Purchases and Sales Made in Q3 2023 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q3 2023. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 25, 2023
Q3 2023
|
Folger Nolan Fleming Douglas Capital Management, Inc
|
SELL
|
- |
-606- 1.71% |
$146K - $175K
|
34.9K
$11.9M
|
|
|
Oct 31, 2023
Q3 2023
|
Peregrine Asset Advisers, Inc.
Portland, OR |
SELL
|
- |
-606- 24.25% |
$146K - $175K
|
1.89K
$644K
|
|
|
Jan 18, 2024
Q3 2023
|
Flc Capital Advisors
|
SELL
|
- |
-630- 6.73% |
$152K - $182K
|
8.73K
$2.97M
|
|
|
Nov 09, 2023
Q3 2023
|
Segall Bryant & Hamill, LLC
Chicago, IL |
SELL
|
- |
-649- 2.12% |
$156K - $187K
|
30K
$10.2M
|
|
|
Nov 03, 2023
Q3 2023
|
Summit X, LLC
Chesterfield, MO |
SELL
|
- |
-653- 35.37% |
$157K - $188K
|
1.19K
$406K
|
|
|
Nov 01, 2023
Q3 2023
|
Congress Asset Management CO
|
SELL
|
- |
-659- 1.12% |
$159K - $190K
|
58.4K
$19.8M
|
|
|
Oct 18, 2023
Q3 2023
|
Cambridge Advisors Inc.
|
SELL
|
- |
-665- 5.91% |
$160K - $192K
|
10.6K
$3.6M
|
|
|
Oct 17, 2023
Q3 2023
|
Patriot Investment Management Inc.
|
SELL
|
- |
-668- 19.46% |
$161K - $193K
|
2.76K
$940K
|
|
|
Oct 17, 2023
Q3 2023
|
Davenport & CO LLC
|
SELL
|
- |
-673- 1.59% |
$162K - $194K
|
41.7K
$14.2M
|
|
|
Nov 08, 2023
Q3 2023
|
Mario Gabelli
Gamco Investors, Inc. Et Al | Rye, Ny
|
SELL
|
- |
-673- 46.51% |
$162K - $194K
|
774
$263K
|
|
|
Oct 20, 2023
Q3 2023
|
Fulton Breakefield Broenniman LLC
|
SELL
|
- |
-675- 24.64% |
$162K - $195K
|
2.06K
$702K
|
|
|
Nov 13, 2023
Q3 2023
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
SELL
|
- |
-676- 2.7% |
$163K - $195K
|
24.4K
$8.29M
|
|
|
Oct 23, 2023
Q3 2023
|
Sigma Investment Counselors Inc
|
SELL
|
- |
-680- 2.55% |
$164K - $196K
|
26K
$8.83M
|
|
|
Nov 14, 2023
Q3 2023
|
Probity Advisors, Inc.
Dallas, TX |
SELL
|
- |
-684- 9.69% |
$165K - $197K
|
6.38K
$2.17M
|
|
|
Oct 10, 2023
Q3 2023
|
Ignite Planners, LLC
|
SELL
|
- |
-685- 6.99% |
$165K - $198K
|
9.12K
$3.1M
|
|
|
Oct 10, 2023
Q3 2023
|
Householder Group Estate & Retirement Specialist, LLC
|
SELL
|
- |
-697- 33.08% |
$168K - $201K
|
1.41K
$479K
|
|
|
Nov 09, 2023
Q3 2023
|
Skandinaviska Enskilda Banken Ab (Publ)
Stockholm, V7 |
SELL
|
- |
-700- 0.69% |
$168K - $202K
|
101K
$34.4M
|
|
|
Nov 03, 2023
Q3 2023
|
Sentry Investment Management LLC
|
SELL
|
- |
-702- 19.16% |
$169K - $203K
|
2.96K
$1.01M
|
|
|
Oct 18, 2023
Q3 2023
|
Ls Investment Advisors, LLC
|
SELL
|
- |
-705- 1.77% |
$170K - $203K
|
39.1K
$13.3M
|
|
|
Nov 03, 2023
Q3 2023
|
Org Partners LLC
Roanoke, IN |
SELL
|
- |
-728- 20.17% |
$175K - $210K
|
2.88K
$980K
|
|
|
Nov 07, 2023
Q3 2023
|
Marco Investment Management LLC
|
SELL
|
- |
-730- 0.98% |
$176K - $211K
|
74.1K
$25.2M
|
|
|
Nov 13, 2023
Q3 2023
|
Quintet Private Bank (Europe) S.A.
