Purchases and Sales Made in Q3 2022 in Clear Bridge Mlp & Midstream Fund Inc. (CEM)
This table provides information about the institutional ownership of Clear Bridge Mlp & Midstream Fund Inc. (CEM) during Q3 2022. The information is specifically focused on institutions that hold shares of ClearBridge MLP & Midstream Fund Inc..
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Nov 14, 2022
Q3 2022
|
Saba Capital Management, L.P.
New York, NY |
BUY
|
- |
400K+ 222.51% |
$11M - $14.5M
|
580K
$30.1M
|
|
Nov 14, 2022
Q3 2022
|
Hbk Sorce Advisory LLC
Erie, PA |
BUY
|
- |
215KNew |
$5.9M - $7.78M
|
215K
$11.2M
|
|
Nov 10, 2022
Q3 2022
|
Cornerstone Advisors, LLC
Asheville, NC |
BUY
|
- |
65.3K+ 28.67% |
$1.79M - $2.36M
|
293K
$15.2M
|
|
Nov 14, 2022
Q3 2022
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
35.9K+ 24.97% |
$985K - $1.3M
|
180K
$9.34M
|
|
Nov 08, 2022
Q3 2022
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
12.5K+ 15.48% |
$343K - $453K
|
93.4K
$4.85M
|
|
Oct 17, 2022
Q3 2022
|
Ota Financial Group L.P.
|
BUY
|
- |
11.9K+ 53.69% |
$326K - $430K
|
34K
$1.77M
|
|
Nov 14, 2022
Q3 2022
|
Verus Capital Partners, LLC
Scottsdale, AZ |
BUY
|
- |
9.84K+ 270.43% |
$270K - $356K
|
13.5K
$700K
|
|
Nov 14, 2022
Q3 2022
|
Inter Ocean Capital Group, LLC
Nashville, TN |
BUY
|
- |
8KNew |
$219K - $289K
|
8K
$416K
|
|
Jan 25, 2023
Q3 2022
|
Icon Wealth Advisors, LLC
Houston, TX |
BUY
|
- |
7.44KNew |
$204K - $269K
|
7.44K
$386K
|
|
Nov 14, 2022
Q3 2022
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
5.16K+ 8.02% |
$141K - $187K
|
69.5K
$3.61M
|
|
Nov 08, 2022
Q3 2022
|
Ifp Advisors, Inc
|
BUY
|
- |
3.24K+ 24.62% |
$88.7K - $117K
|
16.4K
$851K
|
|
Nov 08, 2022
Q3 2022
|
Edgemoor Investment Advisors, Inc.
|
BUY
|
- |
2.61K+ 8.29% |
$71.6K - $94.5K
|
34.1K
$1.77M
|
|
Nov 10, 2022
Q3 2022
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
2.22K+ 7.61% |
$60.8K - $80.3K
|
31.4K
$1.63M
|
|
Nov 21, 2022
Q3 2022
|
Four Thought Financial, LLC
Venice, FL |
BUY
|
- |
2.06K+ 124.35% |
$56.4K - $74.4K
|
3.71K
$193K
|
|
Nov 10, 2022
Q3 2022
|
Quantedge Capital Pte LTD
Singapore, U0 |
BUY
|
- |
1.8K+ 1.52% |
$49.4K - $65.1K
|
120K
$6.24M
|
|
Nov 14, 2022
Q3 2022
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
1.71K+ 3.61% |
$46.9K - $61.8K
|
49K
$2.55M
|
|
Oct 25, 2022
Q3 2022
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
1.37K+ 1.09% |
$37.6K - $49.6K
|
127K
$6.57M
|
|
Nov 14, 2022
Q3 2022
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
BUY
|
- |
1.03K+ 0.78% |
$28.2K - $37.1K
|
133K
$6.91M
|
|
Oct 25, 2022
Q3 2022
|
Hm Payson & CO
Portland, ME |
BUY
|
- |
700New |
$19.2K - $25.3K
|
700
$36.4K
|
|
Nov 22, 2022
Q3 2022
|
Eagle Bay Advisors LLC
New York, NY |
BUY
|
- |
300+ 12.0% |
$8.23K - $10.9K
|
2.8K
$145K
|
|
Oct 31, 2022
Q3 2022
|
Avion Wealth
The Woodlands, TX |
BUY
|
- |
200+ 40.0% |
$5.48K - $7.23K
|
700
$36.4K
|
|
Nov 14, 2022
Q3 2022
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
124+ 18.45% |
$3.4K - $4.49K
|
796
$41.4K
|
|
Nov 02, 2022
Q3 2022
|
Stephens Inc
|
BUY
|
- |
75+ 0.98% |
$2.06K - $2.71K
|
7.74K
$402K
|
|
Mar 17, 2023
Q3 2022
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
48New |
$1.32K - $1.74K
|
48
$2.49K
|
|
Nov 14, 2022
Q3 2022
|
Tradition Wealth Management, LLC
|
BUY
|
- |
14+ 1.8% |
$384 - $506
|
792
$41.1K
|
|
Nov 01, 2022
Q3 2022
|
Harbor Investment Advisory, LLC
|
BUY
|
- |
9+ 0.44% |
$247 - $326
|
2.06K
$107K
|
|
Nov 14, 2022
Q3 2022
|
Ellis Investment Partners, LLC
|
BUY
|
- |
7+ 0.37% |
$192 - $253
|
1.91K
$99.2K
|
|
Oct 07, 2022
Q3 2022
|
Soa Wealth Advisors, Llc.
