Purchases and Sales Made in Q3 2023 in Spdr Dow Jones Industrial Average ETF Trust (DIA)
This table provides information about the institutional ownership of Spdr Dow Jones Industrial Average ETF Trust (DIA) during Q3 2023. The information is specifically focused on institutions that hold shares of SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 13, 2023
Q3 2023
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
236K+ 23.83% |
$79.1M - $84.1M
|
1.23M
$533M
|
|
|
Nov 14, 2023
Q3 2023
|
Twin Tree Management, LP
Dallas, TX |
BUY
|
- |
191KNew |
$64.1M - $68.2M
|
191K
$83.1M
|
|
|
Nov 09, 2023
Q3 2023
|
Ubs Group Ag
|
BUY
|
- |
144K+ 18.06% |
$48.4M - $51.5M
|
944K
$410M
|
|
|
Nov 01, 2023
Q3 2023
|
Simplex Trading, LLC
|
BUY
|
- |
104K+ 396.34% |
$34.9M - $37.2M
|
131K
$56.7M
|
|
|
Oct 24, 2023
Q3 2023
|
Horizon Wealth Management, LLC
|
BUY
|
- |
101KNew |
$33.9M - $36M
|
101K
$43.9M
|
|
|
Nov 09, 2023
Q3 2023
|
Citigroup Inc
|
BUY
|
- |
97.2K+ 78.96% |
$32.6M - $34.6M
|
220K
$95.7M
|
|
|
Nov 15, 2023
Q3 2023
|
Gts Securities LLC
New York, NY |
BUY
|
- |
76.7KNew |
$25.7M - $27.3M
|
76.7K
$33.3M
|
|
|
Nov 13, 2023
Q3 2023
|
Hrt Financial LP
New York, NY |
BUY
|
- |
68.9KNew |
$23.1M - $24.5M
|
68.9K
$29.9M
|
|
|
Nov 14, 2023
Q3 2023
|
Apollon Wealth Management, LLC
Mount Pleasant, SC |
BUY
|
- |
68.9K+ 651.14% |
$23.1M - $24.5M
|
79.4K
$34.5M
|
|
|
Nov 14, 2023
Q3 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
67.5KNew |
$22.6M - $24M
|
67.5K
$29.3M
|
|
|
Nov 13, 2023
Q3 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
61.4K+ 19.28% |
$20.6M - $21.9M
|
380K
$165M
|
|
|
Nov 13, 2023
Q3 2023
|
Wealth Enhancement Advisory Services, LLC
|
BUY
|
- |
42.8K+ 5735.12% |
$14.3M - $15.2M
|
43.5K
$18.9M
|
|
|
Nov 14, 2023
Q3 2023
|
Capital Fund Management S.A.
Paris, I0 |
BUY
|
- |
42K+ 112.83% |
$14.1M - $15M
|
79.2K
$34.4M
|
|
|
Nov 03, 2023
Q3 2023
|
Ci Private Wealth, LLC
Miami, FL |
BUY
|
- |
38K+ 163.91% |
$12.7M - $13.5M
|
61.1K
$26.5M
|
|
|
Oct 24, 2023
Q3 2023
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
35.4K+ 30.57% |
$11.8M - $12.6M
|
151K
$65.6M
|
|
|
Nov 06, 2023
Q3 2023
|
Financial Sense Advisors, Inc.
|
BUY
|
- |
33.3KNew |
$11.2M - $11.9M
|
33.3K
$14.5M
|
|
|
Nov 14, 2023
Q3 2023
|
Parallax Volatility Advisers, L.P.
San Francisco, CA |
BUY
|
- |
32.8K+ 117.85% |
$11M - $11.7M
|
60.6K
$26.3M
|
|
|
Nov 13, 2023
Q3 2023
|
Select Asset Management & Trust
Mechanicsburg, PA |
BUY
|
- |
30.1K+ 79.19% |
$10.1M - $10.7M
|
68.1K
$29.6M
|
|
|
Nov 07, 2023
Q3 2023
|
Cutler Group LP
|
BUY
|
- |
28.3K+ 1406.96% |
$9.48M - $10.1M
|
30.3K
$13.2M
|
|
|
Nov 21, 2023
Q3 2023
|
Comerica Bank
|
BUY
|
- |
26.4KNew |
$8.86M - $9.42M
|
26.4K
$11.5M
|
|
|
Nov 07, 2023
Q3 2023
|
Atria Investments LLC
Charlotte, NC |
BUY
|
- |
23.6K+ 23.76% |
$7.9M - $8.4M
|
123K
$53.3M
|
|
|
Nov 16, 2023
Q3 2023
|
Cm Wealth Advisors LLC
Beachwood, OH |
BUY
|
- |
23.2K+ 26.86% |
$7.77M - $8.26M
|
110K
$47.6M
|
|
|
Oct 25, 2023
Q3 2023
|
Seaview Investment Managers LLC
|
BUY
|
- |
18.9KNew |
$6.32M - $6.72M
|
18.9K
$8.19M
|
|
|
Nov 14, 2023
Q3 2023
|
Walleye Capital LLC
Plymouth, MN |
BUY
|
- |
18.4K+ 66.19% |
$6.15M - $6.54M
|
46.1K
$20M
|
|
|
