Purchases and Sales Made in Q4 2023 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q4 2023. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 24, 2024
Q4 2023
|
180 Wealth Advisors, LLC
|
SELL
|
- |
-14- 0.61% |
$3.16K - $4.17K
|
2.27K
$916K
|
|
|
Feb 13, 2024
Q4 2023
|
Southeast Asset Advisors Inc.
Thomasville, GA |
SELL
|
- |
-14- 0.34% |
$3.16K - $4.17K
|
4.14K
$1.67M
|
|
|
Jan 12, 2024
Q4 2023
|
Kure Advisory, LLC
Plymouth, MN |
SELL
|
- |
-15- 1.32% |
$3.39K - $4.47K
|
1.12K
$454K
|
|
|
Jan 18, 2024
Q4 2023
|
Van Strum & Towne Inc.
San Francisco, CA |
SELL
|
- |
-15- 0.61% |
$3.39K - $4.47K
|
2.45K
$987K
|
|
|
Jan 24, 2024
Q4 2023
|
Cfo4 Life Group, LLC
|
SELL
|
- |
-15- 1.92% |
$3.39K - $4.47K
|
765
$309K
|
|
|
Jan 29, 2024
Q4 2023
|
Viewpoint Capital Management LLC
Seattle, WA |
SELL
|
- |
-15- 0.12% |
$3.39K - $4.47K
|
12.7K
$5.15M
|
|
|
Feb 05, 2024
Q4 2023
|
Hhm Wealth Advisors, LLC
Chattanooga, TN |
SELL
|
- |
-15- 0.42% |
$3.39K - $4.47K
|
3.54K
$1.43M
|
|
|
Feb 05, 2024
Q4 2023
|
Magnus Financial Group LLC
New York, NY |
SELL
|
- |
-15- 0.47% |
$3.39K - $4.47K
|
3.16K
$1.27M
|
|
|
Feb 05, 2024
Q4 2023
|
Epic Trust Investment Advisors, LLC
|
SELL
|
- |
-15- 1.18% |
$3.39K - $4.47K
|
1.26K
$508K
|
|
|
Jan 10, 2024
Q4 2023
|
Dmg Group, LLC
Birmingham, AL |
SELL
|
- |
-16- 0.45% |
$3.62K - $4.77K
|
3.5K
$1.41M
|
|
|
Jan 25, 2024
Q4 2023
|
Wolff Financial Management LLC
|
SELL
|
- |
-17- 0.33% |
$3.84K - $5.07K
|
5.11K
$2.06M
|
|
|
Jan 29, 2024
Q4 2023
|
River Street Advisors LLC
Aurora, IL |
SELL
|
- |
-17- 0.19% |
$3.84K - $5.07K
|
8.96K
$3.62M
|
|
|
Feb 06, 2024
Q4 2023
|
Srs Capital Advisors, Inc.
Denver, CO |
SELL
|
- |
-17- 3.48% |
$3.84K - $5.07K
|
471
$190K
|
|
|
Jan 26, 2024
Q4 2023
|
Albion Financial Group
|
SELL
|
- |
-18- 43.9% |
$4.07K - $5.37K
|
23
$9.29K
|
|
|
Feb 09, 2024
Q4 2023
|
Ogorek Anthony Joseph
|
SELL
|
- |
-18- 0.14% |
$4.07K - $5.37K
|
12.6K
$5.07M
|
|
|
Feb 14, 2024
Q4 2023
|
Ranch Capital Advisors Inc.
Sarasota, FL |
SELL
|
- |
-18- 0.99% |
$4.07K - $5.37K
|
1.81K
$730K
|
|
|
Jan 10, 2024
Q4 2023
|
Hennion & Walsh Asset Management, Inc.
|
SELL
|
- |
-19- 0.83% |
$4.29K - $5.66K
|
2.28K
$922K
|
|
|
Feb 02, 2024
Q4 2023
|
Mountain Pacific Investment Advisers Inc
|
SELL
|
- |
-19- 1.01% |
$4.29K - $5.66K
|
1.86K
$750K
|
|
|
Feb 06, 2024
Q4 2023
|
Vera Bank, N.A.
|
SELL
|
- |
-19- 1.41% |
$4.29K - $5.66K
|
1.33K
$535K
|
|
|
Feb 13, 2024
Q4 2023
|
Smith, Moore & Co.
Clayton, MO |
SELL
|
- |
-19- 0.18% |
$4.29K - $5.66K
|
10.5K
$4.25M
|
|
|
Jan 25, 2024
Q4 2023
|
Carlton Hofferkamp & Jenks Wealth Management, LLC
|
SELL
|
- |
-20- 0.79% |
$4.52K - $5.96K
|
2.5K
$1.01M
|
|
|
Feb 09, 2024
Q4 2023
|
Ever Source Wealth Advisors, LLC
|
SELL
|
- |
-20- 0.84% |
$4.52K - $5.96K
|
2.37K
$956K
|
|
|
Feb 12, 2024
Q4 2023
|
Bowen Hanes & CO Inc
Atlanta, GA |
SELL
|
- |
-20- 0.25% |
$4.52K - $5.96K
|
8.06K
$3.25M
|
|
|
Feb 12, 2024
Q4 2023
|
Cornerstone Planning Group LLC
Fairfield, NJ |
SELL
|
- |
-20- 6.51% |
$4.52K - $5.96K
|
287
$116K
|
|
|
Jan 12, 2024
Q4 2023
|
Eclectic Associates Inc
|
SELL
|
- |
-21- 2.31% |
$4.75K - $6.26K
|
890
$359K
|
|
|
Jan 10, 2024
Q4 2023
|
Triangle Securities Wealth Management
|
SELL
|
- |
-22- 0.3% |
$4.97K - $6.56K
|
7.19K
$2.9M
|
|
|
Jan 11, 2024
Q4 2023
|
Joule Financial, LLC
|
SELL
|
- |
-22- 1.78% |
$4.97K - $6.56K
|
1.21K
$490K
|
|
|
Feb 01, 2024
Q4 2023
|
Sage Mountain Advisors LLC
|
SELL
|
- |
-22- 1.38% |
$4.97K - $6.56K
|
1.57K
$634K
|
|
|
Feb 07, 2024
Q4 2023
|
Us Asset Management LLC
Pittsburgh, PA |
SELL
|
- |
-22- 0.58% |
$4.97K - $6.56K
|
3.77K
$1.52M
|
|
|
Feb 08, 2024
Q4 2023
|
Carson Allaria Wealth Management, Ltd.
