Latest Institutional Transactions on Fidus Investment Corp (FDUS)
This table provides information on the latest institutional transactions involving Fidus Investment Corp (FDUS) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 14, 2024
Q2 2024
|
Aquatic Capital Management LLC
Chicago, IL |
SELL
|
- |
-13K- 57.27% |
$250K - $266K
|
9.7K
$199K
|
|
|
Aug 14, 2024
Q2 2024
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
10.2KNew |
$197K - $209K
|
10.2K
$209K
|
|
|
Aug 13, 2024
Q2 2024
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
702+ 297.46% |
$13.5K - $14.4K
|
938
$19.2K
|
|
|
Aug 13, 2024
Q2 2024
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
433+ 1.32% |
$8.34K - $8.86K
|
33.3K
$681K
|
|
|
Aug 13, 2024
Q2 2024
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
- |
14.4KNew |
$277K - $294K
|
14.4K
$295K
|
|
|
Aug 13, 2024
Q2 2024
|
Black Rock Inc.
New York, NY |
SELL
|
- |
-207- 0.22% |
$3.99K - $4.24K
|
95.8K
$1.96M
|
|
|
Aug 09, 2024
Q2 2024
|
Connor, Clark & Lunn Investment Management Ltd.
|
SELL
|
- |
-57K- 75.67% |
$1.1M - $1.17M
|
18.3K
$375K
|
|
|
Aug 09, 2024
Q2 2024
|
Brown Brothers Harriman & CO
New York, NY |
SELL
|
- |
-2.21K- 29.28% |
$42.6K - $45.2K
|
5.34K
$109K
|
|
|
Aug 07, 2024
Q2 2024
|
Wetzel Investment Advisors, Inc.
Indianapolis, IN |
BUY
|
- |
1.64KNew |
$31.6K - $33.6K
|
1.64K
$33.6K
|
|
|
Aug 06, 2024
Q2 2024
|
Arlington Trust CO LLC
Birmingham, AL |
BUY
|
- |
6KNew |
$116K - $123K
|
6K
$123K
|
|
|
Aug 06, 2024
Q2 2024
|
Koss Olinger Consulting, LLC
|
BUY
|
- |
17.2KNew |
$331K - $352K
|
17.2K
$352K
|
|
|
Jul 31, 2024
Q2 2024
|
Spire Wealth Management
|
SELL
|
- |
-1.85K- 78.73% |
$35.7K - $37.9K
|
500
$10.2K
|
|
|
Jul 30, 2024
Q2 2024
|
Ifp Advisors, Inc
|
BUY
|
- |
7.33KNew |
$141K - $150K
|
7.33K
$150K
|
|
|
Jul 23, 2024
Q2 2024
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-49- 49.0% |
$944 - $1K
|
51
$1.04K
|
|
| Q1 2024 | |||||||
|
Jun 21, 2024
Q1 2024
|
Cape Investment Advisory, Inc.
Mcdonough, GA |
SELL
|
- |
-4.59K- 94.34% |
$86.2K - $91.9K
|
275
$5.63K
|
|
|
Jun 11, 2024
Q1 2024
|
Ever Source Wealth Advisors, LLC
|
BUY
|
- |
3.6KNew |
$67.6K - $72.1K
|
3.6K
$73.6K
|
|
|
May 16, 2024
Q1 2024
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-3.58K- 22.49% |
$67.3K - $71.8K
|
12.3K
$253K
|
|
|
May 14, 2024
Q1 2024
|
Entry Point Capital, LLC
New York, NY |
BUY
|
- |
2.28KNew |
$42.9K - $45.7K
|
2.28K
$46.7K
|
|
|
May 14, 2024
Q1 2024
|
Bragg Financial Advisors, Inc
Charlotte, NC |
SELL
|
- |
-1K- 7.14% |
$18.8K - $20K
|
13K
$266K
|
|
|
May 14, 2024
Q1 2024
|
Quadrature Capital LTD
London, X0 |
BUY
|
- |
88.1KNew |
$1.66M - $1.77M
|
88.1K
$1.8M
|
|
|
May 14, 2024
Q1 2024
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
5.66K+ 17.61% |
$106K - $113K
|
37.8K
$775K
|
|
|
May 14, 2024
Q1 2024
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
61.6K+ 611.46% |
$1.16M - $1.23M
|
71.7K
$1.47M
|
|
|
May 07, 2024
Q1 2024
|
Wilbanks Smith & Thomas Asset Management LLC
|
BUY
|
- |
3.81K+ 34.27% |
$71.5K - $76.3K
|
14.9K
$305K
|
|
|
May 02, 2024
Q1 2024
|
Gilliland Jeter Wealth Management LLC
Little Rock, AR |
BUY
|
- |
1.5KNew |
$28.2K - $30.1K
|
1.5K
$30.7K
|
|
|
May 01, 2024
