Latest Institutional Transactions on Fidus Investment Corp (FDUS)
This table provides information on the latest institutional transactions involving Fidus Investment Corp (FDUS) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 12, 2024
Q3 2024
|
Hrt Financial LP
New York, NY |
SELL
|
- |
-21.4K- 67.53% |
$402K - $436K
|
10.3K
$211K
|
|
|
Nov 12, 2024
Q3 2024
|
Mgb Wealth Management, LLC
Addison, TX |
SELL
|
- |
-100- 0.11% |
$1.88K - $2.03K
|
88K
$1.8M
|
|
|
Nov 08, 2024
Q3 2024
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
891+ 1.17% |
$16.7K - $18.1K
|
76.9K
$1.58M
|
|
|
Nov 08, 2024
Q3 2024
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-2K- 72.73% |
$37.5K - $40.7K
|
750
$15.4K
|
|
|
Nov 08, 2024
Q3 2024
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-13.2K- 92.96% |
$248K - $269K
|
1K
$20.5K
|
|
|
Nov 08, 2024
Q3 2024
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
17.9K+ 9.42% |
$336K - $365K
|
208K
$4.26M
|
|
|
Nov 08, 2024
Q3 2024
|
First Horizon Advisors, Inc.
|
BUY
|
- |
19+ 2.57% |
$356 - $386
|
758
$15.5K
|
|
|
Nov 07, 2024
Q3 2024
|
Prospera Financial Services Inc
|
SELL
|
- |
-206- 1.02% |
$3.86K - $4.19K
|
20K
$409K
|
|
|
Nov 06, 2024
Q3 2024
|
Envestnet Asset Management Inc
|
BUY
|
- |
24.4K+ 10.82% |
$459K - $497K
|
250K
$5.13M
|
|
|
Nov 06, 2024
Q3 2024
|
Peterson Wealth Services
|
BUY
|
- |
254New |
$4.77K - $5.17K
|
254
$5.2K
|
|
|
Nov 06, 2024
Q3 2024
|
Muzinich & Co., Inc.
New York, NY |
BUY
|
- |
5.3K+ 7.87% |
$99.5K - $108K
|
72.6K
$1.49M
|
|
|
Nov 06, 2024
Q3 2024
|
Meadow Brook Investment Advisors LLC
Livonia, MI |
BUY
|
- |
275+ 9.95% |
$5.16K - $5.59K
|
3.04K
$62.3K
|
|
|
Nov 06, 2024
Q3 2024
|
Oak Harbor Wealth Partners, LLC
|
SELL
|
- |
-175- 0.83% |
$3.28K - $3.56K
|
21K
$430K
|
|
|
Nov 05, 2024
Q3 2024
|
Sumitomo Mitsui Trust Holdings, Inc.
|
BUY
|
- |
5.3K+ 8.07% |
$99.5K - $108K
|
71K
$1.45M
|
|
|
Nov 05, 2024
Q3 2024
|
Bison Wealth, LLC
|
SELL
|
- |
-920- 7.39% |
$17.3K - $18.7K
|
11.5K
$236K
|
|
|
Nov 05, 2024
Q3 2024
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
217+ 1.4% |
$4.07K - $4.41K
|
15.7K
$322K
|
|
|
Nov 04, 2024
Q3 2024
|
Legacy Capital Wealth Partners, LLC
Little Rock, AR |
SELL
|
- |
-3.34K- 4.28% |
$62.7K - $68K
|
74.7K
$1.53M
|
|
|
Oct 30, 2024
Q3 2024
|
Capital Investment Advisory Services, LLC
|
BUY
|
- |
8.09K+ 16.06% |
$152K - $165K
|
58.5K
$1.2M
|
|
|
Oct 29, 2024
Q3 2024
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-2.4K- 18.28% |
$45K - $48.8K
|
10.7K
$220K
|
|
|
Oct 29, 2024
Q3 2024
|
Van Eck Associates Corp
|
BUY
|
- |
83.5K+ 11.51% |
$1.57M - $1.7M
|
809K
$16.6M
|
|
|
Oct 29, 2024
Q3 2024
|
Gps Wealth Strategies Group, LLC
|
SELL
|
- |
-227- 4.46% |
$4.26K - $4.62K
|
4.87K
$99.6K
|
|
|
Oct 28, 2024
Q3 2024
|
Farther Finance Advisors, LLC
San Francisco, CA |
BUY
|
- |
1.43K+ 23.61% |
$26.8K - $29K
|
7.47K
$153K
|
|
|
Oct 28, 2024
Q3 2024
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-346- 1.46% |
$6.49K - $7.04K
|
23.3K
$478K
|
|
|
Oct 28, 2024
Q3 2024
|
Granite Shares Advisors LLC
|
BUY
|
- |
19K+ 19.4% |
$357K - $387K
|
117K
$2.4M
|
|
|
Oct 24, 2024
Q3 2024
|
Davenport & CO LLC
|
SELL
|
- |
-1.5K- 3.97% |
$28.1K - $30.5K
|
36.2K
$742K
|
|
|
Oct 23, 2024
Q3 2024
|
Wealth Enhancement Advisory Services, LLC
|
SELL
|
- |
-599- 4.66% |
$11.2K - $12.2K
|
12.3K
$251K
|
|
|
Oct 22, 2024
Q3 2024
|
Hennion & Walsh Asset Management, Inc.
