Latest Institutional Transactions on Fidus Investment Corp (FDUS)
This table provides information on the latest institutional transactions involving Fidus Investment Corp (FDUS) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 14, 2019
Q2 2019
|
Nordea Investment Management Ab
Stockholm, V7 |
SELL
|
- |
-1.29KClosed |
$19.7K - $21.2K
|
0
$0
|
|
|
Aug 14, 2019
Q2 2019
|
Prelude Capital Management, LLC
New York, NY |
SELL
|
- |
-567Closed |
$8.69K - $9.34K
|
0
$0
|
|
|
Aug 14, 2019
Q2 2019
|
Cubist Systematic Strategies, LLC
Stamford, CT |
SELL
|
- |
-12.3KClosed |
$188K - $202K
|
0
$0
|
|
|
Aug 13, 2019
Q2 2019
|
Jeremy Grantham
Grantham, Mayo, Van Otterloo & Co. LLC | Boston, Ma
|
SELL
|
- |
-10.6KClosed |
$162K - $175K
|
0
$0
|
|
|
Aug 13, 2019
Q2 2019
|
Sumitomo Mitsui Ds Asset Management Company, LTD
|
SELL
|
- |
-85.4KClosed |
$1.31M - $1.41M
|
0
$0
|
|
|
Aug 12, 2019
Q2 2019
|
Step Stone Group LP
La Jolla, CA |
SELL
|
- |
-212KClosed |
$3.25M - $3.49M
|
0
$0
|
|
|
Aug 06, 2019
Q2 2019
|
Sterling Investment Advisors, Ltd.
|
SELL
|
- |
-1KClosed |
$15.3K - $16.5K
|
0
$0
|
|
|
Aug 06, 2019
Q2 2019
|
Crescent Grove Advisors, LLC
|
SELL
|
- |
-11.3KClosed |
$173K - $186K
|
0
$0
|
|
| Q1 2019 | |||||||
|
May 15, 2019
Q1 2019
|
Brown Advisory Inc
|
SELL
|
- |
-28.7KClosed |
$342K - $450K
|
0
$0
|
|
|
May 07, 2019
Q1 2019
|
Meridian Wealth Advisors, LLC
|
SELL
|
- |
-4KClosed |
$47.6K - $62.7K
|
0
$0
|
|
| Q4 2018 | |||||||
|
Feb 15, 2019
Q4 2018
|
Macquarie Group LTD
Australia, C3 |
SELL
|
- |
-1.09KClosed |
$12.6K - $15.9K
|
0
$0
|
|
|
Feb 14, 2019
Q4 2018
|
Wolverine Trading, LLC
Chicago, IL |
SELL
|
PUT |
-12.4KClosed |
$144K - $182K
|
0
$0
|
|
|
Feb 14, 2019
Q4 2018
|
Parallax Volatility Advisers, L.P.
San Francisco, CA |
SELL
|
- |
-114Closed |
$1.32K - $1.67K
|
0
$0
|
|
|
Jan 22, 2019
Q4 2018
|
Financial Management Professionals, Inc.
|
SELL
|
- |
-1KClosed |
$11.6K - $14.7K
|
0
$0
|
|
| Q3 2018 | |||||||
|
Nov 14, 2018
Q3 2018
|
Manufacturers Life Insurance Company, The
Toronto, A6 |
SELL
|
- |
-922Closed |
$13.2K - $14.2K
|
0
$0
|
|
|
Nov 14, 2018
Q3 2018
|
Apriem Advisors
Irvine, CA |
SELL
|
- |
-1KClosed |
$14.3K - $15.4K
|
0
$0
|
|
|
Nov 13, 2018
Q3 2018
|
Front Row Advisors LLC
Tiburon, CA |
SELL
|
- |
-300Closed |
$4.29K - $4.63K
|
0
$0
|
|
| Q2 2018 | |||||||
|
Aug 14, 2018
Q2 2018
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-100KClosed |
$1.28M - $1.46M
|
0
$0
|
|
|
Aug 02, 2018
Q2 2018
|
Buckhead Capital Management LLC
|
SELL
|
- |
-111KClosed |
$1.43M - $1.62M
|
0
$0
|
|
|
Jul 30, 2018
Q2 2018
|
First Capital Advisors Group, Llc.
Little Silver, NJ |
SELL
|
- |
-1.18KClosed |
$15.2K - $17.2K
|
0
$0
|
|
| Q1 2018 | |||||||
|
May 15, 2018
Q1 2018
|
Ativo Capital Management LLC
Chicago, IL |
SELL
|
- |
-70KClosed |
$894K - $1.09M
|
0
$0
|
|
|
May 15, 2018
Q1 2018
|
Public Employees Retirement System Of Ohio
Columbus, OH |
SELL
|
- |
-107KClosed |
$1.37M - $1.66M
|
0
$0
|
|
|
May 04, 2018
Q1 2018
|
Opus Capital Group, LLC
|
SELL
|
- |
-161KClosed |
$2.05M - $2.5M
|
0
$0
|
|
|
Apr 27, 2018
Q1 2018
|
Telemus Capital, LLC
|
SELL
|
- |
-175Closed |
$2.23K - $2.72K
|
0
$0
|
|
|
Apr 24, 2018
Q1 2018
|
Baystate Wealth Management LLC
|
SELL
|
- |
-1.5KClosed |
$19.2K - $23.3K
|
0
$0
|
|
| Q4 2017 | |||||||
|
Feb 13, 2018
Q4 2017
|
Yorktown Management & Research CO Inc
|
SELL
|
- |
-275KClosed |
$4.17M - $4.63M
|
0
$0
|
|
|
Feb 09, 2018
Q4 2017
|
Alpha Cubed Investments, LLC
|
SELL
|
- |
-14.6KClosed |
$222K - $246K
|
0
$0
|
|
|
Feb 09, 2018
Q4 2017
|
Virtu Financial LLC
New York, NY |
SELL
|
- |
-15.9KClosed |
$242K - $268K
|
0
$0
|
|
|
Feb 07, 2018
Q4 2017
|
Penserra Capital Management LLC
Orinda, CA |
SELL
|
- |
-312Closed |
$4.74K - $5.25K
|
0
$0
|
|
|
Feb 01, 2018
Q4 2017
|
Cibc World Market Inc.
Toronto, A6 |
SELL
|
- |
-10.2KClosed |
$156K - $172K
|
0
$0
|
|
|
Jan 24, 2018
Q4 2017
|
Howe & Rusling Inc
Rochester, NY |
SELL
|
- |
-150Closed |
$2.28K - $2.52K
|
0
$0
|
|
| Q3 2017 | |||||||
|
Nov 17, 2017
Q3 2017
|
Clearstead Trust, LLC
Portland, ME |
SELL
|
- |
-3.03KClosed |
$47.8K - $51K
|
0
$0
|
|
|
Nov 16, 2017
Q3 2017
|
Moors & Cabot, Inc.
Boston, MA |
SELL
|
- |
-20.8KClosed |
$329K - $351K
|
0
$0
|
|
|
Nov 14, 2017
Q3 2017
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-11.1KClosed |
$175K - $187K
|
0
$0
|
|