Latest Institutional Transactions on Fidus Investment Corp (FDUS)
This table provides information on the latest institutional transactions involving Fidus Investment Corp (FDUS) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 12, 2025
Q3 2025
|
Private Advisor Group, LLC
|
BUY
|
- |
351+ 2.38% |
$7.08K - $7.72K
|
15.1K
$298K
|
|
|
Nov 12, 2025
Q3 2025
|
Pfg Advisors
|
SELL
|
- |
-9.18K- 4.87% |
$185K - $202K
|
179K
$3.54M
|
|
|
Nov 12, 2025
Q3 2025
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
2.57K+ 18.36% |
$51.9K - $56.5K
|
16.6K
$327K
|
|
|
Nov 10, 2025
Q3 2025
|
Greenland Capital Management LP
New York, NY |
BUY
|
- |
1.81K+ 3.4% |
$36.5K - $39.8K
|
55K
$1.09M
|
|
|
Nov 10, 2025
Q3 2025
|
Clearstead Advisors, LLC
Cleveland, OH |
SELL
|
- |
-4.23K- 20.47% |
$85.3K - $93K
|
16.4K
$325K
|
|
|
Nov 07, 2025
Q3 2025
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-4.4K- 33.37% |
$88.9K - $96.8K
|
8.79K
$174K
|
|
|
Nov 06, 2025
Q3 2025
|
Prospera Financial Services Inc
|
SELL
|
- |
-205- 1.02% |
$4.14K - $4.51K
|
20K
$394K
|
|
|
Nov 06, 2025
Q3 2025
|
Rockland Trust CO
|
BUY
|
- |
55.9KNew |
$1.13M - $1.23M
|
55.9K
$1.1M
|
|
|
Nov 06, 2025
Q3 2025
|
Caprock Group, Inc.
|
BUY
|
- |
32.7KNew |
$659K - $718K
|
32.7K
$645K
|
|
|
Nov 06, 2025
Q3 2025
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-3.32K- 2.15% |
$66.9K - $72.9K
|
151K
$2.99M
|
|
|
Nov 06, 2025
Q3 2025
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
2.16K+ 2.38% |
$43.6K - $47.6K
|
93K
$1.84M
|
|
|
Nov 05, 2025
Q3 2025
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
536+ 2.64% |
$10.8K - $11.8K
|
20.9K
$412K
|
|
|
Nov 05, 2025
Q3 2025
|
Capital Investment Advisory Services, LLC
|
BUY
|
- |
7.56K+ 8.94% |
$153K - $166K
|
92.1K
$1.82M
|
|
|
Nov 05, 2025
Q3 2025
|
South State Corp
|
BUY
|
- |
500New |
$10.1K - $11K
|
500
$9.88K
|
|
|
Nov 04, 2025
Q3 2025
|
Peterson Wealth Services
|
BUY
|
- |
221+ 181.15% |
$4.46K - $4.86K
|
343
$6.77K
|
|
|
Nov 04, 2025
Q3 2025
|
Atlantic Union Bankshares Corp
|
BUY
|
- |
1.5KNew |
$30.3K - $33K
|
1.5K
$29.6K
|
|
|
Nov 04, 2025
Q3 2025
|
Envestnet Asset Management Inc
|
BUY
|
- |
80.5K+ 22.4% |
$1.62M - $1.77M
|
440K
$8.69M
|
|
|
Nov 03, 2025
Q3 2025
|
Cornerstone Wealth Management, LLC
|
BUY
|
- |
619+ 2.28% |
$12.5K - $13.6K
|
27.8K
$549K
|
|
|
Nov 03, 2025
Q3 2025
|
Gps Wealth Strategies Group, LLC
|
SELL
|
- |
-361- 13.18% |
$7.28K - $7.94K
|
2.38K
$47K
|
|
|
Nov 03, 2025
Q3 2025
|
Private Wealth Asset Management, LLC
Cedar Rapids, IA |
BUY
|
- |
10New |
$202 - $220
|
10
$198
|
|
|
Nov 03, 2025
Q3 2025
|
Novare Capital Management LLC
|
BUY
|
- |
9.56K+ 5.03% |
$193K - $210K
|
200K
$3.95M
|
|
|
Nov 03, 2025
Q3 2025
|
Truist Financial Corp
|
SELL
|
- |
-831- 1.82% |
$16.8K - $18.3K
|
44.9K
$886K
|
|
|
Oct 31, 2025
Q3 2025
|
Y Intercept (Hong Kong) LTD
|
SELL
|
- |
-4.12K- 6.6% |
$83K - $90.5K
|
58.2K
$1.15M
|
|
|
Oct 30, 2025
Q3 2025
|
Flagship Wealth Advisors, LLC
Wakefield, MA |
BUY
|
- |
84New |
$1.7K - $1.85K
|
84
$1.66K
|
|
|
Oct 29, 2025
Q3 2025
|
Capital Advisory Group Advisory Services, LLC
Bloomington, MN |
BUY
|
- |
7.41K+ 9.55% |
$150K - $163K
|
85K
$1.68M
|
|
|
Oct 29, 2025
Q3 2025
|
Wealth Enhancement Advisory Services, LLC
|
SELL
|
- |
-489- 2.39% |
$9.87K - $10.8K
|
20K
$394K
|
|
|
Oct 27, 2025
Q3 2025
|
Morey & Quinn Wealth Partners, LLC
Omaha, NE |
SELL
|
- |
-1.5K- 10.15% |
$30.3K - $33K
|
13.3K
$262K
|
|
|
Oct 27, 2025
Q3 2025
|
Plan Group Financial, LLC
Oklahoma City, OK |
BUY
|
- |
19K+ 38.08% |
$382K - $417K
|
68.7K
$1.36M
|
|
|
Oct 27, 2025
Q3 2025
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-5- 0.05% |
$101 - $110
|
10.5K
$207K
|
|
|
Oct 27, 2025
Q3 2025
|
Sumitomo Mitsui Trust Holdings, Inc.