|
BUY
|
- |
34.9KNew |
$654K - $709K
|
34.9K
$714K
|
|
|
Oct 22, 2024
Q3 2024
|
Grimes & Company, Inc.
|
BUY
|
- |
2.74K+ 17.31% |
$51.4K - $55.8K
|
18.6K
$381K
|
|
|
Oct 21, 2024
Q3 2024
|
Wt Wealth Management
|
SELL
|
- |
-2.28K- 3.81% |
$42.8K - $46.4K
|
57.6K
$1.18M
|
|
|
Oct 18, 2024
Q3 2024
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
241+ 0.84% |
$4.52K - $4.9K
|
29K
$595K
|
|
|
Oct 18, 2024
Q3 2024
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-9.77K- 1.75% |
$183K - $199K
|
547K
$11.2M
|
|
|
Oct 18, 2024
Q3 2024
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-16.4K- 3.95% |
$308K - $334K
|
399K
$8.17M
|
|
|
Oct 17, 2024
Q3 2024
|
Stratos Wealth Partners, Ltd.
|
BUY
|
- |
12.7KNew |
$238K - $258K
|
12.7K
$260K
|
|
|
Oct 16, 2024
Q3 2024
|
Cornerstone Wealth Management, LLC
|
BUY
|
- |
1.84K+ 10.44% |
$34.5K - $37.4K
|
19.4K
$398K
|
|
|
Oct 16, 2024
Q3 2024
|
Optimum Investment Advisors
|
BUY
|
- |
3.43K+ 24.64% |
$64.3K - $69.7K
|
17.3K
$355K
|
|
|
Oct 15, 2024
Q3 2024
|
Capital Advisory Group Advisory Services, LLC
Bloomington, MN |
BUY
|
- |
8.69K+ 16.05% |
$163K - $177K
|
62.8K
$1.29M
|
|
|
Oct 15, 2024
Q3 2024
|
Nbc Securities, Inc.
Birmingham, AL |
BUY
|
- |
16+ 2.91% |
$300 - $325
|
565
$11.6K
|
|
|
Oct 15, 2024
Q3 2024
|
Advisor Net Financial, Inc
|
BUY
|
- |
1+ 3.85% |
$18.8 - $20.3
|
27
$553
|
|
|
Oct 15, 2024
Q3 2024
|
Pfg Advisors
|
BUY
|
- |
2.77K+ 1.55% |
$51.9K - $56.3K
|
181K
$3.71M
|
|
|
Oct 11, 2024
Q3 2024
|
Novare Capital Management LLC
|
BUY
|
- |
325+ 0.17% |
$6.1K - $6.61K
|
189K
$3.88M
|
|
|
Oct 10, 2024
Q3 2024
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Oct 10, 2024
Q3 2024
|
Sound Income Strategies, LLC
|
SELL
|
- |
-2.68K- 34.74% |
$50.3K - $54.5K
|
5.03K
$103K
|
|
|
Oct 08, 2024
Q3 2024
|
Cwm, LLC
|
BUY
|
- |
1+ 100.0% |
$18.8 - $20.3
|
2
$41
|
|
|
Oct 08, 2024
Q3 2024
|
Hexagon Capital Partners LLC
|
BUY
|
- |
37+ 0.12% |
$694 - $753
|
31.8K
$651K
|
|
|
Oct 07, 2024
Q3 2024
|
Davis Investment Partners, LLC
Charlotte, NC |
SELL
|
- |
-500- 0.55% |
$9.38K - $10.2K
|
90.3K
$1.85M
|
|
| Q2 2024 | |||||||
|
Aug 15, 2024
Q2 2024
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
5.66K+ 31.71% |
$109K - $116K
|
23.5K
$481K
|
|
|
Aug 14, 2024
Q2 2024
|
Atom Investors LP
Austin, TX |
BUY
|
- |
21.8K+ 168.79% |
$419K - $446K
|
34.7K
$710K
|
|
|
Aug 14, 2024
Q2 2024
|
Barclays PLC
London, X0 |
SELL
|
- |
-17.3K- 28.61% |
$333K - $354K
|
43.1K
$883K
|
|
|
Aug 14, 2024
Q2 2024
|
Fj Capital Management LLC
Mclean, VA |
SELL
|
- |
-21.7K- 20.9% |
$419K - $445K
|
82.3K
$1.68M
|
|
|
Aug 14, 2024
Q2 2024
|
Group One Trading, L.P.
Chicago, IL |
SELL
|
- |
-253- 19.46% |
$4.87K - $5.18K
|
1.05K
$21.4K
|
|