Latest Institutional Transactions on Caterpillar Inc (CAT)
This table provides information on the latest institutional transactions involving Caterpillar Inc (CAT) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 22, 2022
Q4 2021
|
Cypress Capital Management LLC
Greenville, DE |
BUY
|
- |
1.58KNew |
$298K - $338K
|
1.58K
$573K
|
|
|
Feb 18, 2022
Q4 2021
|
Castle Ark Alternatives, LLC
Chicago, IL |
SELL
|
- |
-1.94KClosed |
$367K - $416K
|
0
$0
|
|
|
Feb 18, 2022
Q4 2021
|
Sky View Investment Advisors, LLC
Shrewsbury, NJ |
BUY
|
- |
151New |
$28.5K - $32.4K
|
151
$54.8K
|
|
|
Feb 16, 2022
Q4 2021
|
Ulland Investment Advisors, LLC
|
BUY
|
- |
715New |
$135K - $153K
|
715
$260K
|
|
|
Feb 16, 2022
Q4 2021
|
Milestone Wealth, LLC
Buffalo, NY |
BUY
|
- |
269New |
$50.8K - $57.6K
|
269
$97.7K
|
|
|
Feb 15, 2022
Q4 2021
|
Icapital Wealth LLC
Walnut Creek, CA |
BUY
|
- |
1.6KNew |
$302K - $343K
|
1.6K
$581K
|
|
|
Feb 15, 2022
Q4 2021
|
Systematic Alpha Investments, LLC
Princeton, NJ |
SELL
|
- |
-157Closed |
$29.7K - $33.6K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Ade, LLC
|
SELL
|
- |
-606Closed |
$114K - $130K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Plaisance Capital LLC
Denver, CO |
SELL
|
CALL |
-17.5KClosed |
$3.31M - $3.75M
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Two Sigma Investments, LP
New York, NY |
BUY
|
PUT |
65.2K+ 348.66% |
$12.3M - $14M
|
83.9K
$30.5M
|
|
|
Feb 14, 2022
Q4 2021
|
Mirova
Paris, I0 |
SELL
|
- |
-1.58KClosed |
$298K - $338K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Hap Trading, LLC
New York, NY |
SELL
|
- |
-11.6K- 46.98% |
$2.2M - $2.5M
|
13.1K
$4.77M
|
|
|
Feb 14, 2022
Q4 2021
|
Resolute Advisors LLC
|
SELL
|
- |
-122Closed |
$23.1K - $26.1K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Socorro Asset Management LP
Dallas, TX |
SELL
|
- |
-38.9KClosed |
$7.34M - $8.33M
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Samlyn Capital, LLC
New York, NY |
SELL
|
- |
-12.2KClosed |
$2.3M - $2.61M
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Amp Capital Investors LTD
Sydney Nsw, C3 |
SELL
|
- |
-155KClosed |
$29.2M - $33.1M
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Enlightenment Research, LLC
Saddle Brook, NJ |
SELL
|
- |
-2.1KClosed |
$397K - $450K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Credit Suisse Ag
Zurich, V8 |
SELL
|
PUT |
-255K- 64.04% |
$48.1M - $54.5M
|
143K
$51.9M
|
|
|
Feb 11, 2022
Q4 2021
|
Phoenix Wealth Advisors
|
SELL
|
- |
-364Closed |
$68.8K - $78K
|
0
$0
|
|
|
Feb 11, 2022
Q4 2021
|
Paralel Advisors LLC
|
BUY
|
- |
100KNew |
$18.9M - $21.4M
|
100K
$36.3M
|
|
|
Feb 11, 2022
Q4 2021
|
Payden & Rygel
Los Angeles, CA |
SELL
|
- |
-103K- 99.04% |
$19.5M - $22.1M
|
1K
$363K
|
|
|
Feb 11, 2022
Q4 2021
|
Mark Sheptoff Financial Planning, LLC
Glastonbury, CT |
BUY
|
- |
80+ 153.85% |
$15.1K - $17.1K
|
132
$47.9K
|
|
|
Feb 10, 2022
Q4 2021
|
Paradigm Financial Partners, LLC
|
BUY
|
- |
5.86KNew |
$1.11M - $1.26M
|
5.86K
$2.13M
|
|
|
Feb 10, 2022
Q4 2021
|
Meristem Family Wealth, LLC
Minnetonka, MN |
SELL
|
- |
-2.01KClosed |
$380K - $431K
|
0
$0
|
|
|
Feb 09, 2022
Q4 2021
|
Essex Private Wealth Management, LLC
Topsfield, MA |
SELL
|
- |
-1.16KClosed |
$218K - $248K
|
0
$0
|
|
|
Feb 09, 2022
Q4 2021
|
Ground Swell Capital, LLC
Folly Beach, SC |
SELL
|
- |
-1.26KClosed |
$238K - $270K
|
0
$0
|
|
|
Feb 08, 2022
Q4 2021
|
Imc Chicago, LLC
|
SELL
|
PUT |
-325KClosed |
$61.3M - $69.5M
|
0
$0
|
|
|
Feb 07, 2022
Q4 2021
|
Financial Consulate, Inc
|
BUY
|
- |
98+ 4.9% |
$18.5K - $21K
|
2.1K
$763K
|
|
|
Feb 04, 2022
Q4 2021
|
Capital Wealth Planning, LLC
|
BUY
|
CALL |
3.7KNew |
$699K - $793K
|
3.7K
$1.34M
|
|
|
Feb 02, 2022
Q4 2021
|
Resource Consulting Group Inc
|
BUY
|
- |
1.22KNew |
$231K - $262K
|
1.22K
$444K
|
|
|
Feb 02, 2022
Q4 2021
|
Aurora Private Wealth, Inc.
