Purchases and Sales Made in Q3 2023 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q3 2023. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 08, 2023
Q3 2023
|
L2 Asset Management, LLC
Wayland, MA |
SELL
|
- |
-2.34K- 87.89% |
$564K - $677K
|
323
$110K
|
|
|
Nov 14, 2023
Q3 2023
|
Vestcor Inc
Fredericton, A3 |
SELL
|
- |
-2.38K- 8.33% |
$573K - $688K
|
26.2K
$8.91M
|
|
|
Nov 07, 2023
Q3 2023
|
Graphene Investments Sas
Paris, I0 |
SELL
|
- |
-2.4K- 17.78% |
$577K - $693K
|
11.1K
$3.77M
|
|
|
Oct 20, 2023
Q3 2023
|
Prairie View Partners, LLC
|
SELL
|
- |
-2.42K- 81.56% |
$583K - $699K
|
548
$186K
|
|
|
Nov 14, 2023
Q3 2023
|
Harris Associates L P
Chicago, IL |
SELL
|
- |
-2.43K- 57.4% |
$583K - $700K
|
1.8K
$612K
|
|
|
Nov 13, 2023
Q3 2023
|
Cibc Private Wealth Group, LLC
|
SELL
|
- |
-2.44K- 5.3% |
$587K - $704K
|
43.6K
$14.8M
|
|
|
Nov 13, 2023
Q3 2023
|
Edmond De Rothschild Holding S.A.
Chambesy, V8 |
SELL
|
- |
-2.45K- 13.05% |
$590K - $707K
|
16.3K
$5.55M
|
|
|
Nov 14, 2023
Q3 2023
|
United Services Automobile Association
San Antonio, TX |
SELL
|
- |
-2.46K- 9.48% |
$592K - $710K
|
23.5K
$7.98M
|
|
|
Nov 06, 2023
Q3 2023
|
First National Trust CO
|
SELL
|
- |
-2.47K- 6.38% |
$594K - $712K
|
36.2K
$12.3M
|
|
|
Nov 14, 2023
Q3 2023
|
Lowe Brockenbrough & CO Inc
|
SELL
|
- |
-2.47K- 20.77% |
$595K - $714K
|
9.44K
$3.21M
|
|
|
Nov 14, 2023
Q3 2023
|
Baker Avenue Asset Management, LP
|
SELL
|
- |
-2.49K- 3.83% |
$599K - $719K
|
62.4K
$21.2M
|
|
|
Oct 06, 2023
Q3 2023
|
Members Trust CO
|
SELL
|
- |
-2.49K- 13.05% |
$599K - $719K
|
16.6K
$5.64M
|
|
|
Oct 31, 2023
Q3 2023
|
Main Street Investment Advisors LLC
|
SELL
|
- |
-2.51K- 6.28% |
$604K - $725K
|
37.4K
$12.7M
|
|
|
Nov 09, 2023
Q3 2023
|
Nichols & Pratt Advisers LLP
|
SELL
|
- |
-2.51K- 2.36% |
$605K - $726K
|
104K
$35.3M
|
|
|
Nov 15, 2023
Q3 2023
|
Manufacturers Life Insurance Company, The
Toronto, A6 |
SELL
|
- |
-2.56K- 0.54% |
$615K - $738K
|
470K
$160M
|
|
|
Nov 13, 2023
Q3 2023
|
Front Barnett Associates LLC
Chicago, IL |
SELL
|
- |
-2.65K- 2.89% |
$638K - $765K
|
88.9K
$30.2M
|
|
|
Nov 09, 2023
Q3 2023
|
Texas Permanent School Fund
Austin, TX |
SELL
|
- |
-2.66K- 2.46% |
$639K - $767K
|
105K
$35.8M
|
|
|
Oct 31, 2023
Q3 2023
|
Stockman Wealth Management, Inc.