|
SELL
|
- |
-22- 1.6% |
$4.97K - $6.56K
|
1.35K
$545K
|
|
|
Feb 13, 2024
Q4 2023
|
Wall Street Access Asset Management, LLC
New York, NY |
SELL
|
- |
-22- 1.69% |
$4.97K - $6.56K
|
1.28K
$518K
|
|
|
Feb 14, 2024
Q4 2023
|
Pettyjohn, Wood & White, Inc
Lynchburg, VA |
SELL
|
- |
-22- 2.02% |
$4.97K - $6.56K
|
1.07K
$430K
|
|
|
Apr 25, 2024
Q4 2023
|
Wall Street Access Asset Management, LLC
New York, NY |
SELL
|
- |
-22- 1.69% |
$4.97K - $6.56K
|
1.28K
$518K
|
|
|
Jan 22, 2024
Q4 2023
|
Country Club Bank
|
SELL
|
- |
-23- 0.13% |
$5.2K - $6.86K
|
17.5K
$7.05M
|
|
|
Feb 12, 2024
Q4 2023
|
Shepherd Financial Partners LLC
Winchester, MA |
SELL
|
- |
-23- 0.41% |
$5.2K - $6.86K
|
5.58K
$2.25M
|
|
|
Jan 25, 2024
Q4 2023
|
Raub Brock Capital Management LP
|
SELL
|
- |
-24- 2.25% |
$5.43K - $7.15K
|
1.05K
$422K
|
|
|
Feb 14, 2024
Q4 2023
|
First Commonwealth Financial Corp
Indiana, PA |
SELL
|
- |
-24- 1.12% |
$5.43K - $7.15K
|
2.11K
$852K
|
|
|
Feb 16, 2024
Q4 2023
|
Cmg Global Holdings, LLC
|
SELL
|
- |
-24- 0.8% |
$5.43K - $7.15K
|
2.97K
$1.2M
|
|
|
Jan 31, 2024
Q4 2023
|
Oliver Lagore Vanvalin Investment Group
Flint, MI |
SELL
|
- |
-25- 12.14% |
$5.65K - $7.45K
|
181
$73.1K
|
|
|
Feb 07, 2024
Q4 2023
|
Ironwood Investment Counsel, LLC
|
SELL
|
- |
-25- 0.86% |
$5.65K - $7.45K
|
2.87K
$1.16M
|
|
|
Feb 08, 2024
Q4 2023
|
Tortoise Investment Management, LLC
|
SELL
|
- |
-25- 1.98% |
$5.65K - $7.45K
|
1.24K
$501K
|
|
|
Feb 12, 2024
Q4 2023
|
Camden National Bank
Camden, ME |
SELL
|
- |
-25- 1.53% |
$5.65K - $7.45K
|
1.61K
$648K
|
|
|
Feb 14, 2024
Q4 2023
|
Garrett Wealth Advisory Group, LLC
|
SELL
|
- |
-25- 2.04% |
$5.65K - $7.45K
|
1.2K
$485K
|
|
|
Feb 14, 2024
Q4 2023
|
Geller Advisors LLC
New York, NY |
SELL
|
- |
-25- 0.82% |
$5.65K - $7.45K
|
3.04K
$1.23M
|
|
|
Feb 14, 2024
Q4 2023
|
Mid West One Financial Group, Inc.
Iowa City, IA |
SELL
|
- |
-25- 0.31% |
$5.65K - $7.45K
|
7.96K
$3.21M
|
|
|
Jan 10, 2024
Q4 2023
|
City State Bank
Norwalk, IA |
SELL
|
- |
-26- 0.65% |
$5.88K - $7.75K
|
3.98K
$1.61M
|
|
|
Jan 04, 2024
Q4 2023
|
Peoples Bank/Ks
Pratt, KS |
SELL
|
- |
-27- 1.75% |
$6.1K - $8.05K
|
1.52K
$612K
|
|
|
Jan 17, 2024
Q4 2023
|
Jacobs & CO
|
SELL
|
- |
-27- 0.07% |
$6.1K - $8.05K
|
41.1K
$16.6M
|
|
|
Jan 22, 2024
Q4 2023
|
Claro Advisors LLC
Boston, MA |
SELL
|
- |
-27- 2.03% |
$6.1K - $8.05K
|
1.3K
$526K
|
|
|
Jan 23, 2024
Q4 2023
|
Addenda Capital Inc.
|
SELL
|
- |
-27- 0.1% |
$6.1K - $8.05K
|
26.3K
$10.6M
|