Latest Institutional Transactions on Fidus Investment Corp (FDUS)
This table provides information on the latest institutional transactions involving Fidus Investment Corp (FDUS) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 13, 2025
Q1 2025
|
Clearstead Advisors, LLC
Cleveland, OH |
BUY
|
- |
84+ 0.41% |
$1.71K - $1.96K
|
20.6K
$452K
|
|
|
May 13, 2025
Q1 2025
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
9.65K+ 52.73% |
$197K - $226K
|
28K
$615K
|
|
|
May 13, 2025
Q1 2025
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
409+ 1.78% |
$8.34K - $9.56K
|
23.4K
$515K
|
|
|
May 13, 2025
Q1 2025
|
Quantbot Technologies LP
New York, NY |
BUY
|
- |
9.8KNew |
$200K - $229K
|
9.8K
$215K
|
|
|
May 13, 2025
Q1 2025
|
Raymond James Financial Inc
St. Petersburg, FL |
SELL
|
- |
-39K- 3.99% |
$795K - $911K
|
938K
$20.6M
|
|
|
May 13, 2025
Q1 2025
|
Ubs Group Ag
|
BUY
|
- |
81.2K+ 69.66% |
$1.66M - $1.9M
|
198K
$4.35M
|
|
|
May 13, 2025
Q1 2025
|
Ethos Financial Group, LLC
King Of Prussia, PA |
BUY
|
- |
134KNew |
$2.74M - $3.14M
|
134K
$2.96M
|
|
|
May 13, 2025
Q1 2025
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-400- 2.18% |
$8.16K - $9.35K
|
17.9K
$394K
|
|
|
May 13, 2025
Q1 2025
|
Franklin Resources Inc
San Mateo, CA |
BUY
|
- |
44.4K+ 36.02% |
$906K - $1.04M
|
168K
$3.69M
|
|
|
May 12, 2025
Q1 2025
|
Greenland Capital Management LP
New York, NY |
BUY
|
- |
21.2K+ 56.53% |
$432K - $495K
|
58.7K
$1.29M
|
|
|
May 12, 2025
Q1 2025
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
12.2K+ 1219.7% |
$249K - $285K
|
13.2K
$290K
|
|
|
May 12, 2025
Q1 2025
|
Virtu Financial LLC
New York, NY |
BUY
|
- |
51.3KNew |
$1.05M - $1.2M
|
51.3K
$1.13M
|
|
|
May 12, 2025
Q1 2025
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-103K- 19.13% |
$2.11M - $2.42M
|
437K
$9.61M
|
|
|
May 12, 2025
Q1 2025
|
Citigroup Inc
|
BUY
|
- |
165+ 8.52% |
$3.36K - $3.86K
|
2.1K
$46.2K
|
|
|
May 12, 2025
Q1 2025
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
2.68K+ 3.05% |
$54.7K - $62.7K
|
90.7K
$1.99M
|
|
|
May 09, 2025
Q1 2025
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-25.3K- 97.13% |
$517K - $592K
|
750
$16.5K
|
|
|
May 09, 2025
Q1 2025
|
Plan Group Financial, LLC
Oklahoma City, OK |
BUY
|
- |
20K+ 125.76% |
$407K - $467K
|
35.8K
$788K
|
|
|
May 09, 2025
Q1 2025
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
34+ 0.12% |
$693 - $795
|
29.1K
$640K
|
|
|
May 07, 2025
Q1 2025
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
6.47K+ 8.14% |
$132K - $151K
|
86K
$1.89M
|
|
|
May 07, 2025
Q1 2025
|
Mackenzie Financial Corp
Toronto Ontario, A6 |
BUY
|
- |
19.7KNew |
$402K - $461K
|
19.7K
$433K
|
|
|
May 07, 2025
Q1 2025
|
N.E.W. Advisory Services LLC
|
BUY
|
- |
62New |
$1.26K - $1.45K
|
62
$1.36K
|
|
|
May 06, 2025
Q1 2025
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
32.1K+ 10.57% |
$654K - $750K
|
335K
$7.38M
|
|
|
May 05, 2025
Q1 2025
|
Private Advisor Group, LLC
|
BUY
|
- |
1.73K+ 17.89% |
$35.3K - $40.5K
|
11.4K
$251K
|
|
|
May 05, 2025
Q1 2025
|
Peterson Wealth Services
|
SELL
|
- |
-206- 63.0% |
$4.2K - $4.81K
|
121
$2.66K
|
|
|
May 05, 2025
Q1 2025
|
Muzinich & Co., Inc.