|
SELL
|
- |
-6.02KClosed |
$1.14M - $1.29M
|
0
$0
|
|
|
Feb 01, 2022
Q4 2021
|
Eidelman Virant Capital
|
SELL
|
- |
-7.01KClosed |
$1.32M - $1.5M
|
0
$0
|
|
|
Feb 01, 2022
Q4 2021
|
True Link Financial Advisors, LLC
|
SELL
|
- |
-68Closed |
$12.8K - $14.6K
|
0
$0
|
|
|
Jan 31, 2022
Q4 2021
|
Carderock Capital Management Inc
|
SELL
|
- |
-50Closed |
$9.45K - $10.7K
|
0
$0
|
|
|
Jan 28, 2022
Q4 2021
|
Guidance Point Advisors, LLC
|
SELL
|
- |
-27Closed |
$5.1K - $5.78K
|
0
$0
|
|
|
Jan 28, 2022
Q4 2021
|
Ironwood Financial, LLC
|
SELL
|
- |
-33Closed |
$6.24K - $7.07K
|
0
$0
|
|
|
Jan 28, 2022
Q4 2021
|
Evolution Wealth Advisors, LLC
|
SELL
|
- |
-78Closed |
$14.7K - $16.7K
|
0
$0
|
|
|
Jan 27, 2022
Q4 2021
|
Sea Town Holdings Pte. Ltd.
|
SELL
|
- |
-50KClosed |
$9.45M - $10.7M
|
0
$0
|
|
|
Jan 27, 2022
Q4 2021
|
Brown Advisory Securities, LLC
|
SELL
|
- |
-1.45KClosed |
$275K - $311K
|
0
$0
|
|
|
Jan 25, 2022
Q4 2021
|
Deltec Asset Management LLC
|
SELL
|
- |
-6.3KClosed |
$1.19M - $1.35M
|
0
$0
|
|
|
Jan 19, 2022
Q4 2021
|
Hc Financial Advisors Inc
|
BUY
|
- |
1+ 0.01% |
$189 - $214
|
13.9K
$5.07M
|
|
|
Jan 18, 2022
Q4 2021
|
Ritholtz Wealth Management
|
BUY
|
CALL |
400New |
$75.6K - $85.7K
|
400
$145K
|
|
|
Jan 11, 2022
Q4 2021
|
Paladin Advisory Group, LLC
|
BUY
|
CALL |
28New |
$5.29K - $6K
|
28
$10.2K
|
|
|
Jan 06, 2022
Q4 2021
|
Magnolia Capital Management LTD
|
BUY
|
- |
1KNew |
$189K - $214K
|
1K
$363K
|
|
| Q3 2021 | |||||||
|
Dec 19, 2024
Q3 2021
|
Arcadia Investment Advisors LLC
Eagle, ID |
SELL
|
- |
-5Closed |
$949 - $1.11K
|
0
$0
|
|
|
Jul 20, 2022
Q3 2021
|
Triasima Portfolio Management Inc.
|
SELL
|
- |
-575Closed |
$109K - $127K
|
0
$0
|
|
|
Jan 25, 2022
Q3 2021
|
Fulcrum Equity Management
|
SELL
|
- |
-6.53KClosed |
$1.24M - $1.45M
|
0
$0
|
|
|
Dec 03, 2021
Q3 2021
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
SELL
|
PUT |
-1.1K- 91.67% |
$209K - $244K
|
100
$36.3K
|
|
|
Nov 15, 2021
Q3 2021
|
Claybrook Capital, LLC
|
SELL
|
- |
-5.28KClosed |
$1M - $1.17M
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Precept Management LLC
Dallas, TX |
SELL
|
- |
-5KClosed |
$949K - $1.11M
|
0
$0
|
|