Nov 14, 2023
Q3 2023
|
Balyasny Asset Management LLC
Chicago, IL |
BUY
|
- |
18.2KNew |
$6.09M - $6.48M
|
18.2K
$7.9M
|
|
|
Nov 09, 2023
Q3 2023
|
Sykon Capital LLC
Harrison, NY |
BUY
|
- |
16K+ 110.27% |
$5.37M - $5.71M
|
30.6K
$13.3M
|
|
|
Oct 05, 2023
Q3 2023
|
Foundations Investment Advisors, LLC
|
BUY
|
- |
16K+ 1275.36% |
$5.36M - $5.7M
|
17.2K
$7.49M
|
|
|
Oct 24, 2023
Q3 2023
|
Total Investment Management Inc
Scottsdale, AZ |
BUY
|
- |
16K+ 9.97% |
$5.35M - $5.68M
|
176K
$76.4M
|
|
|
Oct 19, 2023
Q3 2023
|
Focus Wealth Advisors, LLC
|
BUY
|
- |
14.9KNew |
$5M - $5.31M
|
14.9K
$6.48M
|
|
|
Oct 26, 2023
Q3 2023
|
Xr Securities LLC
|
BUY
|
- |
13.4KNew |
$4.48M - $4.76M
|
13.4K
$5.81M
|
|
|
Nov 13, 2023
Q3 2023
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
13.2K+ 33.65% |
$4.41M - $4.69M
|
52.3K
$22.7M
|
|
|
Nov 14, 2023
Q3 2023
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
12.8K+ 1.9% |
$4.29M - $4.56M
|
686K
$298M
|
|
|
Nov 08, 2023
Q3 2023
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
12.4K+ 11.07% |
$4.15M - $4.42M
|
124K
$54M
|
|
|
Nov 14, 2023
Q3 2023
|
Lido Advisors, LLC
Los Angeles, CA |
BUY
|
- |
12K+ 284.23% |
$4M - $4.26M
|
16.2K
$7.02M
|
|
|
Oct 26, 2023
Q3 2023
|
Mirae Asset Global Investments Co., Ltd.
|
BUY
|
- |
11.4KNew |
$3.82M - $4.06M
|
11.4K
$4.95M
|
|
|
Nov 13, 2023
Q3 2023
|
Trexquant Investment LP
Stamford, CT |
BUY
|
- |
10.4KNew |
$3.47M - $3.69M
|
10.4K
$4.5M
|
|
|
Nov 14, 2023
Q3 2023
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
10.2K+ 19.83% |
$3.43M - $3.65M
|
61.9K
$26.9M
|
|
|
Nov 14, 2023
Q3 2023
|
Walleye Trading LLC
Plymouth, MN |
BUY
|
- |
9.52K+ 613.07% |
$3.19M - $3.39M
|
11.1K
$4.81M
|
|
|
Oct 10, 2023
Q3 2023
|
Dynamic Advisor Solutions LLC
|
BUY
|
- |
9.31K+ 250.07% |
$3.12M - $3.32M
|
13K
$5.66M
|
|
|
Nov 07, 2023
Q3 2023
|
Avantax Advisory Services, Inc.
|
BUY
|
- |
8.72K+ 23.99% |
$2.92M - $3.11M
|
45.1K
$19.6M
|
|
|
Nov 13, 2023
Q3 2023
|
Ameritas Advisory Services, LLC
Lincoln, NE |
BUY
|
- |
8.56K+ 34.39% |
$2.87M - $3.05M
|
33.4K
$14.5M
|
|
|
Oct 17, 2023
Q3 2023
|
Royal Fund Management, LLC
|
BUY
|
- |
7.75K+ 33.06% |
$2.6M - $2.76M
|
31.2K
$13.5M
|
|
|
Nov 13, 2023
Q3 2023
|
Envestnet Asset Management Inc
|
BUY
|
- |
7.64K+ 2.5% |
$2.56M - $2.72M
|
313K
$136M
|
|
|
Oct 18, 2023
Q3 2023
|
Capital Advisory Group Advisory Services, LLC
Bloomington, MN |
BUY
|
- |
7.14KNew |
$2.39M - $2.54M
|
7.14K
$3.1M
|
|
|
Nov 06, 2023
Q3 2023
|
Wall Street Access Asset Management, LLC
New York, NY |
BUY
|
- |
6.67K+ 267.23% |
$2.23M - $2.38M
|
9.17K
$3.98M
|
|
|
Apr 25, 2024
Q3 2023
|
Wall Street Access Asset Management, LLC
New York, NY |
BUY
|
- |
6.67K+ 267.23% |
$2.23M - $2.38M
|
9.17K
$3.98M
|
|
|
Nov 13, 2023
Q3 2023
|
Credit Suisse Ag
Zurich, V8 |
BUY
|
- |
6.25K+ 1.38% |
$2.09M - $2.23M
|
458K
$199M
|
|
|
Oct 17, 2023
Q3 2023
|
Berkshire Money Management, Inc.
|
BUY
|
- |
6.09K+ 3.17% |
$2.04M - $2.17M
|
199K
$86.2M
|
|
|
Nov 14, 2023
Q3 2023
|
J. Goldman & CO LP
New York, NY |
BUY
|
- |
5.65K+ 98.67% |
$1.89M - $2.01M
|
11.4K
$4.94M
|
|
|
Nov 15, 2023
Q3 2023
|
Gsa Capital Partners LLP
London, X0 |
BUY
|
- |
5.51K+ 80.45% |
$1.85M - $1.96M
|
12.4K
$5.37M
|