Latest Institutional Transactions on Caterpillar Inc (CAT)
This table provides information on the latest institutional transactions involving Caterpillar Inc (CAT) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 09, 2023
Q2 2021
|
Brewin Dolphin LTD
London, X0 |
SELL
|
- |
-1.3K- 4.76% |
$270K - $317K
|
25.9K
$9.41M
|
|
|
Nov 09, 2023
Q2 2021
|
Brewin Dolphin Wealth Management LTD
Conskleagh, Dublin, L2 |
BUY
|
- |
80+ 5.71% |
$16.7K - $19.6K
|
1.48K
$538K
|
|
|
Jul 28, 2022
Q2 2021
|
Sanford Advisory Services, LLC
|
BUY
|
- |
42+ 2.75% |
$8.77K - $10.3K
|
1.57K
$570K
|
|
|
Nov 16, 2021
Q2 2021
|
Willow Creek Wealth Management Inc.
Sebastopol, CA |
BUY
|
- |
3.14KNew |
$656K - $769K
|
3.14K
$1.14M
|
|
|
Aug 17, 2021
Q2 2021
|
Logan Capital Management Inc
Newtown Square, PA |
BUY
|
PUT |
10.6KNew |
$2.21M - $2.59M
|
10.6K
$3.85M
|
|
|
Aug 16, 2021
Q2 2021
|
Capital Advantage, Inc.
|
SELL
|
- |
-1.56KClosed |
$326K - $383K
|
0
$0
|
|
|
Aug 16, 2021
Q2 2021
|
Capital Bank & Trust CO
Irvine, CA |
SELL
|
- |
-3.09KClosed |
$644K - $755K
|
0
$0
|
|
|
Aug 16, 2021
Q2 2021
|
ETF Managers Group, LLC
Summit, NJ |
SELL
|
- |
-4.25KClosed |
$888K - $1.04M
|
0
$0
|
|
|
Aug 16, 2021
Q2 2021
|
Voya Financial Advisors, Inc.
Windsor, CT |
SELL
|
- |
-12.5KClosed |
$2.61M - $3.06M
|
0
$0
|
|
|
Aug 16, 2021
Q2 2021
|
Wealthcare Capital Management LLC
Richmond, VA |
SELL
|
- |
-278Closed |
$58.1K - $68.1K
|
0
$0
|
|
|
Aug 16, 2021
Q2 2021
|
Pathstone Family Office, LLC
Englewood, NJ |
BUY
|
PUT |
7.32KNew |
$1.53M - $1.79M
|
7.32K
$2.66M
|
|
|
Aug 16, 2021
Q2 2021
|
North Fourth Asset Management, LP
New York, NY |
SELL
|
- |
-37.8KClosed |
$7.89M - $9.25M
|
0
$0
|
|
|
Aug 13, 2021
Q2 2021
|
Thames Capital Management LLC
New York, NY |
SELL
|
- |
-46.4KClosed |
$9.69M - $11.4M
|
0
$0
|
|
|
Aug 13, 2021
Q2 2021
|
Wills Financial Group, Inc.
|
SELL
|
- |
-901Closed |
$188K - $221K
|
0
$0
|
|
|
Aug 13, 2021
Q2 2021
|
Alpha Wave Global, LP
New York, NY |
SELL
|
- |
-114KClosed |
$23.8M - $27.9M
|
0
$0
|
|
|
Aug 12, 2021
Q2 2021
|
Pettinga Financial Advisors, LLC
|
SELL
|
- |
-864Closed |
$180K - $211K
|
0
$0
|
|
|
Aug 12, 2021
Q2 2021
|
Mc Ginn Investment Management, Inc.
|
SELL
|
- |
-900Closed |
$188K - $220K
|
0
$0
|
|
|
Aug 12, 2021
Q2 2021
|
Syntal Capital Partners, LLC
Midland, TX |
SELL
|
- |
-654Closed |
$137K - $160K
|
0
$0
|
|
|
Aug 12, 2021
Q2 2021
|
Artisan Partners Limited Partnership
Milwaukee, WI |
SELL
|
- |
-2.59KClosed |
$542K - $635K
|
0
$0
|
|
|
Aug 11, 2021
Q2 2021
|
Swisspartners Ltd.
Vaduz, N2 |
SELL
|
- |
-1.11KClosed |
$232K - $272K
|
0
$0
|
|
|
Aug 10, 2021
Q2 2021
|
Cypress Capital Management LLC (Wy)
|
SELL
|
- |
-5.74KClosed |
$1.2M - $1.4M
|
0
$0
|
|
|
Aug 10, 2021
Q2 2021
|
Wealthquest Corp
Cincinnati, OH |
SELL
|
- |
-1.07KClosed |
$222K - $261K
|
0
$0
|
|
|
Aug 10, 2021
Q2 2021
|
Sun Life Financial Inc
Toronto, A6 |
SELL
|
- |
-317Closed |
$66.2K - $77.6K
|
0
$0
|
|
|
Aug 06, 2021
Q2 2021
|
Baron Financial Group, LLC
Fair Lawn, NJ |
SELL
|
- |
-50- 12.5% |
$10.4K - $12.2K
|
350
$127K
|
|
|
Aug 05, 2021
Q2 2021
|
Allred Capital Management, LLC
Dallas, TX |
SELL
|
- |
-484Closed |
$101K - $118K
|
0
$0
|
|
|
Aug 04, 2021
Q2 2021
|
Axel Capital Management, LLC
|
SELL
|
- |
-30KClosed |
$6.27M - $7.34M
|
0
$0
|
|
|
Aug 03, 2021
Q2 2021
|
Sage Financial Management Group, Inc.
