Latest Institutional Transactions on Caterpillar Inc (CAT)
This table provides information on the latest institutional transactions involving Caterpillar Inc (CAT) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jul 26, 2022
Q2 2022
|
Trh Financial, LLC
|
BUY
|
- |
6.72K+ 22.62% |
$1.2M - $1.58M
|
36.4K
$13.2M
|
|
|
Jul 25, 2022
Q2 2022
|
Sage Financial Group Inc
|
SELL
|
- |
-400Closed |
$71.5K - $94K
|
0
$0
|
|
|
Jul 25, 2022
Q2 2022
|
Walker Asset Management, LLC
|
BUY
|
- |
12.4KNew |
$2.22M - $2.91M
|
12.4K
$4.5M
|
|
|
Jul 22, 2022
Q2 2022
|
Altium Wealth Management LLC
|
BUY
|
- |
1.46K+ 16.36% |
$261K - $343K
|
10.4K
$3.77M
|
|
|
Jul 22, 2022
Q2 2022
|
Arjuna Capital
|
BUY
|
- |
5.99KNew |
$1.07M - $1.41M
|
5.99K
$2.17M
|
|
|
Jul 22, 2022
Q2 2022
|
Dixon Hubard Feinour & Brown Inc
|
SELL
|
- |
-152- 3.23% |
$27.2K - $35.7K
|
4.56K
$1.66M
|
|
|
Jul 22, 2022
Q2 2022
|
Loveless Wealth Management LLC
|
SELL
|
- |
-160- 0.92% |
$28.6K - $37.6K
|
17.3K
$6.29M
|
|
|
Jul 22, 2022
Q2 2022
|
Parametrica Management LTD
|
BUY
|
- |
1.13KNew |
$201K - $265K
|
1.13K
$409K
|
|
|
Jul 22, 2022
Q2 2022
|
Urban Wealth Management, LLC
|
SELL
|
- |
-1.65KClosed |
$294K - $387K
|
0
$0
|
|
|
Jul 22, 2022
Q2 2022
|
Vaughan Nelson Investment Management, L.P.
|
SELL
|
- |
-9.86K- 2.14% |
$1.76M - $2.32M
|
450K
$163M
|
|
|
Jul 20, 2022
Q2 2022
|
Access Financial Services, Inc.
|
SELL
|
- |
-1.16KClosed |
$208K - $274K
|
0
$0
|
|
|
Jul 20, 2022
Q2 2022
|
Hnp Capital LLC
|
SELL
|
- |
-1.22KClosed |
$218K - $287K
|
0
$0
|
|
|
Jul 20, 2022
Q2 2022
|
Ibm Retirement Fund
|
SELL
|
- |
-8.64KClosed |
$1.54M - $2.03M
|
0
$0
|
|
|
Jul 20, 2022
Q2 2022
|
Mc Carthy Asset Management, Inc.
|
SELL
|
- |
-1Closed |
$179 - $235
|
0
$0
|
|
|
Jul 20, 2022
Q2 2022
|
Reitz Capital Advisors LLC
|
SELL
|
- |
-1.05KClosed |
$188K - $247K
|
0
$0
|
|
|
Jul 20, 2022
Q2 2022
|
Southern Capital Advisors, LLC
|
SELL
|
- |
-6.69KClosed |
$1.2M - $1.57M
|
0
$0
|
|
|
Jul 20, 2022
Q2 2022
|
Swarthmore Group Inc
|
SELL
|
- |
-25.2K- 93.39% |
$4.5M - $5.93M
|
1.78K
$648K
|
|
|
Jul 19, 2022
Q2 2022
|
Sippican Capital Advisors
|
SELL
|
- |
-300- 10.71% |
$53.6K - $70.5K
|
2.5K
$908K
|
|
|
Jul 19, 2022
Q2 2022
|
Wespac Advisors So Cal, LLC
|
SELL
|
- |
-279- 10.05% |
$49.8K - $65.6K
|
2.5K
$907K
|
|
|
Jul 18, 2022
Q2 2022
|
Strategic Capital Advisers, Inc.
|
BUY
|
- |
1.65K+ 14.24% |
$295K - $388K
|
13.2K
$4.81M
|
|
|
Jul 18, 2022
Q2 2022
|
South Shore Capital Advisors
|
SELL
|
- |
-980Closed |
$175K - $230K
|
0
$0
|
|
|
Jul 15, 2022
Q2 2022
|
Cordasco Financial Network
|
BUY
|
- |
160+ 4.13% |
$28.6K - $37.6K
|
4.03K
$1.47M
|
|
|
Jul 15, 2022
Q2 2022
|
Destiny Wealth Partners, LLC
|
BUY
|
- |
33New |
$5.9K - $7.76K
|
33
$12K
|
|
|
Jul 15, 2022
Q2 2022
|
Stuart Chaussee & Associates, Inc.
