Purchases and Sales Made in Q1 2023 in Clear Bridge Mlp & Midstream Fund Inc. (CEM)
This table provides information about the institutional ownership of Clear Bridge Mlp & Midstream Fund Inc. (CEM) during Q1 2023. The information is specifically focused on institutions that hold shares of ClearBridge MLP & Midstream Fund Inc..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Apr 24, 2023
Q1 2023
|
Penserra Capital Management LLC
Orinda, CA |
BUY
|
- |
294KNew |
$8.82M - $10.9M
|
294K
$15.3M
|
|
|
May 15, 2023
Q1 2023
|
Saba Capital Management, L.P.
New York, NY |
BUY
|
- |
276K+ 29.96% |
$8.28M - $10.2M
|
1.2M
$62.3M
|
|
|
Apr 19, 2023
Q1 2023
|
Proficio Capital Partners LLC
Newton, MA |
BUY
|
- |
167KNew |
$5.01M - $6.18M
|
167K
$8.69M
|
|
|
May 11, 2023
Q1 2023
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
- |
35.5KNew |
$1.06M - $1.31M
|
35.5K
$1.84M
|
|
|
May 08, 2023
Q1 2023
|
Wolverine Asset Management LLC
|
BUY
|
- |
18.4KNew |
$551K - $680K
|
18.4K
$956K
|
|
|
May 03, 2023
Q1 2023
|
Integrated Wealth Concepts LLC
|
BUY
|
- |
10.1KNew |
$303K - $374K
|
10.1K
$525K
|
|
|
May 10, 2023
Q1 2023
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
9.59K+ 27.36% |
$287K - $355K
|
44.6K
$2.32M
|
|
|
May 15, 2023
Q1 2023
|
Css LLC
Chicago, IL |
BUY
|
- |
7.17KNew |
$215K - $265K
|
7.17K
$373K
|
|
|
May 11, 2023
Q1 2023
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
6.79K+ 9.07% |
$203K - $251K
|
81.6K
$4.24M
|
|
|
May 17, 2023
Q1 2023
|
Sunbelt Securities, Inc.
Houston, TX |
BUY
|
- |
4.6KNew |
$138K - $170K
|
4.6K
$239K
|
|
|
May 15, 2023
Q1 2023
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
3.52K+ 10.42% |
$106K - $130K
|
37.3K
$1.94M
|
|
|
Apr 17, 2023
Q1 2023
|
Gps Wealth Strategies Group, LLC
|
BUY
|
- |
1.95KNew |
$58.5K - $72.2K
|
1.95K
$101K
|
|
|
May 10, 2023
Q1 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
1.09K+ 7.83% |
$32.7K - $40.3K
|
15K
$780K
|
|
|
May 12, 2023
Q1 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
1.08K+ 8.22% |
$32.3K - $39.9K
|
14.2K
$738K
|
|
|
Apr 18, 2023
Q1 2023
|
Ifp Advisors, Inc
|
BUY
|
- |
1.07K+ 8.44% |
$32.1K - $39.7K
|
13.8K
$716K
|
|
|
May 11, 2023
Q1 2023
|
Elequin Capital LP
New York, NY |
BUY
|
- |
983New |
$29.4K - $36.4K
|
983
$51.1K
|
|
|
Apr 14, 2023
Q1 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
974+ 0.78% |
$29.2K - $36K
|
126K
$6.55M
|
|
|
May 11, 2023
Q1 2023
|
First Republic Investment Management, Inc.
San Francisco, CA |
BUY
|
- |
678+ 10.4% |
$20.3K - $25.1K
|
7.2K
$374K
|
|
|
Apr 21, 2023
Q1 2023
|
Bogart Wealth, LLC
|
BUY
|
- |
625+ 440.14% |
$18.7K - $23.1K
|
767
$39.8K
|
|
|
May 15, 2023
Q1 2023
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
128+ 20.78% |
$3.83K - $4.73K
|
744
$38.7K
|
|
|
Apr 25, 2023
Q1 2023
|
Creative Financial Designs Inc
|
BUY
|
- |
104New |
$3.11K - $3.85K
|
104
$5.4K
|
|
|
May 04, 2023
Q1 2023
|
Larson Financial Group LLC
|
BUY
|
- |
99New |
$2.97K - $3.66K
|
99
$5.14K
|
|
|
May 15, 2023
Q1 2023
|
Stephens Inc
|
BUY
|
- |
74+ 0.92% |
$2.22K - $2.74K
|
8.14K
$423K
|
|
|
May 11, 2023
Q1 2023
|
Tradition Wealth Management, LLC
|
BUY
|
- |
10+ 1.87% |
$300 - $370
|
545
$28.3K
|
|
|
Apr 21, 2023
Q1 2023
|
Harbor Investment Advisory, LLC
|
BUY
|
- |
9+ 0.44% |
$270 - $333
|
2.07K
$108K
|
|
|
May 09, 2023
Q1 2023
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
5+ 500.0% |
$150 - $185
|
6
$312
|
|
|
Apr 28, 2023
Q1 2023
|
Soa Wealth Advisors, Llc.
