Purchases and Sales Made in Q4 2023 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q4 2023. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 26, 2024
Q4 2023
|
Ghp Investment Advisors, Inc.
Denver, CO |
SELL
|
- |
-84- 3.97% |
$19K - $25K
|
2.03K
$821K
|
|
|
Feb 05, 2024
Q4 2023
|
Mitchell Mcleod Pugh & Williams Inc
|
SELL
|
- |
-84- 0.8% |
$19K - $25K
|
10.5K
$4.23M
|
|
|
Feb 07, 2024
Q4 2023
|
Arcataur Capital Management LLC
Milwaukee, WI |
SELL
|
- |
-85- 4.87% |
$19.2K - $25.3K
|
1.66K
$670K
|
|
|
Jan 31, 2024
Q4 2023
|
Gradient Capital Advisors, LLC
|
SELL
|
- |
-86- 5.01% |
$19.4K - $25.6K
|
1.63K
$658K
|
|
|
Feb 14, 2024
Q4 2023
|
Beck Capital Management, LLC
Austin, TX |
SELL
|
- |
-86- 0.84% |
$19.4K - $25.6K
|
10.2K
$4.11M
|
|
|
Feb 14, 2024
Q4 2023
|
Connectus Wealth, LLC
Cincinnati, OH |
SELL
|
- |
-86- 3.02% |
$19.4K - $25.6K
|
2.76K
$1.12M
|
|
|
Feb 08, 2024
Q4 2023
|
Close Asset Management LTD
|
SELL
|
- |
-88- 3.33% |
$19.9K - $26.2K
|
2.55K
$1.03M
|
|
|
Feb 14, 2024
Q4 2023
|
Washington Trust Bank
|
SELL
|
- |
-88- 1.47% |
$19.9K - $26.2K
|
5.88K
$2.37M
|
|
|
Feb 14, 2024
Q4 2023
|
Waters Parkerson & Co., LLC
|
SELL
|
- |
-89- 6.37% |
$20.1K - $26.5K
|
1.31K
$528K
|
|
|
Jan 23, 2024
Q4 2023
|
Coastline Trust CO
|
SELL
|
- |
-90- 1.43% |
$20.3K - $26.8K
|
6.21K
$2.51M
|
|
|
Jan 10, 2024
Q4 2023
|
Marion Wealth Management
|
SELL
|
- |
-91- 3.91% |
$20.6K - $27.1K
|
2.24K
$904K
|
|
|
Jan 12, 2024
Q4 2023
|
Iam Advisory, LLC
|
SELL
|
- |
-91- 2.26% |
$20.6K - $27.1K
|
3.94K
$1.59M
|
|
|
Jan 30, 2024
Q4 2023
|
Svb Wealth LLC
Boston, MA |
SELL
|
- |
-91- 1.01% |
$20.6K - $27.1K
|
8.89K
$3.59M
|
|
|
Jan 24, 2024
Q4 2023
|
Park Place Capital Corp
Birmingham, AL |
SELL
|
- |
-93- 37.65% |
$21K - $27.7K
|
154
$62.2K
|
|
|
Jan 30, 2024
Q4 2023
|
Archer Investment Corp
|
SELL
|
- |
-93- 3.01% |
$21K - $27.7K
|
3K
$1.21M
|
|
|
Jan 09, 2024
Q4 2023
|
Ifp Advisors, Inc
|
SELL
|
- |
-94- 1.63% |
$21.2K - $28K
|
5.67K
$2.29M
|
|
|
Feb 06, 2024
Q4 2023
|
Sage Investment Advisers LLC
Poughkeepsie, NY |
SELL
|
- |
-94- 7.21% |
$21.2K - $28K
|
1.21K
$488K
|
|
|
Feb 08, 2024
Q4 2023
|
Oxbow Advisors, LLC
Corpus Christi, TX |
SELL
|
- |
-94- 1.13% |
$21.2K - $28K
|
8.21K
$3.31M
|
|
|
Mar 12, 2024
Q4 2023
|
Spartan Planning & Wealth Management
Greensboro, NC |
SELL
|
- |
-94- 12.05% |
$21.2K - $28K
|
686
$277K
|
|
|
Jan 17, 2024
Q4 2023
|
Douglas Lane & Associates, LLC
|
SELL
|
- |
-95- 1.79% |
$21.5K - $28.3K
|
5.22K
$2.11M
|
|
|
Jan 29, 2024
Q4 2023
|
Citizens National Bank Trust Department
|
SELL
|
- |
-95- 0.44% |
$21.5K - $28.3K
|
21.7K
$8.75M
|
|
|
Jan 26, 2024
Q4 2023
|
Plimoth Trust CO LLC
|
SELL
|
- |
-96- 0.72% |
$21.7K - $28.6K
|
13.3K
$5.37M
|
|
|
Feb 07, 2024
Q4 2023
|
Abacus Wealth Partners, LLC
Santa Monica, CA |
SELL
|
- |
-96- 6.35% |
$21.7K - $28.6K
|
1.42K
$572K
|
|
|
Jan 12, 2024
Q4 2023
|
Cx Institutional
|
SELL
|
- |
-98- 3.31% |
$22.2K - $29.2K
|
2.86K
$1.15M
|
|
|
Jan 08, 2024
Q4 2023
|
Wallace Advisory Group, LLC
Lafayette, CA |
SELL
|
- |
-98- 8.51% |
$22.2K - $29.2K
|
1.05K
$425K
|
|
|
Feb 07, 2024
Q4 2023
|
Berger Financial Group, Inc
Plymouth, MN |
SELL
|
- |
-98- 4.78% |
$22.2K - $29.2K
|
1.95K
$788K
|
|
|
Feb 14, 2024
Q4 2023
|
Colonial Trust CO / Sc
Spartanburg, SC |
SELL
|
- |
-98- 3.01% |
$22.2K - $29.2K
|
3.15K
$1.27M
|
|
|
Jan 10, 2024
Q4 2023
|
Soa Wealth Advisors, Llc.