|
BUY
|
- |
40New |
$7.15K - $9.4K
|
40
$14.5K
|
|
|
Jul 15, 2022
Q2 2022
|
West Bancorporation Inc
|
SELL
|
- |
-526- 26.35% |
$94K - $124K
|
1.47K
$534K
|
|
|
Jul 15, 2022
Q2 2022
|
York Bridge Wealth Partners, LLC
|
SELL
|
- |
-30- 2.19% |
$5.36K - $7.05K
|
1.34K
$487K
|
|
|
Jul 13, 2022
Q2 2022
|
Acg Wealth
|
BUY
|
- |
348New |
$62.2K - $81.8K
|
348
$126K
|
|
|
Jul 13, 2022
Q2 2022
|
Corsicana & Co.
|
SELL
|
- |
-136- 51.13% |
$24.3K - $32K
|
130
$47.2K
|
|
|
Jul 13, 2022
Q2 2022
|
Ern LLC
|
BUY
|
- |
8.5KNew |
$1.52M - $2M
|
8.5K
$3.09M
|
|
|
Jul 13, 2022
Q2 2022
|
Hya Advisors, Inc
|
SELL
|
- |
-101- 2.01% |
$18K - $23.7K
|
4.91K
$1.78M
|
|
|
Jul 13, 2022
Q2 2022
|
Murphy Capital Management Inc
|
BUY
|
- |
355+ 3.6% |
$63.4K - $83.5K
|
10.2K
$3.71M
|
|
|
Jul 13, 2022
Q2 2022
|
Steph & CO
|
SELL
|
- |
-413- 73.36% |
$73.8K - $97.1K
|
150
$54.5K
|
|
|
Jul 12, 2022
Q2 2022
|
Exane Derivatives
|
SELL
|
- |
-1.28K- 35.28% |
$229K - $302K
|
2.35K
$855K
|
|
|
Jul 11, 2022
Q2 2022
|
Ardevora Asset Management LLP
|
SELL
|
- |
-320KClosed |
$57.2M - $75.3M
|
0
$0
|
|
|
Jul 08, 2022
Q2 2022
|
Nu Wave Investment Management, LLC
|
BUY
|
- |
400New |
$71.5K - $94K
|
400
$145K
|
|
|
Jul 08, 2022
Q2 2022
|
Cliftonlarsonallen Wealth Advisors, LLC
|
SELL
|
- |
-10.3KClosed |
$1.84M - $2.42M
|
0
$0
|
|
|
Jul 06, 2022
Q2 2022
|
First Farmers & Merchants Bank
|
BUY
|
- |
100+ 6.39% |
$17.9K - $23.5K
|
1.67K
$605K
|
|
| Q1 2022 | |||||||
|
Oct 02, 2024
Q1 2022
|
Cannon Financial Strategists, Inc.
Athens, GA |
SELL
|
- |
-1.88KClosed |
$344K - $432K
|
0
$0
|
|
|
Apr 01, 2024
Q1 2022
|
Azzad Asset Management Inc /Adv
Falls Church, VA |
SELL
|
- |
-1KClosed |
$183K - $230K
|
0
$0
|
|
|
Jul 20, 2023
Q1 2022
|
Rockwood Wealth Management, LLC
New Hope, PA |
SELL
|
- |
-2.15KClosed |
$393K - $494K
|
0
$0
|
|
|
May 16, 2022
Q1 2022
|
Polar Asset Management Partners Inc.
Toronto, A6 |
SELL
|
- |
-5.38KClosed |
$983K - $1.24M
|
0
$0
|
|
|
May 16, 2022
Q1 2022
|
Elmwood Wealth Management, Inc.
|
SELL
|
- |
-110Closed |
$20.1K - $25.3K
|
0
$0
|
|
|
May 16, 2022
Q1 2022
|
Kenfarb & Co.
Ashland, KY |
SELL
|
- |
-500Closed |
$91.4K - $115K
|
0
$0
|
|
|
May 16, 2022
Q1 2022
|
Credit Agricole S A
|
BUY
|
PUT |
15KNew |
$2.74M - $3.45M
|
15K
$5.45M
|
|
|
May 16, 2022
Q1 2022
|
Pluribus Labs, LLC
Mill Valley, CA |
SELL
|
- |
-2.25KClosed |
$412K - $518K
|
0
$0
|
|
|
May 16, 2022
Q1 2022
|
Veritas Investment Partners (Uk) Ltd.
London, X0 |
SELL
|
- |
-40Closed |
$7.31K - $9.19K
|
0
$0
|
|
|
May 16, 2022
Q1 2022
|
Graticule Asia Macro Advisors LLC
New York, NY |
SELL
|
- |
-15.5KClosed |
$2.83M - $3.56M
|
0
$0
|
|
|
May 16, 2022
Q1 2022
|
Albar Capital LTD
London, X0 |
SELL
|
- |
-11.4KClosed |
$2.08M - $2.61M
|
0
$0
|
|
|
May 16, 2022
Q1 2022
|
Cowen And Company, LLC
|
SELL
|
- |
-7.24KClosed |
$1.32M - $1.66M
|
0
$0
|
|
|
May 16, 2022
Q1 2022
|
Offit Capital Advisors LLC
|
BUY
|
- |
821+ 21.45% |
$150K - $189K
|
4.65K
$1.69M
|
|