Purchases and Sales Made in Q3 2021 in Capital Southwest Corp (CSWC)
This table provides information about the institutional ownership of Capital Southwest Corp (CSWC) during Q3 2021. The information is specifically focused on institutions that hold shares of CAPITAL SOUTHWEST CORP.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Nov 15, 2021
Q3 2021
|
Two Sigma Investments, LP
New York, NY |
BUY
|
- |
84.8K+ 80.25% |
$2.11M - $2.35M
|
191K
$4.76M
|
|
Nov 15, 2021
Q3 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
84.3KNew |
$2.1M - $2.33M
|
84.3K
$2.11M
|
|
Nov 15, 2021
Q3 2021
|
Mckinley Capital Management LLC
|
BUY
|
- |
58KNew |
$1.44M - $1.6M
|
58K
$1.45M
|
|
Nov 15, 2021
Q3 2021
|
Legacy Capital Wealth Partners, LLC
Little Rock, AR |
BUY
|
- |
48.1KNew |
$1.2M - $1.33M
|
48.1K
$1.2M
|
|
Nov 15, 2021
Q3 2021
|
Marshall Wace, LLP
London, X0 |
BUY
|
- |
24.9KNew |
$620K - $690K
|
24.9K
$623K
|
|
Nov 09, 2021
Q3 2021
|
Black Rock Inc.
New York, NY |
BUY
|
- |
21.7K+ 17.03% |
$540K - $602K
|
149K
$3.73M
|
|
Nov 12, 2021
Q3 2021
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
21K+ 13.61% |
$522K - $581K
|
175K
$4.38M
|
|
Nov 08, 2021
Q3 2021
|
Mackenzie Financial Corp
Toronto Ontario, A6 |
BUY
|
- |
16.7K+ 34.42% |
$415K - $462K
|
65.2K
$1.63M
|
|
Oct 19, 2021
Q3 2021
|
Kestra Advisory Services, LLC
|
BUY
|
- |
16.4K+ 107.08% |
$407K - $453K
|
31.7K
$791K
|
|
Nov 15, 2021
Q3 2021
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
15.7K+ 67.77% |
$389K - $434K
|
38.8K
$969K
|
|
Nov 12, 2021
Q3 2021
|
Hennion & Walsh Asset Management, Inc.
|
BUY
|
- |
12.7K+ 9.3% |
$316K - $351K
|
149K
$3.73M
|
|
Nov 02, 2021
Q3 2021
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
11.5K+ 51.7% |
$285K - $317K
|
33.6K
$840K
|
|
Nov 12, 2021
Q3 2021
|
Geode Capital Management, LLC
Boston, MA |
BUY
|
- |
11.3KNew |
$280K - $312K
|
11.3K
$281K
|
|
Nov 10, 2021
Q3 2021
|
State Farm Mutual Automobile Insurance CO
Bloomington, IL |
BUY
|
- |
10KNew |
$249K - $277K
|
10K
$250K
|
|
Nov 15, 2021
Q3 2021
|
David A. Siegel
Two Sigma Advisers, LP | New York, Ny
|
BUY
|
- |
9K+ 4.62% |
$224K - $249K
|
204K
$5.1M
|
|
Nov 15, 2021
Q3 2021
|
Ubs Group Ag
|
BUY
|
- |
8.77K+ 26.09% |
$218K - $243K
|
42.4K
$1.06M
|
|
Nov 17, 2021
Q3 2021
|
Colony Group LLC
Boston, MA |
BUY
|
- |
7.98KNew |
$198K - $221K
|
7.98K
$199K
|
|
Nov 15, 2021
Q3 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
4.68K+ 7.71% |
$116K - $129K
|
65.3K
$1.63M
|
|
Nov 05, 2021
Q3 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
3.92K+ 11.93% |
$97.4K - $108K
|
36.7K
$918K
|
|
Oct 20, 2021
Q3 2021
|
All Season Financial Advisors, Inc.
|
BUY
|
- |
3.38K+ 13.74% |
$84K - $93.5K
|
28K
$698K
|
|
Nov 15, 2021
Q3 2021
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
3.05K+ 6.02% |
$75.8K - $84.4K
|
53.7K
$1.34M
|
|
Nov 12, 2021
Q3 2021
|
Peak6 Investments LLC
Chicago, IL |
BUY
|
- |
2.8KNew |
$69.7K - $77.6K
|
2.8K
$70K
|
|
Oct 21, 2021
Q3 2021
|
Total Clarity Wealth Management, Inc.
|
BUY
|
- |
2.75KNew |
$68.4K - $76.1K
|
2.75K
$68.7K
|
|
Nov 12, 2021
Q3 2021
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
2.46K+ 25.96% |
$61.1K - $68K
|
11.9K
$298K
|
|
Oct 29, 2021
Q3 2021
|
Tci Wealth Advisors, Inc.
