Latest Institutional Transactions on Fidus Investment Corp (FDUS)
This table provides information on the latest institutional transactions involving Fidus Investment Corp (FDUS) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 14, 2024
Q1 2024
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
5.66K+ 17.61% |
$106K - $113K
|
37.8K
$832K
|
|
|
May 14, 2024
Q1 2024
|
Quadrature Capital LTD
London, X0 |
BUY
|
- |
88.1KNew |
$1.66M - $1.77M
|
88.1K
$1.94M
|
|
|
May 14, 2024
Q1 2024
|
Entry Point Capital, LLC
New York, NY |
BUY
|
- |
2.28KNew |
$42.9K - $45.7K
|
2.28K
$50.2K
|
|
|
May 14, 2024
Q1 2024
|
Bragg Financial Advisors, Inc
Charlotte, NC |
SELL
|
- |
-1K- 7.14% |
$18.8K - $20K
|
13K
$286K
|
|
|
May 07, 2024
Q1 2024
|
Wilbanks Smith & Thomas Asset Management LLC
|
BUY
|
- |
3.81K+ 34.27% |
$71.5K - $76.3K
|
14.9K
$328K
|
|
|
May 02, 2024
Q1 2024
|
Gilliland Jeter Wealth Management LLC
Little Rock, AR |
BUY
|
- |
1.5KNew |
$28.2K - $30.1K
|
1.5K
$33K
|
|
|
May 01, 2024
Q1 2024
|
Nisa Investment Advisors, LLC
|
SELL
|
- |
-800- 61.54% |
$15K - $16K
|
500
$11K
|
|
| Q4 2023 | |||||||
|
May 29, 2025
Q4 2023
|
Legal & General Group PLC
London, X0 |
SELL
|
- |
-33.5K- 14.82% |
$593K - $675K
|
193K
$4.24M
|
|
|
Oct 21, 2024
Q4 2023
|
Jump Financial, LLC
Chicago, IL |
BUY
|
- |
14.4K+ 44.3% |
$255K - $290K
|
46.9K
$1.03M
|
|
|
Feb 16, 2024
Q4 2023
|
Gsa Capital Partners LLP
London, X0 |
BUY
|
- |
22.1KNew |
$390K - $444K
|
22.1K
$485K
|
|
|
Feb 14, 2024
Q4 2023
|
Putnam Investments LLC
Boston, MA |
BUY
|
- |
14K+ 58.27% |
$248K - $282K
|
38.1K
$838K
|
|
|
Feb 14, 2024
Q4 2023
|
Paul Tudor Jones
Tudor Investment Corp Et Al | Stamford, Ct
|
BUY
|
- |
8.43K+ 13.33% |
$149K - $170K
|
71.7K
$1.58M
|
|
|
Feb 14, 2024
Q4 2023
|
Verition Fund Management LLC
Greenwich, CT |
BUY
|
- |
11.7KNew |
$207K - $236K
|
11.7K
$257K
|
|
|
Feb 13, 2024
Q4 2023
|
Acadian Asset Management LLC
Boston, MA |
SELL
|
- |
-83.3K- 34.27% |
$1.47M - $1.68M
|
160K
$3.51M
|
|
|
Feb 12, 2024
Q4 2023
|
Winton Group LTD
London, X0 |
BUY
|
- |
7.33K+ 37.99% |
$130K - $148K
|
26.6K
$586K
|
|
|
Feb 09, 2024
Q4 2023
|
Advisory Services Network, LLC
|
BUY
|
- |
659New |
$11.7K - $13.3K
|
659
$14.5K
|
|
|
Feb 02, 2024
Q4 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-900- 5.34% |
$15.9K - $18.1K
|
16K
$351K
|
|
|
Jan 10, 2024
Q4 2023
|
Melia Wealth LLC
Tulsa, OK |
BUY
|
- |
687KNew |
$12.2M - $13.8M
|
687K
$15.1M
|
|
| Q3 2023 | |||||||
|
Nov 14, 2023
Q3 2023
|
Kingfisher Capital LLC
|
BUY
|
- |
966+ 3.77% |
$18.2K - $20.3K
|
26.6K
$584K
|
|
|
Nov 14, 2023
Q3 2023
|
Marshall Wace, LLP
London, X0 |
BUY
|
- |
10.9K+ 65.42% |
$206K - $230K
|
27.7K
$608K
|
|
|
Oct 17, 2023
Q3 2023
|
Nelson, Van Denburg & Campbell Wealth Management Group, LLC
Omaha, NE |
BUY
|
- |
272New |
$5.11K - $5.71K
|
272
$5.98K
|
|
| Q2 2023 | |||||||
|
Aug 14, 2023
Q2 2023
|
Bank Of America Corp
Charlotte, NC |
BUY
|
PUT |
320KNew |
$5.79M - $6.43M
|
320K
$7.04M
|
|
|
Aug 01, 2023
Q2 2023
|
Rfp Financial Group LLC
Atlanta, GA |
BUY
|
- |
2.98KNew |
$53.9K - $59.8K
|
2.98K
$65.4K
|
|
|
Jul 13, 2023
Q2 2023
|
Hb Wealth Management, LLC
|
SELL
|
- |
-5.7K- 29.54% |
$103K - $114K
|
13.6K
