 2023
Q4 2022
|
Polar Asset Management Partners Inc.
Toronto, A6 |
BUY
|
PUT |
40KNew |
$6.85M - $9.73M
|
40K
$14.5M
|
|
|
Feb 14, 2023
Q4 2022
|
Nbw Capital LLC
|
BUY
|
- |
1.2KNew |
$206K - $292K
|
1.2K
$436K
|
|
|
Feb 14, 2023
Q4 2022
|
F3 Logic, LLC
|
BUY
|
- |
1.15KNew |
$196K - $279K
|
1.15K
$416K
|
|
|
Feb 14, 2023
Q4 2022
|
Citizens & Northern Corp
|
BUY
|
- |
925New |
$158K - $225K
|
925
$336K
|
|
|
Feb 14, 2023
Q4 2022
|
University Of Texas
|
BUY
|
- |
1KNew |
$171K - $243K
|
1K
$363K
|
|
|
Feb 14, 2023
Q4 2022
|
Old Mission Capital LLC
|
BUY
|
- |
29New |
$4.97K - $7.05K
|
29
$10.5K
|
|
|
Feb 14, 2023
Q4 2022
|
Rothschild & CO Asset Management Us Inc.
New York, NY |
BUY
|
- |
7.7K+ 1.98% |
$1.32M - $1.87M
|
397K
$144M
|
|
|
Feb 14, 2023
Q4 2022
|
Zeke Capital Advisors, LLC
Berwyn, PA |
BUY
|
- |
42+ 1.57% |
$7.19K - $10.2K
|
2.71K
$985K
|
|
|
Feb 14, 2023
Q4 2022
|
Perpetual Investment Management LTD
Sydney, C3 |
SELL
|
- |
-500- 19.23% |
$85.6K - $122K
|
2.1K
$763K
|
|
|
Feb 14, 2023
Q4 2022
|
Ubs Oconnor LLC
Chicago, IL |
BUY
|
- |
32.8KNew |
$5.61M - $7.97M
|
32.8K
$11.9M
|
|
|
Feb 14, 2023
Q4 2022
|
Moore Capital Management, LP
New York, NY |
BUY
|
- |
8.58KNew |
$1.47M - $2.09M
|
8.58K
$3.11M
|
|
|
Feb 14, 2023
Q4 2022
|
Capital Group Private Client Services, Inc.
Los Angeles, CA |
BUY
|
- |
995New |
$170K - $242K
|
995
$361K
|
|
|
Feb 14, 2023
Q4 2022
|
J. Goldman & CO LP
New York, NY |
BUY
|
- |
877New |
$150K - $213K
|
877
$319K
|
|
|
Feb 14, 2023
Q4 2022
|
Greenline Partners, LLC
New York, NY |
BUY
|
- |
1.21KNew |
$206K - $293K
|
1.21K
$438K
|
|
|
Feb 14, 2023
Q4 2022
|
One Wealth Advisors, LLC
San Francisco, CA |
BUY
|
- |
344New |
$58.9K - $83.6K
|
344
$125K
|
|
|
Feb 14, 2023
Q4 2022
|
Wexford Capital LP
Greenwich, CT |
BUY
|
- |
1.02KNew |
$175K - $248K
|
1.02K
$371K
|
|
|
Feb 14, 2023
Q4 2022
|
Hotaling Investment Management, LLC
Wayne, PA |
SELL
|
- |
-29- 1.22% |
$4.97K - $7.05K
|
2.34K
$851K
|
|
|
Feb 14, 2023
Q4 2022
|
Masters Capital Management LLC
Atlanta, GA |
BUY
|
PUT |
200KNew |
$34.2M - $48.6M
|
200K
$72.6M
|
|
|
Feb 14, 2023
Q4 2022
|
Deer Park Road Corp
Steamboat Springs, CO |
BUY
|
PUT |
350KNew |
$59.9M - $85.1M
|
350K
$127M
|
|
|
Feb 14, 2023
Q4 2022
|
Arabesque Asset Management LTD
London, X0 |
BUY
|
- |
11.8KNew |
$2.02M - $2.86M
|
11.8K
$4.28M
|
|
|
Feb 14, 2023
Q4 2022
|
Stanley Druckenmiller
Duquesne Family Office LLC | New York, Ny
|
BUY
|
- |
63.8KNew |
$10.9M - $15.5M
|
63.8K
$23.2M
|
|
|
Feb 14, 2023
Q4 2022
|
Interval Partners, LP
New York, NY |
BUY
|
- |
5.15KNew |
$882K - $1.25M
|
5.15K
$1.87M
|
|
|
Feb 14, 2023
Q4 2022
|
Lombard Odier Asset Management (Usa) Corp
New York, NY |
BUY
|
PUT |
50KNew |
$8.56M - $12.2M
|
50K
$18.2M
|
|
|
Feb 14, 2023
Q4 2022
|
Mark Asset Management LP
New York, NY |
BUY
|
- |
19.8KNew |
$3.39M - $4.81M
|
19.8K
$7.18M
|
|
|
Feb 14, 2023
Q4 2022
|
Maple Rock Capital Partners Inc.
