Purchases and Sales Made in Q3 2023 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q3 2023. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2023
Q3 2023
|
Metropolitan Life Insurance CO
New York, NY |
SELL
|
- |
-1.35K- 6.02% |
$325K - $390K
|
21.1K
$7.18M
|
|
|
Oct 16, 2023
Q3 2023
|
Hartford Investment Management CO
|
SELL
|
- |
-1.37K- 3.77% |
$330K - $396K
|
35K
$11.9M
|
|
|
Nov 02, 2023
Q3 2023
|
Welch & Forbes LLC
|
SELL
|
- |
-1.39K- 5.2% |
$334K - $401K
|
25.3K
$8.6M
|
|
|
Nov 09, 2023
Q3 2023
|
Kovitz Investment Group Partners, LLC
|
SELL
|
- |
-1.39K- 2.26% |
$335K - $402K
|
60.2K
$20.5M
|
|
|
Nov 08, 2023
Q3 2023
|
Carson Advisory Inc.
|
SELL
|
- |
-1.4K- 32.96% |
$337K - $404K
|
2.85K
$969K
|
|
|
Nov 13, 2023
Q3 2023
|
American International Group, Inc.
New York, NY |
SELL
|
- |
-1.4K- 0.91% |
$337K - $404K
|
153K
$51.9M
|
|
|
Nov 02, 2023
Q3 2023
|
Steel Peak Wealth Management LLC
|
SELL
|
- |
-1.41K- 9.14% |
$339K - $407K
|
14K
$4.77M
|
|
|
Oct 19, 2023
Q3 2023
|
Kg&L Capital Management,Llc
|
SELL
|
- |
-1.43K- 40.88% |
$345K - $414K
|
2.07K
$705K
|
|
|
Feb 21, 2024
Q3 2023
|
Vident Advisory, LLC
Alpharetta, GA |
SELL
|
- |
-1.45K- 7.09% |
$348K - $418K
|
19K
$6.45M
|
|
|
Oct 26, 2023
Q3 2023
|
Simmons Bank
|
SELL
|
- |
-1.45K- 3.83% |
$349K - $419K
|
36.5K
$12.4M
|
|
|
Nov 14, 2023
Q3 2023
|
Highland Capital Management, LLC
|
SELL
|
- |
-1.46K- 7.05% |
$352K - $422K
|
19.3K
$6.55M
|
|
|
Oct 13, 2023
Q3 2023
|
Pfg Advisors
|
SELL
|
- |
-1.48K- 12.4% |
$356K - $427K
|
10.5K
$3.56M
|
|
|
Oct 25, 2023
Q3 2023
|
Signet Financial Management, LLC
Parsippany, NJ |
SELL
|
- |
-1.48K- 5.49% |
$357K - $428K
|
25.5K
$8.67M
|
|
|
Nov 02, 2023
Q3 2023
|
Convergence Investment Partners, LLC
|
SELL
|
- |
-1.5K- 18.45% |
$361K - $434K
|
6.64K
$2.26M
|
|
|
Oct 27, 2023
Q3 2023
|
Lee Danner & Bass Inc
|
SELL
|
- |
-1.51K- 3.24% |
$362K - $434K
|
44.9K
$15.3M
|
|
|
Nov 02, 2023
Q3 2023
|
Cullen/Frost Bankers, Inc.
|
SELL
|
- |
-1.54K- 10.64% |
$370K - $443K
|
12.9K
$4.39M
|
|
|
Oct 18, 2023
Q3 2023
|
Advisory Alpha, LLC
|
SELL
|
- |
-1.55K- 28.88% |
$373K - $447K
|
3.82K
$1.3M
|
|
|
Nov 14, 2023
Q3 2023
|
Fund Management At Engine No. 1 LLC
San Francisco, CA |
SELL
|
- |
-1.58K- 11.55% |
$381K - $457K
|
12.1K
$4.12M
|
|
|
Nov 13, 2023
Q3 2023
|
Epoch Investment Partners, Inc.