Luxembourg, N4 |
SELL
|
- |
-735- 49.43% |
$177K - $212K
|
752
$256K
|
|
|
Oct 26, 2023
Q3 2023
|
Oregon Public Employees Retirement Fund
|
SELL
|
- |
-736- 1.83% |
$177K - $212K
|
39.4K
$13.4M
|
|
|
Nov 08, 2023
Q3 2023
|
Sheaff Brock Investment Advisors, LLC
|
SELL
|
- |
-736- 3.06% |
$177K - $212K
|
23.3K
$7.92M
|
|
|
Oct 23, 2023
Q3 2023
|
Cigna Investments Inc
Bloomfield, CT |
SELL
|
- |
-742- 11.85% |
$179K - $214K
|
5.52K
$1.88M
|
|
|
Nov 13, 2023
Q3 2023
|
Asset Dedication, LLC
|
SELL
|
- |
-742- 3.62% |
$179K - $214K
|
19.8K
$6.72M
|
|
|
Oct 16, 2023
Q3 2023
|
Rfg Advisory, LLC
Birmingham, AL |
SELL
|
- |
-747- 10.1% |
$180K - $216K
|
6.65K
$2.26M
|
|
|
Nov 14, 2023
Q3 2023
|
Caxton Associates LP
New York, NY |
SELL
|
- |
-752- 20.92% |
$181K - $217K
|
2.84K
$967K
|
|
|
Oct 19, 2023
Q3 2023
|
Jgp Wealth Management, LLC
|
SELL
|
- |
-757- 24.2% |
$182K - $219K
|
2.37K
$806K
|
|
|
Oct 27, 2023
Q3 2023
|
Hennion & Walsh Asset Management, Inc.
|
SELL
|
- |
-769- 25.03% |
$185K - $222K
|
2.3K
$783K
|
|
|
Nov 06, 2023
Q3 2023
|
North Star Investment Management Corp.
Chicago, IL |
SELL
|
- |
-771- 4.95% |
$185K - $223K
|
14.8K
$5.03M
|
|
|
Nov 06, 2023
Q3 2023
|
Wall Street Access Asset Management, LLC
New York, NY |
SELL
|
- |
-775- 37.26% |
$186K - $224K
|
1.31K
$444K
|
|
|
Apr 25, 2024
Q3 2023
|
Wall Street Access Asset Management, LLC
New York, NY |
SELL
|
- |
-775- 37.26% |
$186K - $224K
|
1.31K
$444K
|
|
|
Oct 31, 2023
Q3 2023
|
First American Trust, Fsb
|
SELL
|
- |
-785- 2.51% |
$189K - $227K
|
30.4K
$10.3M
|
|
|
Oct 23, 2023
Q3 2023
|
Kingswood Wealth Advisors, LLC
San Diego, CA |
SELL
|
- |
-789- 5.21% |
$190K - $228K
|
14.4K
$4.88M
|
|
|
Nov 28, 2023
Q3 2023
|
Bar Harbor Wealth Management
Concord, NH |
SELL
|
- |
-796- 1.53% |
$192K - $230K
|
51.4K
$17.5M
|
|
|
Oct 19, 2023
Q3 2023
|
Griffin Asset Management, Inc.
|
SELL
|
- |
-809- 4.58% |
$195K - $234K
|
16.9K
$5.73M
|
|
|
Oct 24, 2023
Q3 2023
|
Total Clarity Wealth Management, Inc.
|
SELL
|
- |
-811- 14.7% |
$195K - $234K
|
4.71K
$1.6M
|
|
|
Nov 08, 2023
Q3 2023
|
Landscape Capital Management, L.L.C.
|
SELL
|
- |
-813- 33.58% |
$196K - $235K
|
1.61K
$547K
|
|
|
Oct 26, 2023
Q3 2023
|
Mathes Company, Inc.
|
SELL
|
- |
-825- 4.67% |
$198K - $238K
|
16.8K
$5.73M
|
|
|
Oct 16, 2023
Q3 2023
|
Burke & Herbert Bank & Trust CO
|
SELL
|
- |
-833- 31.09% |
$200K - $240K
|
1.85K
$628K
|
|
|
Oct 26, 2023
Q3 2023
|
Keeler T Homas Management LLC
|
SELL
|
- |
-837- 4.92% |
$201K - $242K
|
16.2K
$5.5M
|
|
|
Oct 24, 2023
Q3 2023
|
Independent Advisor Alliance
|
SELL
|
- |
-841- 1.42% |
$202K - $243K
|
58.4K
$19.8M
|
|
|
Oct 16, 2023
Q3 2023
|
Ziegler Capital Management, LLC
|
SELL
|
- |
-842- 2.19% |
$203K - $243K
|
37.6K
$12.8M
|
|
|
Oct 24, 2023
Q3 2023
|
Wealth Management Partners, LLC
|
SELL
|
- |
-850- 21.98% |
$204K - $245K
|
3.02K
$1.03M
|
|
|
Nov 08, 2023
Q3 2023
|
United Bank
Vienna, VA |
SELL
|
- |
-850- 34.39% |
$204K - $245K
|
1.62K
$552K
|
|
|
Nov 09, 2023
Q3 2023
|
Essex Investment Management CO LLC
Boston, MA |
SELL
|
- |
-854- 15.5% |
$205K - $247K
|
4.66K
$1.58M
|
|
|
Nov 13, 2023
Q3 2023
|
Dfpg Investments, LLC
|
SELL
|
- |
-877- 4.98% |
$211K - $253K
|
16.7K
$5.7M
|
|
|
Oct 26, 2023
Q3 2023
|
Park Avenue Securities LLC
|
SELL
|
- |
-885- 5.8% |
$213K - $255K
|
14.4K
$4.89M
|
|
|
Dec 13, 2023
Q3 2023
|
Stonebridge Capital Management Inc
Los Angeles, CA |
SELL
|
- |
-888- 6.48% |
$214K - $256K
|
12.8K
$4.36M
|