|
BUY
|
- |
2KNew |
$49.7K - $55.4K
|
2K
$50K
|
|
Nov 09, 2021
Q3 2021
|
Geneos Wealth Management Inc.
|
BUY
|
- |
1.67K+ 51.57% |
$41.6K - $46.3K
|
4.92K
$123K
|
|
Nov 04, 2021
Q3 2021
|
Deutsche Bank Ag\
Frankfurt Am Main, 2M |
BUY
|
- |
1.61K+ 160.3% |
$40.1K - $44.6K
|
2.62K
$65.4K
|
|
Oct 20, 2021
Q3 2021
|
Csenge Advisory Group
|
BUY
|
- |
1.44K+ 7.75% |
$35.8K - $39.9K
|
20K
$500K
|
|
Nov 15, 2021
Q3 2021
|
Great West Life Assurance CO
Winnipeg, A2 |
BUY
|
- |
831+ 12.88% |
$20.7K - $23K
|
7.28K
$182K
|
|
Oct 04, 2021
Q3 2021
|
Confluence Investment Management LLC
|
BUY
|
- |
488+ 0.46% |
$12.1K - $13.5K
|
107K
$2.67M
|
|
Nov 12, 2021
Q3 2021
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
471New |
$11.7K - $13K
|
471
$11.8K
|
|
Nov 15, 2021
Q3 2021
|
Quadrature Capital LTD
London, X0 |
BUY
|
- |
455+ 1.61% |
$11.3K - $12.6K
|
28.8K
$719K
|
|
Nov 10, 2021
Q3 2021
|
D'Orazio & Associates, Inc.
Falls Church, VA |
BUY
|
- |
308+ 30.8% |
$7.66K - $8.53K
|
1.31K
$32.7K
|
|
Oct 29, 2021
Q3 2021
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
252+ 1.85% |
$6.27K - $6.98K
|
13.9K
$348K
|
|
Nov 15, 2021
Q3 2021
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
220+ 24.23% |
$5.47K - $6.09K
|
1.13K
$28.2K
|
|
Nov 12, 2021
Q3 2021
|
Group One Trading, L.P.
Chicago, IL |
BUY
|
- |
100+ 12.5% |
$2.49K - $2.77K
|
900
$22.5K
|
|
Oct 28, 2021
Q3 2021
|
Signaturefd, LLC
Atlanta, GA |
BUY
|
- |
63+ 47.37% |
$1.57K - $1.74K
|
196
$4.9K
|
|
Nov 12, 2021
Q3 2021
|
Rockbridge Investment Management, Lcc
Syracuse, NY |
BUY
|
- |
22+ 2.1% |
$547 - $609
|
1.07K
$26.8K
|
|
Nov 09, 2021
Q3 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
Nov 09, 2021
Q3 2021
|
Barclays PLC
London, X0 |
SELL
|
- |
-16Closed |
$398 - $443
|
0
$0
|
|
Nov 15, 2021
Q3 2021
|
Enterprise Financial Services Corp
Clayton, MO |
SELL
|
- |
-61Closed |
$1.52K - $1.69K
|
0
$0
|
|
Nov 15, 2021
Q3 2021
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-65- 1.33% |
$1.62K - $1.8K
|
4.84K
$121K
|
|
Nov 12, 2021
Q3 2021
|
Advisory Research Inc
Chicago, IL |
SELL
|
- |
-93- 0.34% |
$2.31K - $2.58K
|
27.3K
$683K
|
|
Nov 15, 2021
Q3 2021
|
First Manhattan CO
New York, NY |
SELL
|
- |
-104- 0.02% |
$2.59K - $2.88K
|
453K
$11.3M
|
|
Oct 14, 2021
Q3 2021
|
Red Door Wealth Management, LLC
|
SELL
|
- |
-182Closed |
$4.53K - $5.04K
|
0
$0
|
|
Nov 16, 2021
Q3 2021
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-222- 0.39% |
$5.52K - $6.15K
|
56.3K
$1.41M
|
|
Oct 28, 2021
Q3 2021
|
Simplex Trading, LLC
|
SELL
|
- |
-500- 6.02% |
$12.4K - $13.8K
|
7.8K
$195K
|
|
Oct 13, 2021
Q3 2021
|
Fny Investment Advisers, LLC
|
SELL
|
- |
-1.5K- 37.5% |
$37.3K - $41.5K
|
2.5K
$62.5K
|
|
Oct 07, 2021
Q3 2021
|
Envestnet Asset Management Inc
|
SELL
|
- |
-1.54K- 10.28% |
$38.3K - $42.6K
|
13.4K
$336K
|
|
Nov 03, 2021
Q3 2021
|
Van Eck Associates Corp
|
SELL
|
- |
-1.64K- 0.49% |
$40.8K - $45.5K
|
335K
$8.36M
|