|
SELL
|
- |
-99- 48.53% |
$22.4K - $29.5K
|
105
$42.4K
|
|
|
Jan 30, 2024
Q4 2023
|
Ballast Advisors LLC
|
SELL
|
- |
-99- 3.13% |
$22.4K - $29.5K
|
3.06K
$1.23M
|
|
|
Jan 23, 2024
Q4 2023
|
Baker Ellis Asset Management LLC
|
SELL
|
- |
-100- 11.11% |
$22.6K - $29.8K
|
800
$323K
|
|
|
Feb 05, 2024
Q4 2023
|
Wedgewood Investors Inc
|
SELL
|
- |
-100- 9.68% |
$22.6K - $29.8K
|
933
$377K
|
|
|
Feb 08, 2024
Q4 2023
|
Haverford Trust CO
Radnor, PA |
SELL
|
- |
-100- 1.61% |
$22.6K - $29.8K
|
6.11K
$2.47M
|
|
|
Feb 08, 2024
Q4 2023
|
Missouri Trust & Investment CO
Springfield, MO |
SELL
|
- |
-100- 2.87% |
$22.6K - $29.8K
|
3.38K
$1.36M
|
|
|
Feb 09, 2024
Q4 2023
|
Avantax Planning Partners, Inc.
|
SELL
|
- |
-100- 1.47% |
$22.6K - $29.8K
|
6.72K
$2.71M
|
|
|
Feb 12, 2024
Q4 2023
|
Paradigm Asset Management CO LLC
|
SELL
|
- |
-100- 2.63% |
$22.6K - $29.8K
|
3.7K
$1.49M
|
|
|
Feb 22, 2024
Q4 2023
|
Auxier Asset Management
Aurora, OR |
SELL
|
- |
-100- 3.0% |
$22.6K - $29.8K
|
3.23K
$1.3M
|
|
|
Mar 05, 2024
Q4 2023
|
Stonebridge Capital Management Inc
Los Angeles, CA |
SELL
|
- |
-100- 0.78% |
$22.6K - $29.8K
|
12.7K
$5.14M
|
|
|
Jan 23, 2024
Q4 2023
|
Oak Asset Management, LLC
|
SELL
|
- |
-101- 1.48% |
$22.8K - $30.1K
|
6.71K
$2.71M
|
|
|
Feb 08, 2024
Q4 2023
|
Klr Investment Advisors, LLC
Providence, RI |
SELL
|
- |
-101- 9.3% |
$22.8K - $30.1K
|
985
$398K
|
|
|
Feb 14, 2024
Q4 2023
|
Colonial Trust Advisors
Spartanburg, SC |
SELL
|
- |
-102- 0.55% |
$23.1K - $30.4K
|
18.3K
$7.38M
|
|
|
Feb 12, 2024
Q4 2023
|
Cape Investment Advisory, Inc.
Mcdonough, GA |
SELL
|
- |
-103- 18.86% |
$23.3K - $30.7K
|
443
$179K
|
|
|
Feb 14, 2024
Q4 2023
|
Core Wealth Advisors, Inc.
Lakeland, FL |
SELL
|
- |
-105- 1.09% |
$23.7K - $31.3K
|
9.53K
$3.85M
|
|
|
Jan 26, 2024
Q4 2023
|
Stiles Financial Services Inc
|
SELL
|
- |
-106- 3.83% |
$24K - $31.6K
|
2.67K
$1.08M
|
|
|
Feb 14, 2024
Q4 2023
|
Guardian Wealth Advisors, LLC
Raleigh, NC |
SELL
|
- |
-106- 4.79% |
$24K - $31.6K
|
2.11K
$850K
|
|
|
Jan 04, 2024
Q4 2023
|
Modus Advisors, LLC
|
SELL
|
- |
-107- 0.96% |
$24.2K - $31.9K
|
11.1K
$4.46M
|
|
|
Feb 06, 2024
Q4 2023
|
E Fund Management Co., Ltd.
Guangzhou, F4 |
SELL
|
- |
-107- 13.43% |
$24.2K - $31.9K
|
690
$279K
|
|
|
Jan 05, 2024
Q4 2023
|
Garrett Investment Advisors LLC
|
SELL
|
- |
-109- 1.52% |
$24.6K - $32.5K
|
7.05K
$2.85M
|
|
|
Jan 31, 2024
Q4 2023
|
Sterling Financial Planning, Inc.
|
SELL
|
- |
-109- 11.47% |
$24.6K - $32.5K
|
841
$340K
|
|
|
Feb 07, 2024
Q4 2023
|
Patton Albertson Miller Group, LLC
|
SELL
|
- |
-109- 4.27% |
$24.6K - $32.5K
|
2.44K
$987K
|
|
|
Feb 09, 2024
Q4 2023
|
Davis R M Inc
Portland, ME |
SELL
|
- |
-110- 3.06% |
$24.9K - $32.8K
|
3.49K
$1.41M
|