Purchases and Sales Made in Q4 2023 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q4 2023. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 09, 2024
Q4 2023
|
Norges Bank
Oslo, Q8 |
BUY
|
- |
5.62MNew |
$1.27B - $1.67B
|
5.62M
$2.23B
|
|
|
Jan 24, 2024
Q4 2023
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
1.49M+ 28603.52% |
$337M - $444M
|
1.49M
$594M
|
|
|
Feb 08, 2024
Q4 2023
|
Capital Wealth Planning, LLC
|
BUY
|
- |
1.18M+ 27495.17% |
$266M - $351M
|
1.18M
$470M
|
|
|
Feb 15, 2024
Q4 2023
|
Legal & General Group PLC
London, X0 |
BUY
|
- |
875K+ 29.67% |
$198M - $261M
|
3.82M
$1.52B
|
|
|
Feb 14, 2024
Q4 2023
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
592K+ 14.42% |
$134M - $176M
|
4.7M
$1.87B
|
|
|
Feb 06, 2024
Q4 2023
|
Charles Schwab Investment Management Inc
San Francisco, CA |
BUY
|
- |
529K+ 19.36% |
$120M - $158M
|
3.26M
$1.3B
|
|
|
Feb 02, 2024
Q4 2023
|
Bank Julius Baer & Co. Ltd, Zurich
|
BUY
|
- |
473K+ 5293.11% |
$107M - $141M
|
482K
$192M
|
|
|
Feb 09, 2024
Q4 2023
|
Ubs Group Ag
|
BUY
|
- |
467K+ 36.11% |
$106M - $139M
|
1.76M
$700M
|
|
|
Feb 14, 2024
Q4 2023
|
Voya Investment Management LLC
Atlanta, GA |
BUY
|
- |
451K+ 138.35% |
$102M - $134M
|
777K
$309M
|
|
|
Feb 14, 2024
Q4 2023
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
442K+ 69.08% |
$100M - $132M
|
1.08M
$430M
|
|
|
Feb 13, 2024
Q4 2023
|
American Century Companies Inc
Kansas City, MO |
BUY
|
- |
416KNew |
$93.9M - $124M
|
416K
$165M
|
|
|
Feb 14, 2024
Q4 2023
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
403K+ 1482.28% |
$91.1M - $120M
|
430K
$171M
|
|
|
Feb 14, 2024
Q4 2023
|
Penserra Capital Management LLC
Orinda, CA |
BUY
|
- |
399K+ 13963.53% |
$90.2M - $119M
|
402K
$160M
|
|
|
Feb 13, 2024
Q4 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
369K+ 5.4% |
$83.4M - $110M
|
7.2M
$2.86B
|
|
|
Jan 26, 2024
Q4 2023
|
Cerity Partners LLC
New York, NY |
BUY
|
- |
368K+ 265.24% |
$83.3M - $110M
|
507K
$202M
|
|
|
May 16, 2024
Q4 2023
|
Bank Julius Baer & Co. Ltd, Zurich
|
BUY
|
- |
364K+ 307.49% |
$82.3M - $109M
|
482K
$192M
|
|
|
Feb 12, 2024
Q4 2023
|
Hsbc Holdings PLC
London, X0 |
BUY
|
- |
359K+ 34.93% |
$81.2M - $107M
|
1.39M
$551M
|
|
|
Feb 12, 2024
Q4 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
331K+ 19.77% |
$74.9M - $98.8M
|
2.01M
$798M
|
|
|
Feb 14, 2024
Q4 2023
|
Amundi
Paris, I0 |
BUY
|
- |
328K+ 11.41% |
$74.2M - $97.8M
|
3.2M
$1.27B
|
|
|
Feb 14, 2024
Q4 2023
|
Thrivent Financial For Lutherans
Minneapolis, MN |
BUY
|
- |
325K+ 442.04% |
$73.6M - $97M
|
399K
$159M
|
|
|
Feb 14, 2024
Q4 2023
|
Deutsche Bank Ag\
Frankfurt Am Main, 2M |
BUY
|
- |
324K+ 28.88% |
$73.3M - $96.6M
|
1.45M
$575M
|
|
|
Feb 13, 2024
Q4 2023
|
Black Rock Inc.