Q1 2024
|
Nisa Investment Advisors, LLC
|
SELL
|
- |
-800- 61.54% |
$15K - $16K
|
500
$10.2K
|
|
| Q4 2023 | |||||||
|
Oct 21, 2024
Q4 2023
|
Jump Financial, LLC
Chicago, IL |
BUY
|
- |
14.4K+ 44.3% |
$255K - $290K
|
46.9K
$960K
|
|
|
Feb 16, 2024
Q4 2023
|
Gsa Capital Partners LLP
London, X0 |
BUY
|
- |
22.1KNew |
$390K - $444K
|
22.1K
$452K
|
|
|
Feb 14, 2024
Q4 2023
|
Paul Tudor Jones
Tudor Investment Corp Et Al | Stamford, Ct
|
BUY
|
- |
8.43K+ 13.33% |
$149K - $170K
|
71.7K
$1.47M
|
|
|
Feb 14, 2024
Q4 2023
|
Putnam Investments LLC
Boston, MA |
BUY
|
- |
14K+ 58.27% |
$248K - $282K
|
38.1K
$780K
|
|
|
Feb 14, 2024
Q4 2023
|
Verition Fund Management LLC
Greenwich, CT |
BUY
|
- |
11.7KNew |
$207K - $236K
|
11.7K
$240K
|
|
|
Feb 13, 2024
Q4 2023
|
Acadian Asset Management LLC
Boston, MA |
SELL
|
- |
-83.3K- 34.27% |
$1.47M - $1.68M
|
160K
$3.27M
|
|
|
Feb 12, 2024
Q4 2023
|
Winton Group LTD
London, X0 |
BUY
|
- |
7.33K+ 37.99% |
$130K - $148K
|
26.6K
$545K
|
|
|
Feb 09, 2024
Q4 2023
|
Advisory Services Network, LLC
|
BUY
|
- |
659New |
$11.7K - $13.3K
|
659
$13.5K
|
|
|
Feb 02, 2024
Q4 2023
|
Simplex Trading, LLC
|
BUY
|
- |
4.17K+ 47.77% |
$73.8K - $84K
|
12.9K
$264K
|
|
|
Feb 02, 2024
Q4 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-900- 5.34% |
$15.9K - $18.1K
|
16K
$327K
|
|
|
Jan 10, 2024
Q4 2023
|
Melia Wealth LLC
Tulsa, OK |
BUY
|
- |
687KNew |
$12.2M - $13.8M
|
687K
$14.1M
|
|
| Q3 2023 | |||||||
|
Nov 14, 2023
Q3 2023
|
Marshall Wace, LLP
London, X0 |
BUY
|
- |
10.9K+ 65.42% |
$206K - $230K
|
27.7K
$567K
|
|
|
Nov 14, 2023
Q3 2023
|
Dynamic Technology Lab Private LTD
Singapore, U0 |
BUY
|
- |
12.7KNew |
$238K - $265K
|
12.7K
$259K
|
|
|
Nov 14, 2023
Q3 2023
|
Kingfisher Capital LLC
|
BUY
|
- |
966+ 3.77% |
$18.2K - $20.3K
|
26.6K
$544K
|
|
|
Nov 03, 2023
Q3 2023
|
Nomura Asset Management CO LTD
Tokyo, M0 |
SELL
|
- |
-211- 57.97% |
$3.97K - $4.43K
|
153
$3.13K
|
|
|
Oct 17, 2023
Q3 2023
|
Nelson, Van Denburg & Campbell Wealth Management Group, LLC
Omaha, NE |
BUY
|
- |
272New |
$5.11K - $5.71K
|
272
$5.57K
|
|
| Q2 2023 | |||||||
|
Aug 14, 2023
Q2 2023
|
Bank Of America Corp
Charlotte, NC |
BUY
|
PUT |
320KNew |
$5.79M - $6.43M
|
320K
$6.55M
|
|
|
Aug 03, 2023
Q2 2023
|
Mackenzie Financial Corp
Toronto Ontario, A6 |
SELL
|
- |
-9.83K- 23.18% |
$178K - $197K
|
32.6K
$667K
|
|
|
Aug 01, 2023
Q2 2023
|
Rfp Financial Group LLC
Atlanta, GA |
BUY
|
- |
2.98KNew |
$53.9K - $59.8K
|
2.98K
$60.9K
|
|
|
Jul 13, 2023
Q2 2023
|
Hb Wealth Management, LLC
|
SELL
|
- |
-5.7K- 29.54% |
$103K - $114K
|
13.6K
$279K
|
|
| Q1 2023 | |||||||
|
May 15, 2023
Q1 2023
|
Magnolia Capital Advisors LLC
Jackson, MS |
SELL
|
- |
-196- 1.03% |
$3.58K - $4.1K
|
18.9K
$388K
|
|
|
May 15, 2023
Q1 2023
|
Belpointe Asset Management LLC
|
SELL
|
- |
-865- 9.02% |
$15.8K - $18.1K
|
8.73K
$179K
|
|
|
May 12, 2023
Q1 2023
|
O'Shaughnessy Asset Management, LLC
Stamford, CT |
SELL
|
- |
-1.03K- 5.51% |
$18.7K - $21.4K
|
17.6K
$360K
|
|
|
May 10, 2023
Q1 2023
|
Mai Capital Management
|
SELL
|
- |
-137- 1.14% |
$2.51K - $2.86K
|
11.9K
$244K
|
|
|
Apr 28, 2023
Q1 2023
|
Ameritas Advisory Services, LLC
Lincoln, NE |
BUY
|
- |
200New |
$3.66K - $4.18K
|
200
$4.1K
|
|