Purchases and Sales Made in Q2 2023 in Clear Bridge Mlp & Midstream Fund Inc. (CEM)
This table provides information about the institutional ownership of Clear Bridge Mlp & Midstream Fund Inc. (CEM) during Q2 2023. The information is specifically focused on institutions that hold shares of ClearBridge MLP & Midstream Fund Inc..
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Aug 14, 2023
Q2 2023
|
Saba Capital Management, L.P.
New York, NY |
BUY
|
- |
232K+ 19.35% |
$7.17M - $8.05M
|
1.43M
$74.4M
|
|
Aug 14, 2023
Q2 2023
|
Woodline Partners LP
San Francisco, CA |
BUY
|
- |
56.6K+ 33.49% |
$1.75M - $1.96M
|
226K
$11.7M
|
|
Aug 11, 2023
Q2 2023
|
Penserra Capital Management LLC
Orinda, CA |
BUY
|
- |
19.6K+ 6.65% |
$605K - $678K
|
314K
$16.3M
|
|
Aug 07, 2023
Q2 2023
|
Wolverine Asset Management LLC
|
BUY
|
- |
15.8K+ 85.79% |
$488K - $547K
|
34.2K
$1.78M
|
|
Aug 14, 2023
Q2 2023
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
15.7K+ 15.12% |
$484K - $543K
|
119K
$6.19M
|
|
Aug 14, 2023
Q2 2023
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
6KNew |
$185K - $208K
|
6K
$312K
|
|
Aug 11, 2023
Q2 2023
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
3.19K+ 7.15% |
$98.6K - $111K
|
47.8K
$2.48M
|
|
Aug 10, 2023
Q2 2023
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
2.98K+ 3.65% |
$92K - $103K
|
84.6K
$4.4M
|
|
Jul 25, 2023
Q2 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
2.06K+ 1.63% |
$63.6K - $71.4K
|
128K
$6.65M
|
|
Jul 17, 2023
Q2 2023
|
Gps Wealth Strategies Group, LLC
|
BUY
|
- |
1.4K+ 71.84% |
$43.4K - $48.6K
|
3.36K
$174K
|
|
Aug 11, 2023
Q2 2023
|
Clearbridge Investments, LLC
New York, NY |
BUY
|
- |
1.4K+ 2.48% |
$43.3K - $48.5K
|
57.8K
$3M
|
|
Aug 09, 2023
Q2 2023
|
Edgemoor Investment Advisors, Inc.
|
BUY
|
- |
1.38K+ 4.51% |
$42.7K - $47.9K
|
32.1K
$1.67M
|
|
Aug 11, 2023
Q2 2023
|
Covestor LTD
Boston, MA |
BUY
|
- |
979New |
$30.3K - $33.9K
|
979
$50.9K
|
|
Aug 14, 2023
Q2 2023
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
602+ 1.27% |
$18.6K - $20.9K
|
47.9K
$2.49M
|
|
Aug 14, 2023
Q2 2023
|
Css LLC
Chicago, IL |
BUY
|
- |
400+ 5.58% |
$12.4K - $13.9K
|
7.57K
$393K
|
|
Aug 10, 2023
Q2 2023
|
Bessemer Group Inc
Woodbridge, NJ |
BUY
|
- |
335New |
$10.4K - $11.6K
|
335
$17.4K
|
|
Jul 31, 2023
Q2 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
225+ 1.5% |
$6.95K - $7.8K
|
15.2K
$792K
|
|
Jul 25, 2023
Q2 2023
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
220+ 1.23% |
$6.8K - $7.63K
|
18.2K
$944K
|
|
Aug 14, 2023
Q2 2023
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
163+ 21.91% |
$5.04K - $5.65K
|
907
$47.1K
|
|
Aug 14, 2023
Q2 2023
|
Proficio Capital Partners LLC
Newton, MA |
BUY
|
- |
153+ 1.22% |
$4.73K - $5.3K
|
12.7K
$659K
|
|
Jul 28, 2023
Q2 2023
|
First Republic Investment Management, Inc.
San Francisco, CA |
BUY
|
- |
87+ 1.21% |
$2.69K - $3.02K
|
7.29K
$379K
|
|
Aug 09, 2023
Q2 2023
|
Coastal Investment Advisors, Inc.
