Latest Institutional Transactions on Fidus Investment Corp (FDUS)
This table provides information on the latest institutional transactions involving Fidus Investment Corp (FDUS) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 16, 2020
Q3 2020
|
Enterprise Bank & Trust CO
|
SELL
|
- |
-142K- 71.81% |
$1.21M - $1.53M
|
55.9K
$1.23M
|
|
|
Oct 08, 2020
Q3 2020
|
Larson Financial Group LLC
|
SELL
|
- |
-337Closed |
$2.86K - $3.61K
|
0
$0
|
|
| Q2 2020 | |||||||
|
Aug 30, 2024
Q2 2020
|
Federation Des Caisses Desjardins Du Quebec
Levis, A8 |
SELL
|
- |
-8.8KClosed |
$47.2K - $97K
|
0
$0
|
|
|
Aug 14, 2020
Q2 2020
|
Exodus Point Capital Management, LP
New York, NY |
SELL
|
- |
-12KClosed |
$64.3K - $132K
|
0
$0
|
|
|
Aug 14, 2020
Q2 2020
|
Atom Investors LP
Austin, TX |
SELL
|
PUT |
-300Closed |
$1.61K - $3.31K
|
0
$0
|
|
|
Aug 11, 2020
Q2 2020
|
Golden State Wealth Management, LLC
Santa Ana, CA |
BUY
|
- |
24.1KNew |
$129K - $265K
|
24.1K
$530K
|
|
|
Aug 10, 2020
Q2 2020
|
Synovus Financial Corp
Columbus, GA |
SELL
|
- |
-3.14KClosed |
$16.8K - $34.6K
|
0
$0
|
|
|
Aug 07, 2020
Q2 2020
|
Victory Capital Management Inc
|
SELL
|
- |
-4.03KClosed |
$21.6K - $44.4K
|
0
$0
|
|
|
Aug 06, 2020
Q2 2020
|
Laurel Wealth Advisors LLC
Charlotte, NC |
SELL
|
- |
-2.73K- 86.86% |
$14.6K - $30.1K
|
413
$9.08K
|
|
|
Aug 05, 2020
Q2 2020
|
Quad Cities Investment Group, LLC
Davenport, IA |
SELL
|
- |
-10.8KClosed |
$57.9K - $119K
|
0
$0
|
|
|
Jul 29, 2020
Q2 2020
|
Wealthcare Advisory Partners LLC
West Chester, PA |
SELL
|
- |
-630Closed |
$3.38K - $6.94K
|
0
$0
|
|
|
Jul 27, 2020
Q2 2020
|
Mckinley Capital Management LLC
|
SELL
|
- |
-53.1KClosed |
$285K - $585K
|
0
$0
|
|
|
Jul 17, 2020
Q2 2020
|
Prime Capital Investment Advisors, LLC
Overland Park, KS |
SELL
|
- |
-2.7KClosed |
$14.5K - $29.8K
|
0
$0
|
|
|
Jul 07, 2020
Q2 2020
|
True Private Wealth Advisors
|
SELL
|
- |
-1.5KClosed |
$8.04K - $16.5K
|
0
$0
|
|
| Q1 2020 | |||||||
|
Jan 08, 2024
Q1 2020
|
Snowden Capital Advisors LLC
New York, NY |
SELL
|
- |
-695KClosed |
$3.28M - $10.8M
|
0
$0
|
|
|
Mar 24, 2023
Q1 2020
|
American Portfolios Advisors
Holbrook, NY |
SELL
|
- |
-14.3K- 94.39% |
$67.4K - $222K
|
850
$18.7K
|
|
|
May 14, 2020
Q1 2020
|
Summit Global Investments
Bountiful, UT |
SELL
|
- |
-56.3KClosed |
$266K - $875K
|
0
$0
|
|
|
May 12, 2020
Q1 2020
|
Sowell Financial Services LLC
North Little Rock, AR |
SELL
|
- |
-400Closed |
$1.89K - $6.22K
|
0
$0
|
|
|
Apr 30, 2020
Q1 2020
|
Calton & Associates, Inc.
|
SELL
|
- |
-10.2KClosed |
$48K - $158K
|
0
$0
|
|
|
Apr 22, 2020
Q1 2020
|
Wespac Advisors, LLC
|
SELL
|
- |
-45KClosed |
$212K - $700K
|
0
$0
|
|
| Q4 2019 | |||||||
|
Feb 14, 2020
Q4 2019
|
Squarepoint Ops LLC
New York, NY |
SELL
|
- |
-19.2KClosed |
$272K - $308K
|
0
$0
|
|
|
Feb 14, 2020
Q4 2019
|
Sunbelt Securities, Inc.
