Latest Institutional Transactions on Fidus Investment Corp (FDUS)
This table provides information on the latest institutional transactions involving Fidus Investment Corp (FDUS) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 13, 2021
Q2 2021
|
Advisor Resource Council
|
BUY
|
- |
2New |
$31.4 - $35.8
|
2
$41
|
|
|
Aug 13, 2021
Q2 2021
|
California Public Employees Retirement System
Sacramento, CA |
SELL
|
- |
-50.3KClosed |
$790K - $900K
|
0
$0
|
|
|
Aug 06, 2021
Q2 2021
|
Sei Investments CO
Oaks, PA |
SELL
|
- |
-22KClosed |
$346K - $394K
|
0
$0
|
|
|
Aug 05, 2021
Q2 2021
|
Hyman Charles D
|
SELL
|
- |
-10.7KClosed |
$167K - $191K
|
0
$0
|
|
|
Jul 30, 2021
Q2 2021
|
Alliancebernstein L.P.
New York, NY |
SELL
|
- |
-20.9KClosed |
$329K - $375K
|
0
$0
|
|
|
Jul 30, 2021
Q2 2021
|
Huntington National Bank
Columbus, OH |
SELL
|
- |
-112Closed |
$1.76K - $2K
|
0
$0
|
|
|
Jul 20, 2021
Q2 2021
|
Barnett & Company, Inc.
|
SELL
|
- |
-300Closed |
$4.71K - $5.37K
|
0
$0
|
|
|
Jul 14, 2021
Q2 2021
|
International Assets Investment Management, LLC
Orlando, FL |
SELL
|
- |
-643Closed |
$10.1K - $11.5K
|
0
$0
|
|
| Q1 2021 | |||||||
|
May 14, 2021
Q1 2021
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-10.3KClosed |
$132K - $162K
|
0
$0
|
|
|
May 13, 2021
Q1 2021
|
Capital Asset Advisory Services LLC
Haslett, MI |
SELL
|
- |
-4.37KClosed |
$55.8K - $68.4K
|
0
$0
|
|
|
May 12, 2021
Q1 2021
|
West Family Investments, Inc.
Carlsbad, CA |
SELL
|
- |
-485KClosed |
$6.19M - $7.6M
|
0
$0
|
|
| Q4 2020 | |||||||
|
Mar 05, 2021
Q4 2020
|
Chiron Capital Management, LLC
|
SELL
|
- |
-4.8KClosed |
$48K - $68.7K
|
0
$0
|
|
|
Feb 16, 2021
Q4 2020
|
Radcliffe Capital Management, L.P.
Bala Cynwyd, PA |
SELL
|
- |
-109KClosed |
$1.09M - $1.56M
|
0
$0
|
|
|
Feb 12, 2021
Q4 2020
|
Kennedy Capital Management, Inc.
St Louis, MO |
SELL
|
- |
-117KClosed |
$1.17M - $1.67M
|
0
$0
|
|
|
Feb 12, 2021
Q4 2020
|
Cary Street Partners Investment Advisory LLC
Richmond, VA |
SELL
|
- |
-3.4KClosed |
$34K - $48.7K
|
0
$0
|
|
|
Feb 09, 2021
Q4 2020
|
State Of Tennessee, Treasury Department
Nashville, TN |
SELL
|
- |
-15.6KClosed |
$156K - $224K
|
0
$0
|
|
|
Jan 19, 2021
Q4 2020
|
Wambolt & Associates, LLC
|
SELL
|
- |
-10.8KClosed |
$108K - $155K
|
0
$0
|
|
| Q3 2020 | |||||||
|
Nov 19, 2020
Q3 2020
|
Tru Independence LLC
|
SELL
|
- |
-4.8KClosed |
$40.8K - $51.5K
|
0
$0
|
|
|
Nov 16, 2020
Q3 2020
|
Caxton Associates LP
New York, NY |
SELL
|
- |
-12.2KClosed |
$104K - $131K
|
0
$0
|
|
|
Nov 16, 2020
Q3 2020
|
Summit Trail Advisors, LLC
New York, NY |
BUY
|
- |
22.5KNew |
$191K - $241K
|
22.5K
$461K
|
|
|
Nov 12, 2020
Q3 2020
|
1776 Wealth LLC
|
SELL
|
- |
-7.53KClosed |
$63.9K - $80.7K
|
0
$0
|
|
|
Nov 09, 2020
Q3 2020
|
Lincoln National Corp
|
SELL
|
- |
-18KClosed |
$153K - $193K
|
0
$0
|
|
|
Nov 02, 2020
Q3 2020
|
Private Advisor Group, LLC
|
SELL
|
- |
-2.03KClosed |
$17.3K - $21.8K
|
0
$0
|
|
|
Oct 16, 2020
Q3 2020
|
Enterprise Bank & Trust CO
|
SELL
|
- |
-142K- 71.81% |
$1.21M - $1.53M
|
55.9K
$1.15M
|
|
|
Oct 08, 2020