Wilmington, DE |
BUY
|
- |
20+ 0.32% |
$618 - $693
|
6.34K
$329K
|
|
Aug 14, 2023
Q2 2023
|
Tradition Wealth Management, LLC
|
BUY
|
- |
11+ 2.02% |
$340 - $381
|
556
$28.9K
|
|
Jul 07, 2023
Q2 2023
|
Soa Wealth Advisors, Llc.
|
BUY
|
- |
4+ 2.44% |
$124 - $139
|
168
$8.73K
|
|
Aug 10, 2023
Q2 2023
|
D.A. Davidson & Co.
|
BUY
|
- |
3+ 0.03% |
$92.7 - $104
|
9.98K
$518K
|
|
Aug 11, 2023
Q2 2023
|
Lansing Street Advisors
|
BUY
|
- |
2+ 1.79% |
$61.8 - $69.3
|
114
$5.92K
|
|
Aug 14, 2023
Q2 2023
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
1+ 16.67% |
$30.9 - $34.7
|
7
$364
|
|
Aug 10, 2023
Q2 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
Jul 14, 2023
Q2 2023
|
Harbor Investment Advisory, LLC
|
SELL
|
- |
-25- 1.21% |
$773 - $867
|
2.05K
$106K
|
|
Jul 31, 2023
Q2 2023
|
Verus Capital Partners, LLC
Scottsdale, AZ |
SELL
|
- |
-200- 1.45% |
$6.18K - $6.93K
|
13.6K
$705K
|
|
Aug 04, 2023
Q2 2023
|
Ifp Advisors, Inc
|
SELL
|
- |
-296- 2.15% |
$9.15K - $10.3K
|
13.5K
$701K
|
|
Aug 15, 2023
Q2 2023
|
Integrated Wealth Concepts LLC
|
SELL
|
- |
-380- 3.76% |
$11.7K - $13.2K
|
9.73K
$505K
|
|
Aug 14, 2023
Q2 2023
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-444- 6.28% |
$13.7K - $15.4K
|
6.63K
$344K
|
|
Aug 14, 2023
Q2 2023
|
Stephens Inc
|
SELL
|
- |
-485- 5.96% |
$15K - $16.8K
|
7.65K
$397K
|
|
Aug 15, 2023
Q2 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-674- 0.45% |
$20.8K - $23.4K
|
150K
$7.82M
|
|
Aug 14, 2023
Q2 2023
|
Goldman Sachs Group Inc
New York, NY |
SELL
|
- |
-761- 2.15% |
$23.5K - $26.4K
|
34.7K
$1.8M
|
|
May 14, 2024
Q2 2023
|
Goldman Sachs Group Inc
New York, NY |
SELL
|
- |
-761- 2.15% |
$23.5K - $26.4K
|
34.7K
$1.8M
|
|
Aug 11, 2023
Q2 2023
|
Laidlaw Wealth Management LLC
New York City, NY |
SELL
|
- |
-939- 11.65% |
$29K - $32.6K
|
7.12K
$370K
|
|
Aug 14, 2023
Q2 2023
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-1.97K- 3.21% |
$60.7K - $68.2K
|
59.2K
$3.08M
|
|
Aug 04, 2023
Q2 2023
|
Terril Brothers, Inc.
|
SELL
|
- |
-1.99K- 1.16% |
$61.5K - $69K
|
169K
$8.79M
|
|
Aug 14, 2023
Q2 2023
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
SELL
|
- |
-3.07K- 3.65% |
$94.8K - $106K
|
81K
$4.21M
|
|
Aug 14, 2023
Q2 2023
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-4.3K- 11.51% |
$133K - $149K
|
33K
$1.72M
|
|
Aug 10, 2023
Q2 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-4.66K- 32.85% |
$144K - $162K
|
9.53K
$495K
|
|
Aug 09, 2023
Q2 2023
|
Mc Gowan Group Asset Management, Inc.
Dallas, TX |
SELL
|
- |
-4.88K- 2.16% |
$151K - $169K
|
220K
$11.4M
|
|
Aug 14, 2023
Q2 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-6.59K- 0.98% |
$204K - $229K
|
669K
$34.7M
|
|
Aug 11, 2023
Q2 2023
|
Quantedge Capital Pte LTD
Singapore, U0 |
SELL
|
- |
-6.62K- 12.41% |
$204K - $229K
|
46.7K
$2.43M
|
|
Aug 11, 2023
Q2 2023
|
Ubs Group Ag
|
SELL
|
- |
-7.4K- 8.33% |
$229K - $257K
|
81.5K
$4.23M
|
|
Aug 14, 2023
Q2 2023
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-15.2K- 5.32% |
$470K - $528K
|
271K
$14.1M
|
|
Aug 04, 2023
Q2 2023
|
Kayne Anderson Capital Advisors LP
|
SELL
|
- |
-37.5K- 50.38% |
$1.16M - $1.3M
|
36.9K
$1.92M
|