Purchases and Sales Made in Q2 2021 in Capital Southwest Corp (CSWC)
This table provides information about the institutional ownership of Capital Southwest Corp (CSWC) during Q2 2021. The information is specifically focused on institutions that hold shares of CAPITAL SOUTHWEST CORP.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Aug 16, 2021
Q2 2021
|
David A. Siegel
Two Sigma Advisers, LP | New York, Ny
|
BUY
|
- |
153K+ 361.85% |
$3.42M - $4.26M
|
195K
$5.23M
|
|
Aug 11, 2021
Q2 2021
|
Black Rock Inc.
New York, NY |
BUY
|
- |
128KNew |
$2.86M - $3.56M
|
128K
$3.43M
|
|
Aug 16, 2021
Q2 2021
|
First Trust Advisors LP
Wheaton, IL |
BUY
|
- |
70.2KNew |
$1.57M - $1.96M
|
70.2K
$1.89M
|
|
Aug 16, 2021
Q2 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
60.7KNew |
$1.36M - $1.69M
|
60.7K
$1.63M
|
|
Aug 16, 2021
Q2 2021
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
58.5K+ 271.31% |
$1.31M - $1.63M
|
80K
$2.15M
|
|
Aug 15, 2022
Q2 2021
|
Norges Bank
Oslo, Q8 |
BUY
|
- |
56.9KNew |
$1.28M - $1.59M
|
56.9K
$1.53M
|
|
Sep 13, 2021
Q2 2021
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
50.6KNew |
$1.13M - $1.41M
|
50.6K
$1.36M
|
|
Aug 17, 2021
Q2 2021
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
44.3KNew |
$992K - $1.23M
|
44.3K
$1.19M
|
|
Aug 16, 2021
Q2 2021
|
Two Sigma Investments, LP
New York, NY |
BUY
|
- |
39.9K+ 60.69% |
$895K - $1.11M
|
106K
$2.84M
|
|
Aug 16, 2021
Q2 2021
|
Exodus Point Capital Management, LP
New York, NY |
BUY
|
- |
36.6KNew |
$820K - $1.02M
|
36.6K
$982K
|
|
Aug 16, 2021
Q2 2021
|
Israel Englander
Millennium Management LLC | New York, Ny
|
BUY
|
- |
34.5K+ 42.4% |
$773K - $961K
|
116K
$3.11M
|
|
Sep 17, 2021
Q2 2021
|
Virtu Financial LLC
New York, NY |
BUY
|
- |
26.6KNew |
$595K - $741K
|
26.6K
$713K
|
|
Aug 11, 2021
Q2 2021
|
Mackenzie Financial Corp
Toronto Ontario, A6 |
BUY
|
- |
26K+ 115.81% |
$583K - $725K
|
48.5K
$1.3M
|
|
Jul 21, 2021
Q2 2021
|
All Season Financial Advisors, Inc.
|
BUY
|
- |
24.6KNew |
$551K - $685K
|
24.6K
$660K
|
|
Aug 11, 2021
Q2 2021
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
22.2KNew |
$497K - $618K
|
22.2K
$595K
|
|
Aug 13, 2021
Q2 2021
|
Hennion & Walsh Asset Management, Inc.
|
BUY
|
- |
19.1K+ 16.26% |
$428K - $532K
|
136K
$3.66M
|
|
Aug 16, 2021
Q2 2021
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
17.7KNew |
$396K - $492K
|
17.7K
$474K
|
|
Aug 11, 2021
Q2 2021
|
Mirae Asset Global Investments Co., Ltd.
|
BUY
|
- |
15.4KNew |
$345K - $429K
|
15.4K
$413K
|
|
Aug 13, 2021
Q2 2021
|
Dynamic Technology Lab Private LTD
Singapore, U0 |
BUY
|
- |
13.2KNew |
$295K - $366K
|
13.2K
$353K
|
|
Aug 16, 2021
Q2 2021
|
D. E. Shaw & Co., Inc.
New York, NY |
BUY
|
- |
11.7K+ 68.72% |
$263K - $327K
|
28.8K
$773K
|
|
Aug 05, 2021
Q2 2021
|
Gsa Capital Partners LLP
London, X0 |
BUY
|
- |
11.1KNew |
$250K - $311K
|
11.1K
$299K
|
|
Aug 03, 2021
Q2 2021
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
9.46KNew |
$212K - $264K
|
9.46K
$254K
|
|
Jul 13, 2021
Q2 2021
|
Walter & Keenan Wealth Management LLC
|
BUY
|
- |
9KNew |
$202K - $251K
|
9K
$242K
|
|
Aug 13, 2021
Q2 2021
|
Jump Financial, LLC
Chicago, IL |
BUY
|
- |
8.7KNew |
$195K - $242K
|
8.7K
$234K
|
|
Aug 13, 2021
Q2 2021
|
Arrowstreet Capital, Limited Partnership
Boston, MA |
BUY
|
- |
8.69K+ 8.3% |
$195K - $242K
|
113K
$3.05M
|
|
Aug 12, 2021
Q2 2021
|
Simplex Trading, LLC
|
BUY
|
- |
8.3KNew |
$186K - $231K
|
8.3K
$223K
|
|
Aug 13, 2021
Q2 2021
|
Ubs Group Ag
|
BUY
|
- |
7.62K+ 29.28% |
$171K - $212K
|
33.6K
$903K
|
|
Jul 30, 2021
Q2 2021
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
6.28K+ 4.24% |
$141K - $175K
|
154K
$4.14M
|
|
Jul 30, 2021
Q2 2021
|
Alliancebernstein L.P.