New York, NY |
BUY
|
- |
309K+ 0.93% |
$69.8M - $92.1M
|
33.5M
$13.3B
|
|
|
Feb 05, 2024
Q4 2023
|
Victory Capital Management Inc
|
BUY
|
- |
293K+ 139.68% |
$66.2M - $87.3M
|
502K
$200M
|
|
|
Feb 13, 2024
Q4 2023
|
Geode Capital Management, LLC
Boston, MA |
BUY
|
- |
219K+ 2.27% |
$49.5M - $65.2M
|
9.87M
$3.92B
|
|
|
Feb 14, 2024
Q4 2023
|
David A. Siegel
Two Sigma Advisers, LP | New York, Ny
|
BUY
|
- |
210K+ 1983.96% |
$47.5M - $62.7M
|
221K
$87.8M
|
|
|
Feb 14, 2024
Q4 2023
|
D. E. Shaw & Co., Inc.
New York, NY |
BUY
|
- |
203K+ 117.53% |
$45.9M - $60.6M
|
376K
$149M
|
|
|
Feb 01, 2024
Q4 2023
|
California Public Employees Retirement System
Sacramento, CA |
BUY
|
- |
202K+ 20.08% |
$45.7M - $60.3M
|
1.21M
$480M
|
|
|
Feb 12, 2024
Q4 2023
|
Bank Of Nova Scotia
|
BUY
|
- |
192K+ 403.27% |
$43.5M - $57.4M
|
240K
$95.4M
|
|
|
Feb 06, 2024
Q4 2023
|
Ken Fisher
Fisher Asset Management, LLC | Camas, Wa
|
BUY
|
- |
180K+ 2.26% |
$40.7M - $53.6M
|
8.15M
$3.24B
|
|
|
Feb 14, 2024
Q4 2023
|
Caisse De Depot Et Placement Du Quebec
Montreal, A8 |
BUY
|
- |
172KNew |
$38.9M - $51.3M
|
172K
$68.4M
|
|
|
Jan 10, 2024
Q4 2023
|
Nordea Investment Management Ab
Stockholm, V7 |
BUY
|
- |
161K+ 18.77% |
$36.3M - $47.9M
|
1.02M
$404M
|
|
|
Jan 12, 2024
Q4 2023
|
Sg Americas Securities, LLC
|
BUY
|
- |
159K+ 82.41% |
$35.9M - $47.3M
|
351K
$140M
|
|
|
Feb 07, 2024
Q4 2023
|
Dimensional Fund Advisors LP
Austin, TX |
BUY
|
- |
132K+ 4.88% |
$29.8M - $39.3M
|
2.83M
$1.13B
|
|
|
Feb 14, 2024
Q4 2023
|
Vanguard Group Inc
Valley Forge, PA |
BUY
|
- |
129K+ 0.27% |
$29.2M - $38.5M
|
48.4M
$19.2B
|
|
|
Feb 01, 2024
Q4 2023
|
Jennison Associates LLC
|
BUY
|
- |
110K+ 108.11% |
$24.9M - $32.8M
|
212K
$84.2M
|
|
|
Feb 09, 2024
Q4 2023
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
100K+ 5.77% |
$22.6M - $29.8M
|
1.84M
$730M
|
|
|
Feb 14, 2024
Q4 2023
|
State Street Corp
Boston, MA |
BUY
|
- |
98.4K+ 0.26% |
$22.2M - $29.3M
|
37.7M
$15B
|
|
|
Feb 13, 2024
Q4 2023
|
Capital World Investors
Los Angeles, CA |
BUY
|
- |
96.5K+ 0.33% |
$21.8M - $28.8M
|
29M
$11.5B
|
|
|
Feb 13, 2024
Q4 2023
|
Mesirow Financial Investment Management, Inc.
|
BUY
|
- |
95.8KNew |
$21.6M - $28.5M
|
95.8K
$38.1M
|
|
|
Jan 31, 2024
Q4 2023
|
Abrdn PLC
|
BUY
|
- |
89.4K+ 32.07% |
$20.2M - $26.7M
|
368K
$146M
|
|
|
Feb 12, 2024
Q4 2023
|
Wellington Management Group LLP
Boston, MA |
BUY
|
- |
82.2KNew |
$18.6M - $24.5M
|
82.2K
$32.7M
|
|
|
Feb 15, 2024
Q4 2023
|
Employees Retirement System Of Texas
|
BUY
|
- |
76K+ 40.82% |
$17.2M - $22.7M
|
262K
$104M
|
|
|
Feb 05, 2024
Q4 2023
|
Van Eck Associates Corp
|
BUY
|
- |
75.1KNew |
$17M - $22.4M
|
75.1K
$29.9M
|
|
|
Feb 14, 2024
Q4 2023
|
Susquehanna Portfolio Strategies, LLC
Bala Cynwyd, PA |
BUY
|
- |
70.8KNew |
$16M - $21.1M
|
70.8K
$28.1M
|
|
|
Feb 14, 2024
Q4 2023
|
Pathstone Holdings, LLC
Englewood, NJ |
BUY
|
- |
68.4KNew |
$15.5M - $20.4M
|
68.4K
$27.2M
|
|
|
Feb 06, 2024
Q4 2023
|
National Bank Of Canada
|
BUY
|
- |
67.6K+ 17.02% |
$15.3M - $20.2M
|
465K
$185M
|
|
|
Feb 07, 2024
Q4 2023
|
Principal Financial Group Inc
Des Moines, IA |
BUY
|
- |
65.6K+ 9.91% |
$14.8M - $19.6M
|
728K
$289M
|
|
|
Feb 12, 2024
Q4 2023
|
United Services Automobile Association
San Antonio, TX |
BUY
|
- |
63.2K+ 269.47% |
$14.3M - $18.9M
|
86.7K
$34.5M
|
|
|
Jan 24, 2024
Q4 2023
|
Deka Bank Deutsche Girozentrale
|
BUY
|
- |
62.8K+ 11.86% |
$14.2M - $18.7M
|
593K
$236M
|
|
|
Feb 13, 2024
Q4 2023
|
Toronto Dominion Bank
Toronto, Ontario, A6 |
BUY
|
- |
62.6K+ 20.94% |
$14.1M - $18.7M
|
361K
$144M
|