$299K
|
|
| Q1 2023 | |||||||
|
Jan 10, 2025
Q1 2023
|
Nomura Asset Management CO LTD
Tokyo, M0 |
BUY
|
- |
364New |
$6.66K - $7.61K
|
364
$8K
|
|
|
May 15, 2023
Q1 2023
|
Belpointe Asset Management LLC
|
SELL
|
- |
-865- 9.02% |
$15.8K - $18.1K
|
8.73K
$192K
|
|
|
May 15, 2023
Q1 2023
|
Magnolia Capital Advisors LLC
Jackson, MS |
SELL
|
- |
-196- 1.03% |
$3.58K - $4.1K
|
18.9K
$416K
|
|
|
May 12, 2023
Q1 2023
|
O'Shaughnessy Asset Management, LLC
Stamford, CT |
SELL
|
- |
-1.03K- 5.51% |
$18.7K - $21.4K
|
17.6K
$387K
|
|
|
Apr 28, 2023
Q1 2023
|
Ameritas Advisory Services, LLC
Lincoln, NE |
BUY
|
- |
200New |
$3.66K - $4.18K
|
200
$4.4K
|
|
|
Apr 21, 2023
Q1 2023
|
Ahrens Investment Partners LLC
|
BUY
|
- |
939New |
$17.2K - $19.6K
|
939
$20.6K
|
|
|
Apr 14, 2023
Q1 2023
|
Ae Wealth Management LLC
|
BUY
|
- |
12.4KNew |
$228K - $260K
|
12.4K
$274K
|
|
| Q4 2022 | |||||||
|
Mar 06, 2023
Q4 2022
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
41New |
$692 - $871
|
41
$902
|
|
|
Feb 15, 2023
Q4 2022
|
Apollon Wealth Management, LLC
Mount Pleasant, SC |
BUY
|
- |
1.79K+ 13.76% |
$30.2K - $38.1K
|
14.8K
$326K
|
|
|
Feb 14, 2023
Q4 2022
|
One Wealth Advisors, LLC
San Francisco, CA |
BUY
|
- |
4.84KNew |
$81.7K - $103K
|
4.84K
$106K
|
|
|
Feb 13, 2023
Q4 2022
|
Bellwether Advisors, LLC
|
BUY
|
- |
262New |
$4.42K - $5.56K
|
262
$5.76K
|
|
|
Feb 07, 2023
Q4 2022
|
Capital Advisors, Ltd. LLC
|
BUY
|
- |
2.25KNew |
$38K - $47.8K
|
2.25K
$49.5K
|
|
|
Jan 18, 2023
Q4 2022
|
Hanson & Doremus Investment Management
|
BUY
|
- |
400+ 62.99% |
$6.75K - $8.5K
|
1.04K
$22.8K
|
|
|
Jan 11, 2023
Q4 2022
|
Mc Elhenny Sheffield Capital Management, LLC
|
BUY
|
- |
1.38KNew |
$23.3K - $29.3K
|
1.38K
$30.3K
|
|
|
Jan 09, 2023
Q4 2022
|
Minich Mac Gregor Wealth Management, LLC
|
BUY
|
- |
940New |
$15.9K - $20K
|
940
$20.7K
|
|
| Q3 2022 | |||||||
|
Nov 14, 2022
Q3 2022
|
Pictet North America Advisors Sa
|
BUY
|
- |
783+ 2.52% |
$13.2K - $16.1K
|
31.9K
$702K
|
|
|
Nov 10, 2022
Q3 2022
|
Cedar Wealth Management, LLC
Walnut Creek, CA |
SELL
|
- |
-750- 43.05% |
$12.7K - $15.5K
|
992
$21.8K
|
|
|
Nov 10, 2022
Q3 2022
|
Banque Pictet & Cie Sa
|
BUY
|
- |
783+ 2.52% |
$13.2K - $16.1K
|
31.9K
$702K
|
|
|
Nov 07, 2022
Q3 2022
|
Arete Wealth Advisors, LLC
Chicago, IL |
BUY
|
- |
14.7KNew |
$248K - $302K
|
14.7K
$322K
|
|
|
Nov 01, 2022
Q3 2022
|
All Square Wealth Management LLC
Albany, NY |
BUY
|
- |
500New |
$8.46K - $10.3K
|
500
$11K
|
|
|
Oct 27, 2022
Q3 2022
|
First Personal Financial Services
|
BUY
|
- |
1.5KNew |
$25.4K - $30.9K
|
1.5K
$33K
|
|
|
Oct 07, 2022
Q3 2022
|
Massmutual Trust CO Fsb
|
BUY
|
- |
130New |
$2.2K - $2.68K
|
130
$2.86K
|
|
| Q2 2022 | |||||||
|
Aug 16, 2022
Q2 2022
|
Chilton Capital Management LLC
Houston, TX |
BUY
|
- |
1.8KNew |
$29.9K - $37.7K
|
1.8K
$39.6K
|
|
|
Aug 16, 2022
Q2 2022
|
Captrust Financial Advisors
Raleigh, NC |
BUY
|
- |
6.21KNew |
$103K - $130K
|
6.21K
$137K
|
|
|
Aug 15, 2022
Q2 2022
|
D. E. Shaw & Co., Inc.
New York, NY |
SELL
|
- |
-34.9KClosed |
$579K - $730K
|
0
$0
|
|
|
Aug 15, 2022
Q2 2022
|
Titleist Asset Management, Ltd.
San Antonio, TX |
SELL
|
- |
-14.9KClosed |
$248K - $313K
|
0
$0
|
|