|
BUY
|
- |
56.8K+ 37.24% |
$1.15M - $1.25M
|
209K
$4.13M
|
|
|
Oct 23, 2025
Q3 2025
|
Ethos Financial Group, LLC
King Of Prussia, PA |
BUY
|
- |
5.5K+ 4.0% |
$111K - $121K
|
143K
$2.82M
|
|
|
Oct 23, 2025
Q3 2025
|
State Of Alaska, Department Of Revenue
|
BUY
|
- |
1.43KNew |
$28.9K - $31.5K
|
1.43K
$28.3K
|
|
|
Oct 22, 2025
Q3 2025
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
4.82K+ 13.73% |
$97.3K - $106K
|
39.9K
$789K
|
|
|
Oct 22, 2025
Q3 2025
|
D.A. Davidson & Co.
|
BUY
|
- |
39.9K+ 34.42% |
$805K - $877K
|
156K
$3.08M
|
|
|
Oct 22, 2025
Q3 2025
|
Hennion & Walsh Asset Management, Inc.
|
SELL
|
- |
-2.04K- 4.63% |
$41.1K - $44.8K
|
42K
$829K
|
|
|
Oct 21, 2025
Q3 2025
|
Wt Wealth Management
|
SELL
|
- |
-742- 1.43% |
$15K - $16.3K
|
51.1K
$1.01M
|
|
|
Oct 21, 2025
Q3 2025
|
Global Retirement Partners, LLC
|
BUY
|
- |
20.5K+ 2607.74% |
$415K - $452K
|
21.3K
$421K
|
|
|
Oct 21, 2025
Q3 2025
|
Granite Shares Advisors LLC
|
BUY
|
- |
12.8K+ 9.66% |
$258K - $281K
|
145K
$2.87M
|
|
|
Oct 21, 2025
Q3 2025
|
Golden State Equity Partners
South Coast Metro, CA |
BUY
|
- |
565+ 3.59% |
$11.4K - $12.4K
|
16.3K
$322K
|
|
|
Oct 20, 2025
Q3 2025
|
Optimum Investment Advisors
|
BUY
|
- |
235+ 1.15% |
$4.74K - $5.17K
|
20.6K
$407K
|
|
|
Oct 20, 2025
Q3 2025
|
Muzinich & Co., Inc.
New York, NY |
BUY
|
- |
57.2K+ 30.08% |
$1.15M - $1.26M
|
247K
$4.89M
|
|
|
Oct 16, 2025
Q3 2025
|
Columbus Macro, LLC
|
BUY
|
- |
78.9K+ 24.47% |
$1.59M - $1.74M
|
401K
$7.93M
|
|
|
Oct 16, 2025
Q3 2025
|
Apollon Wealth Management, LLC
Mount Pleasant, SC |
BUY
|
- |
17.9KNew |
$360K - $393K
|
17.9K
$353K
|
|
|
Oct 15, 2025
Q3 2025
|
Cwm, LLC
|
BUY
|
- |
3.37K+ 450.47% |
$68.1K - $74.2K
|
4.12K
$81.4K
|
|
|
Oct 15, 2025
Q3 2025
|
Davenport & CO LLC
|
SELL
|
- |
-350- 0.97% |
$7.06K - $7.7K
|
35.9K
$709K
|
|
|
Oct 14, 2025
Q3 2025
|
Monument Capital Management
|
BUY
|
- |
19KNew |
$384K - $419K
|
19K
$376K
|
|
|
Oct 14, 2025
Q3 2025
|
Riverbridge Partners LLC
|
BUY
|
- |
19.5K+ 50.04% |
$394K - $429K
|
58.5K
$1.15M
|
|
|
Oct 10, 2025
Q3 2025
|
Sound Income Strategies, LLC
|
SELL
|
- |
-115- 6.06% |
$2.32K - $2.53K
|
1.78K
$35.2K
|
|
|
Oct 09, 2025
Q3 2025
|
Secure Asset Management, LLC
|
BUY
|
- |
11.4KNew |
$229K - $250K
|
11.4K
$224K
|
|
|
Oct 09, 2025
Q3 2025
|
Advisor Net Financial, Inc
|
SELL
|
- |
-499- 28.88% |
$10.1K - $11K
|
1.23K
$24.3K
|
|