Houston, TX |
BUY
|
- |
1.1KNew |
$15.6K - $17.7K
|
1.1K
$24.2K
|
|
|
Feb 12, 2020
Q4 2019
|
Fulcrum Equity Management
|
SELL
|
- |
-1.59KClosed |
$22.5K - $25.5K
|
0
$0
|
|
|
Feb 11, 2020
Q4 2019
|
Assetmark, Inc
|
SELL
|
- |
-5Closed |
$70.9 - $80.3
|
0
$0
|
|
|
Jan 15, 2020
Q4 2019
|
Wedge Capital Management L L P
|
SELL
|
- |
-89.3KClosed |
$1.27M - $1.43M
|
0
$0
|
|
| Q3 2019 | |||||||
|
Nov 08, 2019
Q3 2019
|
Andesa Financial Management Inc.
|
SELL
|
- |
-10.7KClosed |
$155K - $174K
|
0
$0
|
|
|
Nov 06, 2019
Q3 2019
|
Salzhauer Michael
|
SELL
|
- |
-20.6KClosed |
$298K - $336K
|
0
$0
|
|
| Q2 2019 | |||||||
|
Aug 14, 2019
Q2 2019
|
Nordea Investment Management Ab
Stockholm, V7 |
SELL
|
- |
-1.29KClosed |
$19.7K - $21.2K
|
0
$0
|
|
|
Aug 14, 2019
Q2 2019
|
Prelude Capital Management, LLC
New York, NY |
SELL
|
- |
-567Closed |
$8.69K - $9.34K
|
0
$0
|
|
|
Aug 14, 2019
Q2 2019
|
Cubist Systematic Strategies, LLC
Stamford, CT |
SELL
|
- |
-12.3KClosed |
$188K - $202K
|
0
$0
|
|
|
Aug 13, 2019
Q2 2019
|
Sumitomo Mitsui Ds Asset Management Company, LTD
|
SELL
|
- |
-85.4KClosed |
$1.31M - $1.41M
|
0
$0
|
|
|
Aug 13, 2019
Q2 2019
|
Jeremy Grantham
Grantham, Mayo, Van Otterloo & Co. LLC | Boston, Ma
|
SELL
|
- |
-10.6KClosed |
$162K - $175K
|
0
$0
|
|
|
Aug 12, 2019
Q2 2019
|
Step Stone Group LP
La Jolla, CA |
SELL
|
- |
-212KClosed |
$3.25M - $3.49M
|
0
$0
|
|
|
Aug 06, 2019
Q2 2019
|
Sterling Investment Advisors, Ltd.
|
SELL
|
- |
-1KClosed |
$15.3K - $16.5K
|
0
$0
|
|
|
Aug 06, 2019
Q2 2019
|
Crescent Grove Advisors, LLC
|
SELL
|
- |
-11.3KClosed |
$173K - $186K
|
0
$0
|
|
| Q1 2019 | |||||||
|
May 15, 2019
Q1 2019
|
Brown Advisory Inc
|
SELL
|
- |
-28.7KClosed |
$342K - $450K
|
0
$0
|
|
|
May 07, 2019
Q1 2019
|
Meridian Wealth Advisors, LLC
|
SELL
|
- |
-4KClosed |
$47.6K - $62.7K
|
0
$0
|
|
| Q4 2018 | |||||||
|
Feb 15, 2019
Q4 2018
|
Macquarie Group LTD
Australia, C3 |
SELL
|
- |
-1.09KClosed |
$12.6K - $15.9K
|
0
$0
|
|
|
Feb 14, 2019
Q4 2018
|
Parallax Volatility Advisers, L.P.
San Francisco, CA |
SELL
|
- |
-114Closed |
$1.32K - $1.67K
|
0
$0
|
|
|
Feb 14, 2019
Q4 2018
|
Wolverine Trading, LLC
Chicago, IL |
SELL
|
PUT |
-12.4KClosed |
$144K - $182K
|
0
$0
|
|
|
Jan 22, 2019
Q4 2018
|
Financial Management Professionals, Inc.
|
SELL
|
- |
-1KClosed |
$11.6K - $14.7K
|
0
$0
|
|
| Q3 2018 | |||||||
|
Nov 14, 2018
Q3 2018
|
Apriem Advisors
Irvine, CA |
SELL
|
- |
-1KClosed |
$14.3K - $15.4K
|
0
$0
|
|
|
Nov 14, 2018
Q3 2018
|
Manufacturers Life Insurance Company, The
Toronto, A6 |
SELL
|
- |
-922Closed |
$13.2K - $14.2K
|
0
$0
|
|
|
Nov 13, 2018
Q3 2018
|
Front Row Advisors LLC
Tiburon, CA |
SELL
|
- |
-300Closed |
$4.29K - $4.63K
|
0
$0
|
|
| Q2 2018 | |||||||
|
Aug 14, 2018
Q2 2018
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-100KClosed |
$1.28M - $1.46M
|
0
$0
|
|
|
Aug 02, 2018
Q2 2018
|
Buckhead Capital Management LLC
|
SELL
|
- |
-111KClosed |
$1.43M - $1.62M
|
0
$0
|
|
|
Jul 30, 2018
Q2 2018
|
First Capital Advisors Group, Llc.
Little Silver, NJ |
SELL
|
- |
-1.18KClosed |
$15.2K - $17.2K
|
0
$0
|
|
| Q1 2018 | |||||||
|
May 15, 2018
Q1 2018
|
Ativo Capital Management LLC
Chicago, IL |
SELL
|
- |
-70KClosed |
$894K - $1.09M
|
0
$0
|
|
|
May 15, 2018
Q1 2018
|
Public Employees Retirement System Of Ohio
Columbus, OH |
SELL
|
- |
-107KClosed |
$1.37M - $1.66M
|
0
$0
|
|
|
May 04, 2018
Q1 2018
|
Opus Capital Group, LLC
|
SELL
|
- |
-161KClosed |
$2.05M - $2.5M
|
0
$0
|
|