Latest Institutional Transactions on Fidus Investment Corp (FDUS)
This table provides information on the latest institutional transactions involving Fidus Investment Corp (FDUS) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Apr 10, 2025
Q1 2025
|
Hennion & Walsh Asset Management, Inc.
|
SELL
|
- |
-427- 0.96% |
$8.71K - $9.98K
|
44K
$967K
|
|
|
Apr 09, 2025
Q1 2025
|
Nbc Securities, Inc.
Birmingham, AL |
BUY
|
- |
596New |
$12.2K - $13.9K
|
596
$13.1K
|
|
| Q4 2024 | |||||||
|
Jun 06, 2025
Q4 2024
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-607- 4.99% |
$11.6K - $13K
|
11.6K
$254K
|
|
|
Feb 14, 2025
Q4 2024
|
Credit Agricole S A
|
BUY
|
- |
26.1K+ 120.61% |
$498K - $560K
|
47.6K
$1.05M
|
|
|
Feb 14, 2025
Q4 2024
|
Mai Capital Management
|
BUY
|
- |
3.13KNew |
$59.8K - $67.3K
|
3.13K
$68.9K
|
|
|
Feb 14, 2025
Q4 2024
|
Northern Trust Corp
Chicago, IL |
BUY
|
- |
3.17K+ 17.5% |
$60.5K - $68K
|
21.3K
$467K
|
|
|
Feb 14, 2025
Q4 2024
|
Virtus ETF Advisers LLC
New York, NY |
BUY
|
- |
2.82K+ 7.55% |
$53.8K - $60.6K
|
40.2K
$883K
|
|
|
Feb 14, 2025
Q4 2024
|
Comerica Bank
|
BUY
|
- |
67+ 3.05% |
$1.28K - $1.44K
|
2.26K
$49.7K
|
|
|
Feb 13, 2025
Q4 2024
|
Transce3nd, LLC
Kyle, TX |
BUY
|
- |
1.54KNew |
$29.5K - $33.2K
|
1.54K
$34K
|
|
|
Feb 13, 2025
Q4 2024
|
Prospera Financial Services Inc
|
BUY
|
- |
200+ 1.0% |
$3.82K - $4.3K
|
20.2K
$443K
|
|
|
Feb 13, 2025
Q4 2024
|
Neuberger Berman Group LLC
New York, NY |
BUY
|
- |
449+ 1.86% |
$8.58K - $9.65K
|
24.6K
$542K
|
|
|
Feb 12, 2025
Q4 2024
|
Blair William & CO
Chicago, IL |
BUY
|
- |
9.88KNew |
$189K - $212K
|
9.88K
$217K
|
|
|
Feb 11, 2025
Q4 2024
|
Millstone Evans Group, LLC
Boulder, CO |
BUY
|
- |
3.69KNew |
$70.4K - $79.2K
|
3.69K
$81.1K
|
|
|
Feb 11, 2025
Q4 2024
|
Simplex Trading, LLC
|
BUY
|
- |
353New |
$6.74K - $7.59K
|
353
$7.76K
|
|
|
Feb 11, 2025
Q4 2024
|
Morey & Quinn Wealth Partners, LLC
Omaha, NE |
BUY
|
- |
14.8KNew |
$282K - $318K
|
14.8K
$325K
|
|
|
Feb 07, 2025
Q4 2024
|
Oak Harbor Wealth Partners, LLC
|
SELL
|
- |
-3K- 14.3% |
$57.3K - $64.5K
|
18K
$395K
|
|
|
Feb 06, 2025
Q4 2024
|
Promus Capital, LLC
Chicago, IL |
BUY
|
- |
2.02KNew |
$38.6K - $43.5K
|
2.02K
$44.5K
|
|
|
Jan 28, 2025
Q4 2024
|
Activest Wealth Management
|
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Jan 27, 2025
Q4 2024
|
Hager Investment Management Services, LLC
New London, NH |
BUY
|
- |
3New |
$57.3 - $64.5
|
3
$66
|
|
|
Jan 13, 2025
Q4 2024
|
Fiduciary Alliance LLC
Greenville, SC |
BUY
|
- |
13KNew |
$249K - $280K
|
13K
$286K
|
|
| Q3 2024 | |||||||
|
Feb 04, 2025
Q3 2024
|
Ifp Advisors, Inc
|
SELL
|
- |
-7.33K- 99.99% |
$138K - $149K
|
1
$22
|
|
|
Nov 19, 2024
Q3 2024
|
Mc Ilrath & Eck, LLC
|
BUY
|
- |
3.03KNew |
$56.7K - $61.5K
|
3.03K
$66.5K
|
|
|
Nov 14, 2024
Q3 2024
|
Schonfeld Strategic Advisors LLC
New York, NY |
BUY
|
- |
24.3KNew |
$456K - $494K
|
24.3K
$534K
|
|
|
Nov 14, 2024
Q3 2024
|
Paloma Partners Management CO
Greenwich, CT |
BUY
|
- |
13.7KNew |
$256K - $278K
|
13.7K
$300K
|
|
|
Nov 13, 2024
Q3 2024
|
Cibc Private Wealth Group, LLC
|
BUY
|
- |
267+ 26.7% |
$5.01K - $5.43K
|
1.27K
$27.9K
|
|
|
Nov 12, 2024
Q3 2024
|
Mgb Wealth Management, LLC
Addison, TX |
SELL
|
- |
-100- 0.11% |
$1.88K - $2.03K
|
88K
$1.93M
|
|
|
Nov 12, 2024
Q3 2024
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-163- 35.75% |
$3.06K - $3.32K
|
293
$6.44K
|
|
|
Nov 12, 2024
Q3 2024
|
Raymond James Trust N.A.
