Purchases and Sales Made in Q4 2022 in Clear Bridge Mlp & Midstream Fund Inc. (CEM)
This table provides information about the institutional ownership of Clear Bridge Mlp & Midstream Fund Inc. (CEM) during Q4 2022. The information is specifically focused on institutions that hold shares of ClearBridge MLP & Midstream Fund Inc..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2023
Q4 2022
|
Saba Capital Management, L.P.
New York, NY |
BUY
|
- |
343K+ 59.07% |
$10.6M - $12.3M
|
923K
$47.9M
|
|
|
Feb 14, 2023
Q4 2022
|
Woodline Partners LP
San Francisco, CA |
BUY
|
- |
169KNew |
$5.22M - $6.09M
|
169K
$8.79M
|
|
|
Feb 08, 2023
Q4 2022
|
Ubs Group Ag
|
BUY
|
- |
44.1K+ 40.77% |
$1.36M - $1.59M
|
152K
$7.91M
|
|
|
Feb 14, 2023
Q4 2022
|
Almitas Capital LLC
Santa Monica, CA |
BUY
|
- |
30.4KNew |
$940K - $1.1M
|
30.4K
$1.58M
|
|
|
Feb 14, 2023
Q4 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
18K+ 2.69% |
$555K - $647K
|
686K
$35.7M
|
|
|
Feb 08, 2023
Q4 2022
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
15.2KNew |
$468K - $546K
|
15.2K
$787K
|
|
|
Jan 31, 2023
Q4 2022
|
Terril Brothers, Inc.
|
BUY
|
- |
14.1K+ 8.76% |
$436K - $508K
|
175K
$9.1M
|
|
|
Feb 14, 2023
Q4 2022
|
Weiss Asset Management LP
Boston, MA |
BUY
|
- |
12.7KNew |
$392K - $457K
|
12.7K
$659K
|
|
|
Feb 13, 2023
Q4 2022
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
11.1K+ 11.85% |
$342K - $399K
|
105K
$5.43M
|
|
|
Feb 13, 2023
Q4 2022
|
Us Bancorp \De\
|
BUY
|
- |
9.8K+ 362.96% |
$303K - $353K
|
12.5K
$649K
|
|
|
Feb 14, 2023
Q4 2022
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
8.38K+ 31.4% |
$259K - $302K
|
35K
$1.82M
|
|
|
Feb 14, 2023
Q4 2022
|
Laidlaw Wealth Management LLC
New York City, NY |
BUY
|
- |
8.18KNew |
$252K - $295K
|
8.18K
$425K
|
|
|
Feb 10, 2023
Q4 2022
|
Coastal Investment Advisors, Inc.
Wilmington, DE |
BUY
|
- |
7.42KNew |
$229K - $267K
|
7.42K
$385K
|
|
|
Feb 13, 2023
Q4 2022
|
First Republic Investment Management, Inc.
San Francisco, CA |
BUY
|
- |
6.52KNew |
$201K - $235K
|
6.52K
$339K
|
|
|
Feb 13, 2023
Q4 2022
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
6.05KNew |
$187K - $218K
|
6.05K
$314K
|
|
|
Feb 07, 2023
Q4 2022
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
5.3K+ 7.63% |
$164K - $191K
|
74.8K
$3.89M
|
|
|
Feb 10, 2023
Q4 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
3.04K+ 30.2% |
$93.9K - $110K
|
13.1K
$682K
|
|
|
Feb 15, 2023
Q4 2022
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
2.44K+ 7.77% |
$75.3K - $87.8K
|
33.8K
$1.76M
|
|
|
Feb 14, 2023
Q4 2022
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
1.16KNew |
$35.9K - $41.9K
|
1.16K
$60.5K
|
|
|
Feb 14, 2023
Q4 2022
|
Freedom Wealth Alliance, LLC
Brookfield, WI |
BUY
|
- |
516New |
$15.9K - $18.6K
|
516
$26.8K
|
|
|
Jan 20, 2023
Q4 2022
|
Transcend Capital Advisors, LLC
|
BUY
|
- |
500+ 2.12% |
$15.4K - $18K
|
24K
$1.25M
|
|
|
Feb 13, 2023
Q4 2022
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
480New |
$14.8K - $17.3K
|
480
$24.9K
|
|
|
Feb 14, 2023
Q4 2022
|
Verus Capital Partners, LLC
Scottsdale, AZ |
BUY
|
- |
400+ 2.97% |
