Purchases and Sales Made in Q4 2023 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q4 2023. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 10, 2024
Q4 2023
|
Diligent Investors, LLC
|
SELL
|
- |
-42- 0.88% |
$9.49K - $12.5K
|
4.72K
$1.92M
|
|
|
Jan 30, 2024
Q4 2023
|
Klcm Advisors, Inc.
|
SELL
|
- |
-42- 1.36% |
$9.49K - $12.5K
|
3.05K
$1.24M
|
|
|
Feb 05, 2024
Q4 2023
|
Northcape Wealth Management, LLC
Williamsville, NY |
SELL
|
- |
-42- 5.43% |
$9.49K - $12.5K
|
732
$297K
|
|
|
Jan 24, 2024
Q4 2023
|
Centurion Wealth Management LLC
Mclean, VA |
SELL
|
- |
-43- 2.2% |
$9.72K - $12.8K
|
1.91K
$775K
|
|
|
Jan 09, 2024
Q4 2023
|
Purus Wealth Management, LLC
|
SELL
|
- |
-44- 3.94% |
$9.95K - $13.1K
|
1.07K
$435K
|
|
|
Jan 25, 2024
Q4 2023
|
Walter & Keenan Wealth Management LLC
|
SELL
|
- |
-44- 2.44% |
$9.95K - $13.1K
|
1.76K
$715K
|
|
|
Feb 13, 2024
Q4 2023
|
Copperwynd Financial, LLC
|
SELL
|
- |
-44- 3.65% |
$9.95K - $13.1K
|
1.16K
$471K
|
|
|
Jan 11, 2024
Q4 2023
|
Cascade Investment Advisors, Inc.
Oregon City, OR |
SELL
|
- |
-45- 0.64% |
$10.2K - $13.4K
|
7.01K
$2.85M
|
|
|
Jan 18, 2024
Q4 2023
|
Green Square Capital Advisors LLC
|
SELL
|
- |
-45- 3.59% |
$10.2K - $13.4K
|
1.21K
$491K
|
|
|
Jan 19, 2024
Q4 2023
|
Quent Capital, LLC
|
SELL
|
- |
-45- 3.11% |
$10.2K - $13.4K
|
1.4K
$570K
|
|
|
Jan 26, 2024
Q4 2023
|
Capital Square, LLC
|
SELL
|
- |
-45- 2.15% |
$10.2K - $13.4K
|
2.05K
$830K
|
|
|
Feb 08, 2024
Q4 2023
|
Garrison Point Advisors, LLC
Walnut Creek, CA |
SELL
|
- |
-45- 0.87% |
$10.2K - $13.4K
|
5.11K
$2.08M
|
|
|
Jun 14, 2024
Q4 2023
|
Quent Capital, LLC
|
SELL
|
- |
-45- 3.11% |
$10.2K - $13.4K
|
1.4K
$570K
|
|
|
Feb 07, 2024
Q4 2023
|
Kessler Investment Group, LLC
|
SELL
|
- |
-46- 4.61% |
$10.4K - $13.7K
|
951
$386K
|
|
|
Feb 13, 2024
Q4 2023
|
Coco Enterprises, LLC
Whitefish, MT |
SELL
|
- |
-47- 5.82% |
$10.6K - $14K
|
761
$309K
|
|
|
Jan 17, 2024
Q4 2023
|
Sandy Cove Advisors, LLC
Hingham, MA |
SELL
|
- |
-48- 3.16% |
$10.9K - $14.3K
|
1.47K
$597K
|
|
|
Jan 29, 2024
Q4 2023
|
Beverly Hills Private Wealth, LLC
Beverly Hills, CA |
SELL
|
- |
-48- 2.08% |
$10.9K - $14.3K
|
2.26K
$917K
|
|
|
Feb 06, 2024
Q4 2023
|
Palisade Asset Management, LLC
|
SELL
|
- |
-48- 0.5% |
$10.9K - $14.3K
|
9.47K
$3.85M
|
|
|
Feb 13, 2024
Q4 2023
|
Full Sail Capital, LLC
Oklahoma City, OK |
SELL
|
- |
-48- 2.18% |
$10.9K - $14.3K
|
2.15K
$873K
|
|
|
Jan 11, 2024
Q4 2023
|
Source Financial Advisors LLC
New York, NY |
SELL
|
- |
-49- 2.3% |
$11.1K - $14.6K
|
2.09K
$847K
|
|
|
Jan 11, 2024
Q4 2023
|
Exchange Bank
Santa Rosa, CA |
SELL
|
- |
-49- 0.64% |
$11.1K - $14.6K
|
7.58K
$3.08M
|
|
|
Jan 24, 2024
Q4 2023
|
Financial Freedom, LLC
Cincinnati, OH |
SELL
|
- |
-49- 10.56% |
$11.1K - $14.6K
|
415
$169K
|
|
|
Jan 29, 2024
Q4 2023
|
Xcel Wealth Management, LLC
|
SELL
|
- |
-49- 0.96% |
$11.1K - $14.6K
|
5.05K
$2.05M
|
|
|
Feb 13, 2024
Q4 2023
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-49- 0.02% |
$11.1K - $14.6K
|
214K
$86.9M
|
|
|
Jan 08, 2024
Q4 2023
|
Castle Rock Wealth Management, LLC
|
SELL
|
- |
-50- 3.23% |
$11.3K - $14.9K
|
1.5K
$609K
|
|
|
Jan 10, 2024
Q4 2023
|
First Community Trust Na
|
SELL
|
- |
-50- 3.45% |
$11.3K - $14.9K
|
1.4K
$569K
|
|
|
Jan 11, 2024
Q4 2023
|
Hall Laurie J Trustee
|
SELL
|
- |
-50- 3.76% |
$11.3K - $14.9K
|
1.28K
$520K
|
|
|
Jan 31, 2024
Q4 2023
|
Lafayette Investments, Inc.