New York, NY |
SELL
|
- |
-1.59K- 34.89% |
$383K - $459K
|
2.97K
$1.01M
|
|
|
Oct 31, 2023
Q3 2023
|
Nwam LLC
Mercer Island, WA |
SELL
|
- |
-1.61K- 43.97% |
$388K - $465K
|
2.05K
$698K
|
|
|
Oct 19, 2023
Q3 2023
|
Sawtooth Solutions, LLC
|
SELL
|
- |
-1.62K- 7.69% |
$389K - $467K
|
19.4K
$6.6M
|
|
|
Nov 14, 2023
Q3 2023
|
Bleakley Financial Group, LLC
Fairfield, NJ |
SELL
|
- |
-1.7K- 8.46% |
$409K - $491K
|
18.4K
$6.26M
|
|
|
Nov 08, 2023
Q3 2023
|
Gabelli Funds LLC
Rye, NY |
SELL
|
- |
-1.72K- 1.43% |
$414K - $496K
|
119K
$40.4M
|
|
|
Nov 06, 2023
Q3 2023
|
Arizona State Retirement System
|
SELL
|
- |
-1.72K- 1.17% |
$414K - $497K
|
146K
$49.6M
|
|
|
Nov 15, 2023
Q3 2023
|
Gts Securities LLC
New York, NY |
SELL
|
- |
-1.73K- 68.14% |
$416K - $499K
|
809
$275K
|
|
|
Dec 08, 2023
Q3 2023
|
Ccm Investment Advisers LLC
|
SELL
|
- |
-1.74K- 2.54% |
$418K - $502K
|
66.7K
$22.7M
|
|
|
Nov 14, 2023
Q3 2023
|
Oxbow Advisors, LLC
Corpus Christi, TX |
SELL
|
- |
-1.75K- 17.41% |
$421K - $505K
|
8.3K
$2.82M
|
|
|
Oct 31, 2023
Q3 2023
|
Community Bank & Trust, Waco, Texas
Waco, TX |
SELL
|
- |
-1.77K- 7.2% |
$427K - $512K
|
22.9K
$7.77M
|
|
|
Oct 27, 2023
Q3 2023
|
State Of Michigan Retirement System
|
SELL
|
- |
-1.8K- 1.27% |
$433K - $520K
|
140K
$47.6M
|
|
|
Nov 13, 2023
Q3 2023
|
Brown Brothers Harriman & CO
New York, NY |
SELL
|
- |
-1.81K- 14.05% |
$436K - $523K
|
11.1K
$3.77M
|
|
|
Nov 07, 2023
Q3 2023
|
South Dakota Investment Council
Sioux Falls, SD |
SELL
|
- |
-1.83K- 16.56% |
$441K - $529K
|
9.22K
$3.14M
|
|
|
Oct 23, 2023
Q3 2023
|
Clear Creek Financial Management, LLC
|
SELL
|
- |
-1.84K- 65.92% |
$443K - $532K
|
953
$324K
|
|
|
Oct 27, 2023
Q3 2023
|
First Horizon Advisors, Inc.
|
SELL
|
- |
-1.85K- 18.42% |
$445K - $533K
|
8.18K
$2.78M
|
|
|
Nov 09, 2023
Q3 2023
|
Monetary Management Group Inc
St Louis, MO |
SELL
|
- |
-1.88K- 15.28% |
$451K - $541K
|
10.4K
$3.53M
|
|
|
Nov 14, 2023
Q3 2023
|
Edgar Lomax CO
Kingstowne, VA |
SELL
|
- |
-1.91K- 1.73% |
$460K - $552K
|
108K
$36.9M
|
|
|
Nov 08, 2023
Q3 2023
|
Aptus Capital Advisors, LLC
|
SELL
|
- |
-1.95K- 3.77% |
$468K - $562K
|
49.7K
$16.9M
|
|
|
Nov 14, 2023
Q3 2023
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-2.01K- 0.93% |
$483K - $580K
|
214K
$72.8M
|
|
|
Nov 13, 2023
Q3 2023
|
Financial Partners Group, LLC
Gallatin, TN |
SELL
|
- |
-2.03K- 7.52% |
$489K - $587K
|
25K
$8.5M
|
|
|
Nov 13, 2023
Q3 2023
|
Bessemer Securities LLC
New York, NY |
SELL
|
- |
-2.07K- 76.4% |
$498K - $597K
|
639
$217K
|
|
|
Nov 07, 2023
Q3 2023
|
Pinnacle Wealth Planning Services, Inc.
|
SELL
|
- |
-2.08K- 34.53% |
$500K - $600K
|
3.94K
$1.34M
|
|
|
Nov 14, 2023
Q3 2023
|
Edgestream Partners, L.P.
Princeton, NJ |
SELL
|
- |
-2.08K- 49.76% |
$500K - $600K
|
2.1K
$713K
|
|
|
Nov 13, 2023
Q3 2023
|
Clari Vest Asset Management LLC
San Diego, CA |
SELL
|
- |
-2.09K- 6.64% |
$503K - $603K
|
29.4K
$9.99M
|
|
|
Nov 06, 2023
Q3 2023
|
Meyer Handelman CO
|
SELL
|
- |
-2.1K- 1.55% |
$505K - $606K
|
134K
$45.5M
|
|
|
Oct 23, 2023
Q3 2023
|
Robeco Institutional Asset Management B.V.
|
SELL
|
- |
-2.1K- 1.6% |
$506K - $607K
|
129K
$44M
|
|
|
Oct 20, 2023
Q3 2023
|
Brookstone Capital Management
|
SELL
|
- |
-2.12K- 6.54% |
$509K - $611K
|
30.2K
$10.3M
|
|
|
Oct 26, 2023
Q3 2023
|
Central Trust CO
Jefferson City, MO |
SELL
|
- |
-2.17K- 4.6% |
$522K - $626K
|
45K
$15.3M
|
|
|
Oct 13, 2023
Q3 2023
|
Psi Advisors, LLC
|
SELL
|
- |
-2.21K- 48.3% |
$531K - $637K
|
2.36K
$803K
|
|
|
Nov 14, 2023
Q3 2023
|
Paloma Partners Management CO
Greenwich, CT |
SELL
|
- |
-2.26K- 56.36% |
$544K - $653K
|
1.75K
$596K
|
|
|
Nov 14, 2023
Q3 2023
|
Engineers Gate Manager LP
New York, NY |
SELL
|
- |
-2.27K- 49.12% |
$546K - $655K
|
2.35K
$799K
|
|
|
Nov 09, 2023
Q3 2023
|
Hallmark Capital Management Inc
|
SELL
|
- |
-2.28K- 10.71% |
$547K - $657K
|
19K
$6.45M
|