|
SELL
|
- |
-276Closed |
$57.6K - $67.6K
|
0
$0
|
|
|
Aug 02, 2021
Q2 2021
|
Regal Wealth Group, Inc.
|
SELL
|
- |
-21Closed |
$4.39K - $5.14K
|
0
$0
|
|
|
Jul 30, 2021
Q2 2021
|
Fulcrum Capital LLC
|
SELL
|
- |
-927Closed |
$194K - $227K
|
0
$0
|
|
|
Jul 29, 2021
Q2 2021
|
Smh Capital Advisors Inc
|
SELL
|
- |
-921Closed |
$192K - $225K
|
0
$0
|
|
|
Jul 29, 2021
Q2 2021
|
Moser Wealth Advisors, LLC
|
BUY
|
- |
200+ 1000.0% |
$41.8K - $49K
|
220
$79.9K
|
|
|
Jul 23, 2021
Q2 2021
|
Lederer & Associates Investment Counsel
Long Beach, CA |
SELL
|
- |
-360Closed |
$75.2K - $88.1K
|
0
$0
|
|
|
Jul 22, 2021
Q2 2021
|
Rba Wealth Management, LLC
|
SELL
|
- |
-35Closed |
$7.31K - $8.57K
|
0
$0
|
|
|
Jul 21, 2021
Q2 2021
|
David J Yvars Group
|
SELL
|
- |
-1.3KClosed |
$270K - $317K
|
0
$0
|
|
|
Jul 21, 2021
Q2 2021
|
Davenport & CO LLC
|
BUY
|
PUT |
42.7KNew |
$8.93M - $10.5M
|
42.7K
$15.5M
|
|
|
Jul 21, 2021
Q2 2021
|
Wealth Advisory Solutions, LLC
|
SELL
|
- |
-1.83KClosed |
$382K - $448K
|
0
$0
|
|
|
Jul 20, 2021
Q2 2021
|
Professional Financial Advisors, LLC
|
BUY
|
- |
222+ 634.29% |
$46.4K - $54.3K
|
257
$93.3K
|
|
|
Jul 15, 2021
Q2 2021
|
Stolper CO
|
SELL
|
- |
-9.91KClosed |
$2.07M - $2.43M
|
0
$0
|
|
|
Jul 12, 2021
Q2 2021
|
Fulcrum Asset Management LLP
London, X0 |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Jul 09, 2021
Q2 2021
|
Deane Retirement Strategies, Inc.
|
SELL
|
- |
-11.4KClosed |
$2.37M - $2.78M
|
0
$0
|
|
| Q1 2021 | |||||||
|
May 10, 2024
Q1 2021
|
V2 Financial Group LLC
Naperville, IL |
SELL
|
- |
-1.35KClosed |
$244K - $316K
|
0
$0
|
|
|
May 19, 2021
Q1 2021
|
Tru Independence Asset Management 2, LLC
|
SELL
|
- |
-225Closed |
$40.6K - $52.6K
|
0
$0
|
|
|
May 17, 2021
Q1 2021
|
Intrinsic Edge Capital Management LLC
Chicago, IL |
SELL
|
- |
-8.9KClosed |
$1.61M - $2.08M
|
0
$0
|
|
|
May 17, 2021
Q1 2021
|
Kemnay Advisory Services Inc.
New York, NY |
SELL
|
- |
-4.62KClosed |
$834K - $1.08M
|
0
$0
|
|
|
May 17, 2021
Q1 2021
|
Aperture Investors, LLC
New York, NY |
BUY
|
- |
2.46KNew |
$443K - $574K
|
2.46K
$892K
|
|
|
May 17, 2021
Q1 2021
|
Ovata Capital Management LTD
|
SELL
|
- |
-1.7KClosed |
$307K - $397K
|
0
$0
|
|
|
May 17, 2021
Q1 2021
|
Capstone Triton Financial Group, LLC
Oklahoma City, OK |
SELL
|
- |
-305Closed |
$55.1K - $71.3K
|
0
$0
|
|
|
May 14, 2021
Q1 2021
|
Mason Street Advisors, LLC
Milwaukee, WI |
SELL
|
- |
-74.9KClosed |
$13.5M - $17.5M
|
0
$0
|
|
|
May 14, 2021
Q1 2021
|
Vantage Consulting Group Inc
Virginia Beach, VA |
SELL
|
- |
-436Closed |
$78.8K - $102K
|
0
$0
|
|
|
May 11, 2021
Q1 2021
|
Boston Research & Management Inc
Manchester, MA |
SELL
|
- |
-115- 3.14% |
$20.8K - $26.9K
|
3.54K
$1.29M
|
|