|
SELL
|
- |
-2.67K- 6.43% |
$641K - $770K
|
38.8K
$13.2M
|
|
|
Nov 13, 2023
Q3 2023
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-2.71K- 0.75% |
$651K - $781K
|
360K
$122M
|
|
|
Oct 30, 2023
Q3 2023
|
Tufton Capital Management
|
SELL
|
- |
-2.73K- 7.8% |
$658K - $789K
|
32.3K
$11M
|
|
|
Oct 30, 2023
Q3 2023
|
Cibc Asset Management Inc
Toronto, A6 |
SELL
|
- |
-2.83K- 3.58% |
$681K - $817K
|
76.3K
$25.9M
|
|
|
Nov 09, 2023
Q3 2023
|
Mutual Of America Capital Management LLC
New York, NY |
SELL
|
- |
-2.88K- 3.68% |
$692K - $830K
|
75.2K
$25.6M
|
|
|
Oct 11, 2023
Q3 2023
|
Trinity Legacy Partners, LLC
|
SELL
|
- |
-2.9K- 13.54% |
$698K - $838K
|
18.5K
$6.3M
|
|
|
Oct 10, 2023
Q3 2023
|
Perpetual LTD
Sydney, New South Wales, C3 |
SELL
|
- |
-2.91K- 19.88% |
$699K - $839K
|
11.7K
$3.98M
|
|
|
Nov 14, 2023
Q3 2023
|
Nomura Holdings Inc
Tokyo, M0 |
SELL
|
- |
-2.99K- 50.96% |
$718K - $862K
|
2.87K
$977K
|
|
|
Nov 13, 2023
Q3 2023
|
Commerce Bank
Kansas City, MO |
SELL
|
- |
-3.11K- 2.31% |
$747K - $897K
|
132K
$44.7M
|
|
|
Nov 14, 2023
Q3 2023
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-3.11K- 3.67% |
$749K - $898K
|
81.7K
$27.8M
|
|
|
Nov 13, 2023
Q3 2023
|
Prospera Financial Services Inc
|
SELL
|
- |
-3.15K- 8.29% |
$757K - $908K
|
34.8K
$11.8M
|
|
|
Nov 14, 2023
Q3 2023
|
Chilton Capital Management LLC
Houston, TX |
SELL
|
- |
-3.16K- 3.58% |
$761K - $913K
|
85.1K
$28.9M
|
|
|
Oct 17, 2023
Q3 2023
|
Inscription Capital, LLC
Houston, TX |
SELL
|
- |
-3.2K- 48.25% |
$770K - $924K
|
3.43K
$1.17M
|
|
|
Nov 13, 2023
Q3 2023
|
Level Four Advisory Services, LLC
Dallas, TX |
SELL
|
- |
-3.21K- 28.71% |
$771K - $925K
|
7.96K
$2.71M
|
|
|
Oct 16, 2023
Q3 2023
|
State Of Alaska, Department Of Revenue
|
SELL
|
- |
-3.26K- 4.59% |
$784K - $941K
|
67.7K
$23M
|
|
|
Oct 20, 2023
Q3 2023
|
Manning & Napier Group, LLC
|
SELL
|
- |
-3.26K- 1.95% |
$785K - $942K
|
164K
$55.7M
|
|
|
Nov 08, 2023
Q3 2023
|
Banque Cantonale Vaudoise
|
SELL
|
- |
-3.44K- 9.53% |
$827K - $993K
|
32.7K
$11.1M
|
|
|
Nov 14, 2023
Q3 2023
|
Putnam Investments LLC
Boston, MA |
SELL
|
- |
-3.46K- 9.22% |
$831K - $997K
|
34K
$11.6M
|
|
|
Nov 02, 2023
Q3 2023
|
Nisa Investment Advisors, LLC
|
SELL
|
- |
-3.52K- 2.15% |
$848K - $1.02M
|
161K
$54.6M
|
|
|
Nov 08, 2023
Q3 2023
|
Crossmark Global Holdings, Inc.
|
SELL
|
- |
-3.69K- 7.24% |
$888K - $1.07M
|
47.3K
$16.1M
|
|
|
Nov 20, 2023
Q3 2023
|
Silver Oak Securities, Inc
Jackson, TN |
SELL
|
- |
-3.73K- 14.09% |
$898K - $1.08M
|
22.8K
$7.74M
|
|
|
Oct 20, 2023
Q3 2023
|
In Track Investment Management Inc
|
SELL
|
- |
-3.82K- 82.04% |
$919K - $1.1M
|
836
$284K
|
|
|
Oct 17, 2023
Q3 2023
|
B & T Capital Management Dba Alpha Capital Management
|
SELL
|
- |
-3.87K- 18.12% |
$932K - $1.12M
|
17.5K
$5.95M
|
|
|
Oct 24, 2023
Q3 2023
|
Monte Financial Group, LLC
|
SELL
|
- |
-3.92K- 17.85% |
$942K - $1.13M
|
18K
$6.13M
|
|
|
Oct 26, 2023
Q3 2023
|
Mirae Asset Global Investments Co., Ltd.
|
SELL
|
- |
-3.96K- 2.88% |
$952K - $1.14M
|
134K
$45.4M
|
|
|
Nov 14, 2023
Q3 2023
|
Gluskin Sheff & Assoc Inc
Toronto, A6 |
SELL
|
- |
-4.04K- 21.59% |
$972K - $1.17M
|
14.7K
$4.99M
|
|
|
Nov 08, 2023
Q3 2023
|
Aafmaa Wealth Management & Trust LLC
|
SELL
|
- |
-4.05K- 30.31% |
$974K - $1.17M
|
9.31K
$3.17M
|
|
|
Nov 01, 2023
Q3 2023
|
Modera Wealth Management, LLC
|
SELL
|
- |
-4.07K- 36.67% |
$979K - $1.17M
|
7.03K
$2.39M
|
|
|
Nov 01, 2023
Q3 2023
|
Empowered Funds, LLC
|
SELL
|
- |
-4.09K- 21.31% |
$984K - $1.18M
|
15.1K
$5.13M
|
|
|
Nov 08, 2023
Q3 2023
|
Keybank National Association
|
SELL
|
- |
-4.14K- 2.84% |
$995K - $1.19M
|
142K
$48.1M
|
|
|
Oct 12, 2023
Q3 2023
|
Advisor Net Financial, Inc
|
SELL
|
- |
-4.22K- 54.05% |
$1.01M - $1.22M
|
3.58K
$1.22M
|
|
|
Nov 14, 2023
Q3 2023
|
First Dallas Securities Inc.
|
SELL
|
- |
-4.24K- 51.02% |
$1.02M - $1.22M
|
4.07K
$1.38M
|
|
|
Jan 12, 2024
Q3 2023
|
Core Cap Advisors, LLC
Southfield, MI |
SELL
|
- |
-4.45K- 52.44% |
$1.07M - $1.28M
|
4.03K
$1.37M
|