|
BUY
|
- |
3+ 1.94% |
$82.3 - $109
|
158
$8.21K
|
|
Nov 03, 2022
Q3 2022
|
Bogart Wealth, LLC
|
BUY
|
- |
2+ 1.46% |
$54.8 - $72.3
|
139
$7.22K
|
|
Nov 15, 2022
Q3 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
Nov 09, 2022
Q3 2022
|
Bessemer Group Inc
Woodbridge, NJ |
SELL
|
- |
-9- 4.84% |
$247 - $326
|
177
$9.2K
|
|
Oct 25, 2022
Q3 2022
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-11- 0.04% |
$302 - $398
|
25K
$1.3M
|
|
Oct 17, 2022
Q3 2022
|
Gps Wealth Strategies Group, LLC
|
SELL
|
- |
-31- 1.79% |
$850 - $1.12K
|
1.7K
$88.5K
|
|
Nov 07, 2022
Q3 2022
|
D.A. Davidson & Co.
|
SELL
|
- |
-137- 1.34% |
$3.76K - $4.96K
|
10.1K
$522K
|
|
Oct 17, 2022
Q3 2022
|
Transcend Capital Advisors, LLC
|
SELL
|
- |
-300- 1.26% |
$8.23K - $10.9K
|
23.5K
$1.22M
|
|
Nov 10, 2022
Q3 2022
|
Ubs Group Ag
|
SELL
|
- |
-446- 0.41% |
$12.2K - $16.1K
|
108K
$5.62M
|
|
Oct 17, 2022
Q3 2022
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-506- 3.15% |
$13.9K - $18.3K
|
15.6K
$809K
|
|
Nov 14, 2022
Q3 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-612- 5.73% |
$16.8K - $22.1K
|
10.1K
$524K
|
|
Nov 14, 2022
Q3 2022
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-692- 4.79% |
$19K - $25K
|
13.8K
$715K
|
|
Oct 25, 2022
Q3 2022
|
Hightower 6 M Holding, LLC
|
SELL
|
- |
-829- 7.88% |
$22.7K - $30K
|
9.69K
$504K
|
|
Nov 14, 2022
Q3 2022
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-1.23K- 1.8% |
$33.8K - $44.6K
|
67.3K
$3.49M
|
|
Nov 01, 2022
Q3 2022
|
Terril Brothers, Inc.
|
SELL
|
- |
-1.91K- 1.17% |
$52.2K - $68.9K
|
161K
$8.37M
|
|
Oct 26, 2022
Q3 2022
|
Truist Financial Corp
|
SELL
|
- |
-2.67K- 22.75% |
$73.2K - $96.6K
|
9.07K
$471K
|
|
Nov 04, 2022
Q3 2022
|
Kayne Anderson Capital Advisors LP
|
SELL
|
- |
-3K- 3.87% |
$82.3K - $109K
|
74.4K
$3.87M
|
|
Nov 10, 2022
Q3 2022
|
Envestnet Asset Management Inc
|
SELL
|
- |
-3.43K- 24.45% |
$94K - $124K
|
10.6K
$550K
|
|
Nov 14, 2022
Q3 2022
|
Clearbridge Investments, LLC
New York, NY |
SELL
|
- |
-4.5K- 7.31% |
$123K - $163K
|
57.1K
$2.96M
|
|
Nov 09, 2022
Q3 2022
|
Mc Gowan Group Asset Management, Inc.
Dallas, TX |
SELL
|
- |
-6.03K- 1.59% |
$165K - $218K
|
374K
$19.4M
|
|
Nov 14, 2022
Q3 2022
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-7.46K- 32.23% |
$205K - $270K
|
15.7K
$815K
|
|
Nov 10, 2022
Q3 2022
|
Wolverine Asset Management LLC
|
SELL
|
- |
-14.7K- 27.13% |
$403K - $531K
|
39.4K
$2.05M
|
|
Nov 14, 2022
Q3 2022
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-21.9K- 45.08% |
$600K - $792K
|
26.7K
$1.39M
|