|
SELL
|
- |
-13.5K- 23.95% |
$253K - $274K
|
42.8K
$942K
|
|
|
Nov 05, 2024
Q3 2024
|
Bison Wealth, LLC
|
SELL
|
- |
-920- 7.39% |
$17.3K - $18.7K
|
11.5K
$253K
|
|
|
Oct 24, 2024
Q3 2024
|
Davenport & CO LLC
|
SELL
|
- |
-1.5K- 3.97% |
$28.1K - $30.5K
|
36.2K
$797K
|
|
|
Oct 22, 2024
Q3 2024
|
Grimes & Company, Inc.
|
BUY
|
- |
2.74K+ 17.31% |
$51.4K - $55.8K
|
18.6K
$409K
|
|
|
Oct 18, 2024
Q3 2024
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-16.4K- 3.95% |
$308K - $334K
|
399K
$8.77M
|
|
|
Oct 18, 2024
Q3 2024
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-9.77K- 1.75% |
$183K - $199K
|
547K
$12M
|
|
| Q2 2024 | |||||||
|
Aug 14, 2024
Q2 2024
|
Atom Investors LP
Austin, TX |
BUY
|
- |
21.8K+ 168.79% |
$419K - $446K
|
34.7K
$763K
|
|
|
Aug 14, 2024
Q2 2024
|
Barclays PLC
London, X0 |
SELL
|
- |
-17.3K- 28.61% |
$333K - $354K
|
43.1K
$948K
|
|
|
Aug 14, 2024
Q2 2024
|
Fj Capital Management LLC
Mclean, VA |
SELL
|
- |
-21.7K- 20.9% |
$419K - $445K
|
82.3K
$1.81M
|
|
|
Aug 14, 2024
Q2 2024
|
Group One Trading, L.P.
Chicago, IL |
SELL
|
- |
-253- 19.46% |
$4.87K - $5.18K
|
1.05K
$23K
|
|
|
Aug 13, 2024
Q2 2024
|
Black Rock Inc.
New York, NY |
SELL
|
- |
-207- 0.22% |
$3.99K - $4.24K
|
95.8K
$2.11M
|
|
|
Aug 13, 2024
Q2 2024
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
- |
14.4KNew |
$277K - $294K
|
14.4K
$316K
|
|
|
Aug 09, 2024
Q2 2024
|
Connor, Clark & Lunn Investment Management Ltd.
|
SELL
|
- |
-57K- 75.67% |
$1.1M - $1.17M
|
18.3K
$403K
|
|
|
Aug 09, 2024
Q2 2024
|
Brown Brothers Harriman & CO
New York, NY |
SELL
|
- |
-2.21K- 29.28% |
$42.6K - $45.2K
|
5.34K
$117K
|
|
|
Aug 07, 2024
Q2 2024
|
Wetzel Investment Advisors, Inc.
Indianapolis, IN |
BUY
|
- |
1.64KNew |
$31.6K - $33.6K
|
1.64K
$36.1K
|
|
|
Aug 06, 2024
Q2 2024
|
Koss Olinger Consulting, LLC
|
BUY
|
- |
17.2KNew |
$331K - $352K
|
17.2K
$378K
|
|
|
Aug 06, 2024
Q2 2024
|
Arlington Trust CO LLC
Birmingham, AL |
BUY
|
- |
6KNew |
$116K - $123K
|
6K
$132K
|
|
|
Jul 31, 2024
Q2 2024
|
Spire Wealth Management
|
SELL
|
- |
-1.85K- 78.73% |
$35.7K - $37.9K
|
500
$11K
|
|
|
Jul 23, 2024
Q2 2024
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-49- 49.0% |
$944 - $1K
|
51
$1.12K
|
|
| Q1 2024 | |||||||
|
Jun 21, 2024
Q1 2024
|
Cape Investment Advisory, Inc.
Mcdonough, GA |
SELL
|
- |
-4.59K- 94.34% |
$86.2K - $91.9K
|
275
$6.05K
|
|
|
Jun 11, 2024
Q1 2024
|
Ever Source Wealth Advisors, LLC
|
BUY
|
- |
3.6KNew |
$67.6K - $72.1K
|
3.6K
$79.1K
|
|
|
May 16, 2024
Q1 2024
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-3.58K- 22.49% |
$67.3K - $71.8K
|
12.3K
$271K
|
|
|
May 14, 2024
Q1 2024
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
61.6K+ 611.46% |
$1.16M - $1.23M
|
71.7K
$1.58M
|
|