Purchases and Sales Made in Q1 2023 in Capital Southwest Corp (CSWC)
This table provides information about the institutional ownership of Capital Southwest Corp (CSWC) during Q1 2023. The information is specifically focused on institutions that hold shares of CAPITAL SOUTHWEST CORP.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 15, 2023
Q1 2023
|
Punch & Associates Investment Management, Inc.
Edina, MN |
BUY
|
- |
103K+ 13.82% |
$1.75M - $2.07M
|
851K
$19.2M
|
|
|
May 11, 2023
Q1 2023
|
Golden Green, Inc.
|
BUY
|
- |
98.4KNew |
$1.66M - $1.97M
|
98.4K
$2.22M
|
|
|
May 03, 2023
Q1 2023
|
Van Eck Associates Corp
|
BUY
|
- |
63K+ 14.34% |
$1.06M - $1.26M
|
502K
$11.3M
|
|
|
May 22, 2023
Q1 2023
|
Putnam Investments LLC
Boston, MA |
BUY
|
- |
50.6KNew |
$855K - $1.01M
|
50.6K
$1.14M
|
|
|
Apr 24, 2023
Q1 2023
|
Granite Shares Advisors LLC
|
BUY
|
- |
47.1K+ 132.0% |
$796K - $943K
|
82.8K
$1.86M
|
|
|
Apr 25, 2023
Q1 2023
|
Tectonic Advisors LLC
Plano, TX |
BUY
|
- |
44.4K+ 29.66% |
$750K - $890K
|
194K
$4.37M
|
|
|
May 04, 2023
Q1 2023
|
Emerald Mutual Fund Advisers Trust
|
BUY
|
- |
40.5KNew |
$684K - $811K
|
40.5K
$911K
|
|
|
May 15, 2023
Q1 2023
|
Legal & General Group PLC
London, X0 |
BUY
|
- |
37.8K+ 20.81% |
$639K - $758K
|
220K
$4.95M
|
|
|
Apr 10, 2023
Q1 2023
|
Sound Income Strategies, LLC
|
BUY
|
- |
26.2K+ 5.6% |
$442K - $524K
|
494K
$11.1M
|
|
|
May 12, 2023
Q1 2023
|
Zuckerman Investment Group, LLC
Chicago, IL |
BUY
|
- |
25.1K+ 3.96% |
$423K - $502K
|
658K
$14.8M
|
|
|
May 12, 2023
Q1 2023
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
24.2K+ 491.19% |
$409K - $486K
|
29.2K
$657K
|
|
|
Apr 20, 2023
Q1 2023
|
Hennion & Walsh Asset Management, Inc.
|
BUY
|
- |
15.5K+ 11.14% |
$262K - $310K
|
155K
$3.48M
|
|
|
May 10, 2023
Q1 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
15.3KNew |
$259K - $307K
|
15.3K
$345K
|
|
|
May 15, 2023
Q1 2023
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
13.8K+ 64.65% |
$234K - $277K
|
35.2K
$794K
|
|
|
May 12, 2023
Q1 2023
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
13.2K+ 215.03% |
$223K - $265K
|
19.4K
$436K
|
|
|
May 03, 2023
Q1 2023
|
Raymond James Trust N.A.
|
BUY
|
- |
12KNew |
$203K - $241K
|
12K
$270K
|
|
|
Apr 17, 2023
Q1 2023
|
All Season Financial Advisors, Inc.
|
BUY
|
- |
10.6K+ 61.13% |
$179K - $212K
|
27.9K
$628K
|
|
|
May 15, 2023
Q1 2023
|
Cornerstone Wealth Management, LLC
|
BUY
|
- |
10.5K+ 63.88% |
$177K - $210K
|
26.8K
$604K
|
|
|
May 12, 2023
Q1 2023
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
10.3KNew |
$174K - $207K
|
10.3K
$232K
|
|
|
May 10, 2023
Q1 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
10.3K+ 9.88% |
$174K - $206K
|
115K
$2.58M
|
|
|
May 12, 2023
Q1 2023
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
10.2K+ 5.6% |
$172K - $204K
|
192K
$4.33M
|
|
|
May 11, 2023
Q1 2023
|
Envestnet Asset Management Inc
|
BUY
|
- |
8.02K+ 25.92% |
$135K - $161K
|
38.9K
$877K
|
|
|
May 12, 2023
Q1 2023
|
Peak6 Investments LLC
Chicago, IL |
BUY
|
- |
7.56KNew |
$128K - $152K
|
7.56K
$170K
|
|
|
May 12, 2023
Q1 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
7.3K+ 44.57% |
$123K - $146K
|
23.7K
$533K
|
|
|
Apr 19, 2023
Q1 2023
|
Mraz, Amerine & Associates, Inc.