New York, NY |
BUY
|
- |
5.97K+ 39.96% |
$134K - $166K
|
20.9K
$562K
|
|
Aug 13, 2021
Q2 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
5.41K+ 14.87% |
$121K - $151K
|
41.8K
$1.12M
|
|
Aug 12, 2021
Q2 2021
|
Legal & General Group PLC
London, X0 |
BUY
|
- |
5.03K+ 3.91% |
$113K - $140K
|
134K
$3.59M
|
|
Jul 28, 2021
Q2 2021
|
Kestra Advisory Services, LLC
|
BUY
|
- |
4.07K+ 36.29% |
$91.2K - $113K
|
15.3K
$411K
|
|
Aug 10, 2021
Q2 2021
|
Virtus ETF Advisers LLC
New York, NY |
BUY
|
- |
4K+ 17.54% |
$89.7K - $112K
|
26.8K
$720K
|
|
Jul 22, 2021
Q2 2021
|
Tectonic Advisors LLC
Plano, TX |
BUY
|
- |
3.88K+ 9.6% |
$86.8K - $108K
|
44.3K
$1.19M
|
|
Aug 16, 2021
Q2 2021
|
Hrt Financial LP
New York, NY |
BUY
|
- |
2.98K+ 13.03% |
$66.8K - $83.1K
|
25.9K
$694K
|
|
Jul 23, 2021
Q2 2021
|
Mcdonald Partners LLC
|
BUY
|
- |
2.25K+ 7.19% |
$50.4K - $62.7K
|
33.6K
$901K
|
|
Aug 04, 2021
Q2 2021
|
D'Orazio & Associates, Inc.
Falls Church, VA |
BUY
|
- |
1KNew |
$22.4K - $27.9K
|
1K
$26.9K
|
|
Sep 10, 2021
Q2 2021
|
Punch & Associates Investment Management, Inc.
Edina, MN |
BUY
|
- |
951+ 0.19% |
$21.3K - $26.5K
|
507K
$13.6M
|
|
Aug 16, 2021
Q2 2021
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
924+ 23.24% |
$20.7K - $25.8K
|
4.9K
$132K
|
|
Aug 02, 2021
Q2 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
916+ 2.87% |
$20.5K - $25.5K
|
32.8K
$881K
|
|
Aug 11, 2021
Q2 2021
|
Deutsche Bank Ag\
Frankfurt Am Main, 2M |
BUY
|
- |
889+ 766.38% |
$19.9K - $24.8K
|
1.01K
$27K
|
|
Aug 16, 2021
Q2 2021
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
819+ 920.22% |
$18.4K - $22.8K
|
908
$24.4K
|
|
Aug 10, 2021
Q2 2021
|
Group One Trading, L.P.
Chicago, IL |
BUY
|
- |
800New |
$17.9K - $22.3K
|
800
$21.5K
|
|
Jul 08, 2021
Q2 2021
|
Geneos Wealth Management Inc.
|
BUY
|
- |
527+ 19.4% |
$11.8K - $14.7K
|
3.24K
$87.1K
|
|
Aug 05, 2021
Q2 2021
|
Rockbridge Investment Management, Lcc
Syracuse, NY |
BUY
|
- |
438+ 71.57% |
$9.82K - $12.2K
|
1.05K
$28.2K
|
|
Aug 02, 2021
Q2 2021
|
Allworth Financial LP
|
BUY
|
- |
415+ 18.39% |
$9.3K - $11.6K
|
2.67K
$71.7K
|
|
Jul 01, 2021
Q2 2021
|
Confluence Investment Management LLC
|
BUY
|
- |
366+ 0.35% |
$8.2K - $10.2K
|
106K
$2.86M
|
|
Aug 11, 2021
Q2 2021
|
Great West Life Assurance CO
Winnipeg, A2 |
BUY
|
- |
366+ 6.02% |
$8.2K - $10.2K
|
6.45K
$173K
|
|
Aug 04, 2021
Q2 2021
|
Envestnet Asset Management Inc
|
BUY
|
- |
351+ 2.4% |
$7.87K - $9.78K
|
15K
$402K
|
|
Aug 10, 2021
Q2 2021
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
336+ 1.18% |
$7.53K - $9.36K
|
28.9K
$776K
|