|
SELL
|
- |
-50- 2.94% |
$11.3K - $14.9K
|
1.65K
$670K
|
|
|
Feb 05, 2024
Q4 2023
|
Guyasuta Investment Advisors Inc
|
SELL
|
- |
-50- 0.34% |
$11.3K - $14.9K
|
14.6K
$5.93M
|
|
|
Feb 06, 2024
Q4 2023
|
Rmr Wealth Builders
|
SELL
|
- |
-50- 2.1% |
$11.3K - $14.9K
|
2.33K
$946K
|
|
|
Feb 09, 2024
Q4 2023
|
Barr E S & CO
Lexington, KY |
SELL
|
- |
-50- 2.61% |
$11.3K - $14.9K
|
1.86K
$757K
|
|
|
Feb 09, 2024
Q4 2023
|
Hourglass Capital, LLC
|
SELL
|
- |
-50- 4.8% |
$11.3K - $14.9K
|
992
$403K
|
|
|
Feb 13, 2024
Q4 2023
|
Cladis Investment Advisory, LLC
Billings, MT |
SELL
|
- |
-50- 1.17% |
$11.3K - $14.9K
|
4.22K
$1.71M
|
|
|
Oct 09, 2024
Q4 2023
|
Cladis Investment Advisory, LLC
Billings, MT |
SELL
|
- |
-50- 0.95% |
$11.3K - $14.9K
|
5.22K
$2.12M
|
|
|
Jan 11, 2024
Q4 2023
|
626 Financial, LLC
|
SELL
|
- |
-51- 2.29% |
$11.5K - $15.2K
|
2.18K
$884K
|
|
|
Jan 17, 2024
Q4 2023
|
Anderson Hoagland & CO
|
SELL
|
- |
-51- 0.25% |
$11.5K - $15.2K
|
20.4K
$8.28M
|
|
|
Feb 09, 2024
Q4 2023
|
Enterprise Financial Services Corp
Clayton, MO |
SELL
|
- |
-52- 3.53% |
$11.8K - $15.5K
|
1.42K
$577K
|
|
|
Feb 13, 2024
Q4 2023
|
Summit Financial Strategies, Inc.
|
SELL
|
- |
-52- 2.39% |
$11.8K - $15.5K
|
2.13K
$864K
|
|
|
Jan 18, 2024
Q4 2023
|
Ronald Blue Trust, Inc.
Brentwood, TN |
SELL
|
- |
-54- 0.32% |
$12.2K - $16.1K
|
16.6K
$6.73M
|
|
|
Jan 30, 2024
Q4 2023
|
Imprint Wealth LLC
Mount Pleasant, SC |
SELL
|
- |
-54- 0.81% |
$12.2K - $16.1K
|
6.64K
$2.69M
|
|
|
Feb 08, 2024
Q4 2023
|
Asset Dedication, LLC
|
SELL
|
- |
-54- 0.27% |
$12.2K - $16.1K
|
19.7K
$8M
|
|
|
Jan 23, 2024
Q4 2023
|
Buck Wealth Strategies, LLC
Denver, CO |
SELL
|
- |
-55- 2.57% |
$12.4K - $16.4K
|
2.08K
$846K
|
|
|
Jan 31, 2024
Q4 2023
|
Institute For Wealth Management, Llc.
|
SELL
|
- |
-55- 1.07% |
$12.4K - $16.4K
|
5.08K
$2.06M
|
|
|
Feb 06, 2024
Q4 2023
|
N.E.W. Advisory Services LLC
|
SELL
|
- |
-55- 3.58% |
$12.4K - $16.4K
|
1.48K
$602K
|
|
|
Jan 12, 2024
Q4 2023
|
New Hampshire Trust
Concord, NH |
SELL
|
- |
-56- 0.47% |
$12.7K - $16.7K
|
11.9K
$4.83M
|
|
|
Feb 21, 2024
Q4 2023
|
Wny Asset Management, LLC
Williamsville, NY |
SELL
|
- |
-56- 4.72% |
$12.7K - $16.7K
|
1.13K
$459K
|
|
|
Jan 25, 2024
Q4 2023
|
Bsw Wealth Partners
Boulder, CO |
SELL
|
- |
-57- 4.73% |
$12.9K - $17K
|
1.15K
$467K
|
|
|
Feb 07, 2024
Q4 2023
|
Acorn Wealth Advisors, LLC
Grand Blanc, MI |
SELL
|
- |
-57- 1.42% |
$12.9K - $17K
|
3.96K
$1.61M
|
|
|
Feb 09, 2024
Q4 2023
|
Covestor LTD
Boston, MA |
SELL
|
- |
-57- 11.7% |
$12.9K - $17K
|
430
$175K
|
|
|
Feb 13, 2024
Q4 2023
|
Loomis Sayles & CO L P
|
SELL
|
- |
-57- 2.92% |
$12.9K - $17K
|
1.89K
$769K
|