|
BUY
|
- |
7.17K+ 16.33% |
$121K - $144K
|
51.1K
$1.15M
|
|
|
May 12, 2023
Q1 2023
|
Ubs Group Ag
|
BUY
|
- |
6.86K+ 23.43% |
$116K - $137K
|
36.1K
$814K
|
|
|
May 15, 2023
Q1 2023
|
First Dallas Securities Inc.
|
BUY
|
- |
6K+ 36.36% |
$101K - $120K
|
22.5K
$507K
|
|
|
May 12, 2023
Q1 2023
|
Advisory Research Inc
Chicago, IL |
BUY
|
- |
5.97K+ 16.38% |
$101K - $120K
|
42.4K
$956K
|
|
|
Apr 07, 2023
Q1 2023
|
Sanders Morris Harris LLC
|
BUY
|
- |
5.18K+ 0.72% |
$87.4K - $104K
|
723K
$16.3M
|
|
|
May 10, 2023
Q1 2023
|
Legacy Capital Wealth Partners, LLC
Little Rock, AR |
BUY
|
- |
4.76K+ 7.64% |
$80.5K - $95.4K
|
67.1K
$1.51M
|
|
|
May 15, 2023
Q1 2023
|
Hodges Capital Management Inc.
|
BUY
|
- |
4.75K+ 30.42% |
$80.2K - $95.2K
|
20.4K
$459K
|
|
|
May 09, 2023
Q1 2023
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
4.37KNew |
$73.8K - $87.6K
|
4.37K
$98.5K
|
|
|
May 12, 2023
Q1 2023
|
Group One Trading, L.P.
Chicago, IL |
BUY
|
- |
3.6K+ 1201.0% |
$60.9K - $72.2K
|
3.9K
$87.9K
|
|
|
May 15, 2023
Q1 2023
|
Virtus ETF Advisers LLC
New York, NY |
BUY
|
- |
3.6K+ 16.5% |
$60.8K - $72.1K
|
25.4K
$573K
|
|
|
May 12, 2023
Q1 2023
|
Kestra Advisory Services, LLC
|
BUY
|
- |
2.53K+ 7.28% |
$42.8K - $50.7K
|
37.3K
$841K
|
|
|
May 15, 2023
Q1 2023
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
2.53K+ 3.03% |
$42.6K - $50.6K
|
85.9K
$1.93M
|
|
|
May 11, 2023
Q1 2023
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
2.5K+ 8.16% |
$42.2K - $50K
|
33.1K
$745K
|
|
|
May 17, 2023
Q1 2023
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
2.34K+ 3.8% |
$39.5K - $46.8K
|
63.9K
$1.44M
|
|
|
May 15, 2023
Q1 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
1.3KNew |
$22K - $26K
|
1.3K
$29.3K
|
|
|
May 12, 2023
Q1 2023
|
Mariner, LLC
Overland Park, KS |
BUY
|
- |
940+ 7.95% |
$15.9K - $18.8K
|
12.8K
$287K
|
|
|
Apr 21, 2023
Q1 2023
|
Ahrens Investment Partners LLC
|
BUY
|
- |
800New |
$13.5K - $16K
|
800
$18K
|
|
|
May 11, 2023
Q1 2023
|
Mckinley Capital Management LLC
|
BUY
|
- |
723+ 0.63% |
$12.2K - $14.5K
|
115K
$2.59M
|
|
|
Apr 25, 2023
Q1 2023
|
Caldwell Sutter Capital, Inc.
Sausalito, CA |
BUY
|
- |
700+ 1.65% |
$11.8K - $14K
|
43.2K
$973K
|
|
|
Apr 25, 2023
Q1 2023
|
Ridgewood Investments LLC
|
BUY
|
- |
500New |
$8.45K - $10K
|
500
$11.3K
|
|
|
Oct 12, 2023
Q1 2023
|
Cape Investment Advisory, Inc.
Mcdonough, GA |
BUY
|
- |
400New |
$6.76K - $8.01K
|
400
$9.01K
|
|
|
Apr 27, 2023
Q1 2023
|
Simplex Trading, LLC
|
BUY
|
- |
394+ 7.55% |
$6.65K - $7.89K
|
5.62K
$126K
|
|
|
Apr 25, 2023
Q1 2023
|
Parallel Advisors, LLC
|
BUY
|
- |
346+ 16.59% |
$5.84K - $6.93K
|
2.43K
$54.8K
|
|
|
Apr 28, 2023
Q1 2023
|
Signaturefd, LLC
Atlanta, GA |
BUY
|
- |
296+ 89.7% |
$5K - $5.93K
|
626
$14.1K
|
|
|
May 05, 2023
Q1 2023
|
Good Life Advisors, LLC
|
BUY
|
- |
274+ 2.12% |
$4.63K - $5.49K
|
13.2K
$297K
|
|
|
May 16, 2023
Q1 2023
|
Hollencrest Capital Management
|
BUY
|
- |
151+ 3.0% |
$2.55K - $3.02K
|
5.18K
$117K
|