Toronto, A6 |
BUY
|
PUT |
1MNew |
$171M - $243M
|
1M
$363M
|
|
|
Feb 14, 2023
Q4 2022
|
Sg3 Management, LLC
Dorado, PR |
BUY
|
PUT |
25.2KNew |
$4.31M - $6.13M
|
25.2K
$9.15M
|
|
|
Feb 14, 2023
Q4 2022
|
Symmetry Peak Management LLC
Radnor, PA |
BUY
|
CALL |
5KNew |
$856K - $1.22M
|
5K
$1.82M
|
|
|
Feb 14, 2023
Q4 2022
|
O'Neil Global Advisors, Inc.
Los Angeles, CA |
BUY
|
- |
2.08KNew |
$355K - $505K
|
2.08K
$754K
|
|
|
Feb 14, 2023
Q4 2022
|
Allstate Investment Management CO
Northbrook, IL |
BUY
|
- |
19.6KNew |
$3.35M - $4.76M
|
19.6K
$7.12M
|
|
|
Feb 14, 2023
Q4 2022
|
Fortis Capital Advisors, LLC
Reno, NV |
BUY
|
- |
81New |
$13.9K - $19.7K
|
81
$29.4K
|
|
|
Feb 14, 2023
Q4 2022
|
Freedom Wealth Alliance, LLC
Brookfield, WI |
BUY
|
- |
258New |
$44.2K - $62.7K
|
258
$93.7K
|
|
|
Feb 14, 2023
Q4 2022
|
Mill Creek Capital Advisors, LLC
Conshohocken, PA |
BUY
|
- |
13.5KNew |
$2.3M - $3.27M
|
13.5K
$4.89M
|
|
|
Feb 14, 2023
Q4 2022
|
Claraphi Advisory Network, LLC
|
SELL
|
- |
-862K- 99.58% |
$148M - $210M
|
3.61K
$1.31M
|
|
|
Feb 14, 2023
Q4 2022
|
Belvedere Trading LLC
|
BUY
|
CALL |
1.3KNew |
$223K - $316K
|
1.3K
$472K
|
|
|
Feb 14, 2023
Q4 2022
|
Personal Capital Advisors Corp
|
SELL
|
- |
-265- 4.11% |
$45.4K - $64.4K
|
6.19K
$2.25M
|
|
|
Feb 13, 2023
Q4 2022
|
Kercheville Advisors, LLC
|
SELL
|
- |
-700- 21.88% |
$120K - $170K
|
2.5K
$908K
|
|
|
Feb 13, 2023
Q4 2022
|
Barometer Capital Management Inc.
Toronto, A6 |
BUY
|
- |
27KNew |
$4.62M - $6.56M
|
27K
$9.79M
|
|
|
Feb 13, 2023
Q4 2022
|
Heritage Wealth Management, LLC
Phoenix, AZ |
BUY
|
- |
410+ 112.02% |
$70.2K - $99.7K
|
776
$282K
|
|
|
Feb 13, 2023
Q4 2022
|
Trustcore Financial Services, LLC
|
SELL
|
- |
-48- 0.35% |
$8.22K - $11.7K
|
13.7K
$4.98M
|
|
|
Feb 13, 2023
Q4 2022
|
Seeyond
Paris, I0 |
SELL
|
- |
-191- 4.38% |
$32.7K - $46.4K
|
4.17K
$1.51M
|
|
|
Feb 13, 2023
Q4 2022
|
Natixis
Paris, I0 |
BUY
|
CALL |
123New |
$21.1K - $29.9K
|
123
$44.7K
|
|
|
Feb 13, 2023
Q4 2022
|
Premier Asset Management LLC
Chicago, IL |
BUY
|
- |
43+ 3.13% |
$7.36K - $10.5K
|
1.42K
$515K
|
|
|
Feb 13, 2023
Q4 2022
|
Tcwp LLC
Tampa, FL |
BUY
|
- |
1.17KNew |
$200K - $284K
|
1.17K
$424K
|
|
|
Feb 13, 2023
Q4 2022
|
Kraematon Investment Advisors, Inc
|
BUY
|
- |
200New |
$34.2K - $48.6K
|
200
$72.6K
|
|
|
Feb 13, 2023
Q4 2022
|
Axiom Investment Management LLC
New York, NY |
BUY
|
- |
1.47K+ 626.07% |
$251K - $356K
|
1.7K
$617K
|
|
|
Feb 13, 2023
Q4 2022
|
Echo Street Capital Management LLC
New York, NY |
BUY
|
- |
2KNew |
$343K - $487K
|
2K
$728K
|
|
|
Feb 10, 2023
Q4 2022
|
Blackhawk Capital Partners Llc.
Thiensville, WI |
BUY
|
- |
5.03KNew |
$861K - $1.22M
|
5.03K
$1.83M
|
|
|
Feb 10, 2023
Q4 2022
|
Leelyn Smith, LLC
Geneva, IL |
SELL
|
- |
-1- 0.46% |
$171 - $243
|
215
$78.1K
|
|
|
Feb 10, 2023
Q4 2022
|
Somerset Group LLC
Wayzata, MN |
BUY
|
- |
1KNew |
$171K - $243K
|
1K
$363K
|