|
BUY
|
- |
3+ 1.86% |
$89.9 - $111
|
164
$8.52K
|
|
|
May 15, 2023
Q1 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
May 11, 2023
Q1 2023
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-36- 7.5% |
$1.08K - $1.33K
|
444
$23.1K
|
|
|
Apr 25, 2023
Q1 2023
|
D.A. Davidson & Co.
|
SELL
|
- |
-93- 0.92% |
$2.79K - $3.44K
|
9.98K
$518K
|
|
|
May 09, 2023
Q1 2023
|
Verus Capital Partners, LLC
Scottsdale, AZ |
SELL
|
- |
-100- 0.72% |
$3K - $3.7K
|
13.8K
$716K
|
|
|
May 12, 2023
Q1 2023
|
Laidlaw Wealth Management LLC
New York City, NY |
SELL
|
- |
-117- 1.43% |
$3.5K - $4.33K
|
8.06K
$419K
|
|
|
May 15, 2023
Q1 2023
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-199- 0.42% |
$5.96K - $7.36K
|
47.3K
$2.46M
|
|
|
May 15, 2023
Q1 2023
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-480- 0.78% |
$14.4K - $17.8K
|
61.2K
$3.18M
|
|
|
Apr 12, 2023
Q1 2023
|
Transcend Capital Advisors, LLC
|
SELL
|
- |
-500- 2.08% |
$15K - $18.5K
|
23.5K
$1.22M
|
|
|
May 05, 2023
Q1 2023
|
Avion Wealth
The Woodlands, TX |
SELL
|
- |
-500- 71.43% |
$15K - $18.5K
|
200
$10.4K
|
|
|
May 11, 2023
Q1 2023
|
Icon Wealth Partners, LLC
|
SELL
|
- |
-651- 8.75% |
$19.5K - $24.1K
|
6.79K
$353K
|
|
|
May 12, 2023
Q1 2023
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-993- 0.95% |
$29.7K - $36.7K
|
104K
$5.38M
|
|
|
May 05, 2023
Q1 2023
|
Coastal Investment Advisors, Inc.
Wilmington, DE |
SELL
|
- |
-1.1K- 14.79% |
$32.9K - $40.6K
|
6.32K
$328K
|
|
|
Apr 14, 2023
Q1 2023
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-1.1K- 5.77% |
$32.9K - $40.6K
|
17.9K
$932K
|
|
|
May 09, 2023
Q1 2023
|
Edgemoor Investment Advisors, Inc.
|
SELL
|
- |
-1.84K- 5.66% |
$55.1K - $68.1K
|
30.7K
$1.59M
|
|
|
May 08, 2023
Q1 2023
|
Terril Brothers, Inc.
|
SELL
|
- |
-3.92K- 2.24% |
$117K - $145K
|
171K
$8.9M
|
|
|
May 11, 2023
Q1 2023
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-8.09K- 53.35% |
$242K - $299K
|
7.07K
$367K
|
|
|
May 15, 2023
Q1 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-11.2K- 1.63% |
$334K - $413K
|
675K
$35.1M
|
|
|
May 12, 2023
Q1 2023
|
Quantedge Capital Pte LTD
Singapore, U0 |
SELL
|
- |
-18.2K- 25.44% |
$545K - $673K
|
53.3K
$2.77M
|
|
|
May 12, 2023
Q1 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-20.8K- 12.1% |
$623K - $769K
|
151K
$7.85M
|
|
|
May 14, 2024
Q1 2023
|
Goldman Sachs Group Inc
New York, NY |
SELL
|
- |
-21.5K- 37.78% |
$645K - $797K
|
35.5K
$1.84M
|
|
|
May 12, 2023
Q1 2023
|
Aristides Capital LLC
Ottawa Hills, OH |
SELL
|
- |
-23.4K- 10.78% |
$700K - $864K
|
193K
$10.1M
|
|
|
May 11, 2023
Q1 2023
|
Sit Investment Associates Inc
Minneapolis, MN |
SELL
|
- |
-23.7K- 56.72% |
$709K - $875K
|
18.1K
$938K
|
|
|
May 16, 2023
Q1 2023
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
SELL
|
- |
-46K- 35.37% |
$1.38M - $1.7M
|
84K
$4.37M
|