Q3 2020
|
Larson Financial Group LLC
|
SELL
|
- |
-337Closed |
$2.86K - $3.61K
|
0
$0
|
|
| Q2 2020 | |||||||
|
Aug 30, 2024
Q2 2020
|
Federation Des Caisses Desjardins Du Quebec
Levis, A8 |
SELL
|
- |
-8.8KClosed |
$47.2K - $97K
|
0
$0
|
|
|
Aug 14, 2020
Q2 2020
|
Atom Investors LP
Austin, TX |
SELL
|
PUT |
-300Closed |
$1.61K - $3.31K
|
0
$0
|
|
|
Aug 14, 2020
Q2 2020
|
Exodus Point Capital Management, LP
New York, NY |
SELL
|
- |
-12KClosed |
$64.3K - $132K
|
0
$0
|
|
|
Aug 10, 2020
Q2 2020
|
Synovus Financial Corp
Columbus, GA |
SELL
|
- |
-3.14KClosed |
$16.8K - $34.6K
|
0
$0
|
|
|
Aug 07, 2020
Q2 2020
|
Victory Capital Management Inc
|
SELL
|
- |
-4.03KClosed |
$21.6K - $44.4K
|
0
$0
|
|
|
Aug 06, 2020
Q2 2020
|
Laurel Wealth Advisors LLC
Charlotte, NC |
SELL
|
- |
-2.73K- 86.86% |
$14.6K - $30.1K
|
413
$8.46K
|
|
|
Aug 05, 2020
Q2 2020
|
Quad Cities Investment Group, LLC
Davenport, IA |
SELL
|
- |
-10.8KClosed |
$57.9K - $119K
|
0
$0
|
|
|
Jul 29, 2020
Q2 2020
|
Wealthcare Advisory Partners LLC
West Chester, PA |
SELL
|
- |
-630Closed |
$3.38K - $6.94K
|
0
$0
|
|
|
Jul 27, 2020
Q2 2020
|
Mckinley Capital Management LLC
|
SELL
|
- |
-53.1KClosed |
$285K - $585K
|
0
$0
|
|
|
Jul 17, 2020
Q2 2020
|
Prime Capital Investment Advisors, LLC
Overland Park, KS |
SELL
|
- |
-2.7KClosed |
$14.5K - $29.8K
|
0
$0
|
|
|
Jul 07, 2020
Q2 2020
|
True Private Wealth Advisors
|
SELL
|
- |
-1.5KClosed |
$8.04K - $16.5K
|
0
$0
|
|
| Q1 2020 | |||||||
|
Jan 08, 2024
Q1 2020
|
Snowden Capital Advisors LLC
New York, NY |
SELL
|
- |
-695KClosed |
$3.28M - $10.8M
|
0
$0
|
|
|
Mar 24, 2023
Q1 2020
|
American Portfolios Advisors
Holbrook, NY |
SELL
|
- |
-14.3K- 94.39% |
$67.4K - $222K
|
850
$17.4K
|
|
|
May 14, 2020
Q1 2020
|
Summit Global Investments
Bountiful, UT |
SELL
|
- |
-56.3KClosed |
$266K - $875K
|
0
$0
|
|
|
May 12, 2020
Q1 2020
|
Sowell Financial Services LLC
North Little Rock, AR |
SELL
|
- |
-400Closed |
$1.89K - $6.22K
|
0
$0
|
|
|
Apr 30, 2020
Q1 2020
|
Calton & Associates, Inc.
|
SELL
|
- |
-10.2KClosed |
$48K - $158K
|
0
$0
|
|
|
Apr 22, 2020
Q1 2020
|
Wespac Advisors, LLC
|
SELL
|
- |
-45KClosed |
$212K - $700K
|
0
$0
|
|
| Q4 2019 | |||||||
|
Feb 14, 2020
Q4 2019
|
Squarepoint Ops LLC
New York, NY |
SELL
|
- |
-19.2KClosed |
$272K - $308K
|
0
$0
|
|
|
Feb 14, 2020
Q4 2019
|
Sunbelt Securities, Inc.
Houston, TX |
BUY
|
- |
1.1KNew |
$15.6K - $17.7K
|
1.1K
$22.5K
|
|
|
Feb 12, 2020
Q4 2019
|
Fulcrum Equity Management
|
SELL
|
- |
-1.59KClosed |
$22.5K - $25.5K
|
0
$0
|
|
|
Feb 11, 2020
Q4 2019
|
Assetmark, Inc
|
SELL
|
- |
-5Closed |
$70.9 - $80.3
|
0
$0
|
|
|
Jan 29, 2020
Q4 2019
|
Russell Investments Group, Ltd.
|
SELL
|
- |
-12.1KClosed |
$171K - $194K
|
0
$0
|
|
|
Jan 15, 2020
Q4 2019
|
Wedge Capital Management L L P
|
SELL
|
- |
-89.3KClosed |
$1.27M - $1.43M
|
0
$0
|
|
| Q3 2019 | |||||||
|
Nov 08, 2019
Q3 2019
|
Andesa Financial Management Inc.
|
SELL
|
- |
-10.7KClosed |
$155K - $174K
|
0
$0
|
|
|
Nov 06, 2019
Q3 2019
|
Salzhauer Michael
|
SELL
|
- |
-20.6KClosed |
$298K - $336K
|
0
$0
|
|