$12.3K - $14.4K
|
13.9K
$721K
|
|
|
Feb 14, 2023
Q4 2022
|
Cribstone Capital Management, LLC
Augusta, ME |
BUY
|
- |
400+ 40000.0% |
$12.3K - $14.4K
|
401
$20.8K
|
|
|
Jan 25, 2023
Q4 2022
|
Stephens Inc
|
BUY
|
- |
327+ 4.23% |
$10.1K - $11.8K
|
8.06K
$419K
|
|
|
Mar 01, 2023
Q4 2022
|
Lakewood Asset Management LLC
Naperville, IL |
BUY
|
- |
200New |
$6.17K - $7.2K
|
200
$10.4K
|
|
|
Feb 07, 2023
Q4 2022
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
170+ 1.24% |
$5.25K - $6.12K
|
13.9K
$724K
|
|
|
Feb 13, 2023
Q4 2022
|
M&T Bank Corp
|
BUY
|
- |
117+ 0.69% |
$3.61K - $4.21K
|
17.2K
$892K
|
|
|
Feb 06, 2023
Q4 2022
|
Lansing Street Advisors
|
BUY
|
- |
112New |
$3.46K - $4.03K
|
112
$5.82K
|
|
|
Jan 11, 2023
Q4 2022
|
Accurate Wealth Management, LLC
|
BUY
|
- |
100New |
$3.09K - $3.6K
|
100
$5.2K
|
|
|
Jan 26, 2023
Q4 2022
|
Eagle Bay Advisors LLC
New York, NY |
BUY
|
- |
100+ 3.57% |
$3.09K - $3.6K
|
2.9K
$151K
|
|
|
Jan 30, 2023
Q4 2022
|
Geneos Wealth Management Inc.
|
BUY
|
- |
54+ 108.0% |
$1.67K - $1.94K
|
104
$5.4K
|
|
|
Feb 03, 2023
Q4 2022
|
D.A. Davidson & Co.
|
BUY
|
- |
17+ 0.17% |
$525 - $612
|
10.1K
$523K
|
|
|
Jan 10, 2023
Q4 2022
|
Soa Wealth Advisors, Llc.
|
BUY
|
- |
3+ 1.9% |
$92.6 - $108
|
161
$8.36K
|
|
|
Feb 06, 2023
Q4 2022
|
Bogart Wealth, LLC
|
BUY
|
- |
3+ 2.16% |
$92.6 - $108
|
142
$7.38K
|
|
|
Feb 10, 2023
Q4 2022
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
1New |
$30.9 - $36
|
1
$52
|
|
|
Jan 30, 2023
Q4 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 13, 2023
Q4 2022
|
Bessemer Group Inc
Woodbridge, NJ |
SELL
|
- |
-2- 1.13% |
$61.7 - $72
|
175
$9.09K
|
|
|
Feb 15, 2023
Q4 2022
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-60- 68.18% |
$1.85K - $2.16K
|
28
$1.45K
|
|
|
Feb 13, 2023
Q4 2022
|
M&T Bank Corp
|
SELL
|
- |
-117- 0.68% |
$3.61K - $4.21K
|
17K
$886K
|
|
|
Feb 21, 2023
Q4 2022
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-180- 22.61% |
$5.56K - $6.48K
|
616
$32K
|
|
|
Feb 03, 2023
Q4 2022
|
Tradition Wealth Management, LLC
|
SELL
|
- |
-257- 32.45% |
$7.93K - $9.25K
|
535
$27.8K
|
|
|
Feb 08, 2023
Q4 2022
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-301- 1.93% |
$9.29K - $10.8K
|
15.3K
$793K
|
|
|
Feb 10, 2023
Q4 2022
|
Clearbridge Investments, LLC
New York, NY |
SELL
|
- |
-700- 1.23% |
$21.6K - $25.2K
|
56.4K
$2.93M
|
|
|
Feb 08, 2023
Q4 2022
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-1.46K- 1.16% |
$45.2K - $52.7K
|
125K
$6.5M
|
|
|
Feb 14, 2023
Q4 2022
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-1.48K- 3.01% |
$45.6K - $53.2K
|
47.5K
$2.47M
|
|
|
Feb 07, 2023
Q4 2022
|
Edgemoor Investment Advisors, Inc.
|
SELL
|
- |
-1.6K- 4.69% |
$49.4K - $57.6K
|
32.5K
$1.69M
|
|
|
Feb 10, 2023
Q4 2022
|
Sit Investment Associates Inc
Minneapolis, MN |
SELL
|
- |
-3K- 6.71% |
$92.6K - $108K
|
41.7K
$2.17M
|
|
|
Feb 14, 2023
Q4 2022
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
SELL
|
- |
-3.03K- 2.28% |
$93.5K - $109K
|
130K
$6.76M
|
|
|
Feb 07, 2023
Q4 2022
|
Ifp Advisors, Inc
|
SELL
|
- |
-3.66K- 22.35% |
$113K - $132K
|
12.7K
$661K
|