New York, NY |
BUY
|
- |
9.17K+ 11.05% |
$187K - $214K
|
92.1K
$2.03M
|
|
|
May 05, 2025
Q1 2025
|
Wt Wealth Management
|
SELL
|
- |
-2.06K- 3.72% |
$42.1K - $48.2K
|
53.4K
$1.17M
|
|
|
May 05, 2025
Q1 2025
|
Y Intercept (Hong Kong) LTD
|
SELL
|
- |
-1.37K- 11.16% |
$27.9K - $31.9K
|
10.9K
$239K
|
|
|
May 05, 2025
Q1 2025
|
Pfg Advisors
|
SELL
|
- |
-1.39K- 0.76% |
$28.4K - $32.5K
|
182K
$3.99M
|
|
|
May 02, 2025
Q1 2025
|
Legacy Capital Wealth Partners, LLC
Little Rock, AR |
SELL
|
- |
-3.04K- 4.29% |
$61.9K - $71K
|
67.9K
$1.49M
|
|
|
May 01, 2025
Q1 2025
|
Mqs Management LLC
|
BUY
|
- |
45.9KNew |
$936K - $1.07M
|
45.9K
$1.01M
|
|
|
May 01, 2025
Q1 2025
|
Cwm, LLC
|
BUY
|
- |
44New |
$897 - $1.03K
|
44
$968
|
|
|
Apr 30, 2025
Q1 2025
|
Stratos Wealth Partners, Ltd.
|
BUY
|
- |
3.63K+ 28.84% |
$73.9K - $84.7K
|
16.2K
$356K
|
|
|
Apr 30, 2025
Q1 2025
|
Meadow Brook Investment Advisors LLC
Livonia, MI |
SELL
|
- |
-1.07K- 41.52% |
$21.7K - $24.9K
|
1.5K
$33K
|
|
|
Apr 30, 2025
Q1 2025
|
Optimum Investment Advisors
|
SELL
|
- |
-100- 0.53% |
$2.04K - $2.34K
|
18.7K
$410K
|
|
|
Apr 29, 2025
Q1 2025
|
Capital Investment Advisory Services, LLC
|
BUY
|
- |
8.53K+ 13.0% |
$174K - $199K
|
74.2K
$1.63M
|
|
|
Apr 29, 2025
Q1 2025
|
Novare Capital Management LLC
|
SELL
|
- |
-175- 0.09% |
$3.57K - $4.09K
|
189K
$4.16M
|
|
|
Apr 29, 2025
Q1 2025
|
Hexagon Capital Partners LLC
|
SELL
|
- |
-28.4K- 88.72% |
$580K - $665K
|
3.62K
$79.5K
|
|
|
Apr 29, 2025
Q1 2025
|
Envestnet Asset Management Inc
|
BUY
|
- |
23.5K+ 7.81% |
$479K - $549K
|
324K
$7.13M
|
|
|
Apr 28, 2025
Q1 2025
|
D.A. Davidson & Co.
|
BUY
|
- |
13.3K+ 42.52% |
$272K - $312K
|
44.7K
$984K
|
|
|
Apr 28, 2025
Q1 2025
|
First Horizon Advisors, Inc.
|
SELL
|
- |
-47- 4.31% |
$958 - $1.1K
|
1.04K
$22.9K
|
|
|
Apr 25, 2025
Q1 2025
|
Sumitomo Mitsui Trust Holdings, Inc.
|
BUY
|
- |
9.17K+ 11.27% |
$187K - $214K
|
90.5K
$1.99M
|
|
|
Apr 23, 2025
Q1 2025
|
Sage Investment Counsel LLC
Franklin, TN |
BUY
|
- |
17+ 0.14% |
$347 - $397
|
12.1K
$265K
|
|
|
Apr 22, 2025
Q1 2025
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-107- 0.44% |
$2.18K - $2.5K
|
24.3K
$534K
|
|
|
Apr 22, 2025
Q1 2025
|
True Mark Investments, LLC
Chicago, IL |
SELL
|
- |
-66.3K- 85.27% |
$1.35M - $1.55M
|
11.5K
$252K
|
|
|
Apr 22, 2025
Q1 2025
|
Oppenheimer & CO Inc
New York, NY |
SELL
|
- |
-244- 1.27% |
$4.98K - $5.7K
|
19K
$418K
|
|
|
Apr 21, 2025
Q1 2025
|
Org Partners LLC
Roanoke, IN |
BUY
|
- |
1.42KNew |
$28.9K - $33.1K
|
1.42K
$31.1K
|
|
|
Apr 18, 2025
Q1 2025
|
Cornerstone Wealth Management, LLC
|
BUY
|
- |
3.78K+ 17.65% |
$77.1K - $88.4K
|
25.2K
$554K
|
|
|
Apr 17, 2025
Q1 2025
|
Columbus Macro, LLC
|
BUY
|
- |
20.7K+ 7.77% |
$423K - $484K
|
288K
$6.32M
|
|
|
Apr 17, 2025
Q1 2025
|
Janney Montgomery Scott LLC
|
BUY
|
- |
334+ 3.3% |
$6.81K - $7.81K
|
10.5K
$230K
|
|
|
Apr 15, 2025
Q1 2025
|
Gps Wealth Strategies Group, LLC
|
SELL
|
- |
-520- 10.69% |
$10.6K - $12.2K
|
4.35K
$95.5K
|