Purchases and Sales Made in Q1 2023 in Flaherty & Crumrine Preferred & Income Securities Fund Inc (FFC)
This table provides information about the institutional ownership of Flaherty & Crumrine Preferred & Income Securities Fund Inc (FFC) during Q1 2023. The information is specifically focused on institutions that hold shares of Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 15, 2023
Q1 2023
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
139K+ 90.74% |
$1.82M - $2.45M
|
292K
$4.58M
|
|
|
May 11, 2023
Q1 2023
|
Consolidated Portfolio Review Corp
Woodbury, NY |
BUY
|
- |
101KNew |
$1.32M - $1.77M
|
101K
$1.58M
|
|
|
Apr 04, 2023
Q1 2023
|
Future Financial Wealth Managment LLC
|
BUY
|
- |
84K+ 470.22% |
$1.1M - $1.48M
|
102K
$1.59M
|
|
|
May 12, 2023
Q1 2023
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
60.8K+ 12.89% |
$796K - $1.07M
|
533K
$8.34M
|
|
|
May 11, 2023
Q1 2023
|
Golden Green, Inc.
|
BUY
|
- |
59.9K+ 50.47% |
$784K - $1.05M
|
178K
$2.8M
|
|
|
Jun 07, 2023
Q1 2023
|
Atomi Financial Group, Inc.
Irvine, CA |
BUY
|
- |
49.4KNew |
$647K - $869K
|
49.4K
$774K
|
|
|
May 15, 2023
Q1 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
43.2K+ 6.8% |
$565K - $759K
|
678K
$10.6M
|
|
|
May 18, 2023
Q1 2023
|
Titleist Asset Management, LLC
San Antonio, TX |
BUY
|
- |
28.6KNew |
$375K - $503K
|
28.6K
$448K
|
|
|
Aug 30, 2023
Q1 2023
|
Western Wealth Management, LLC
|
BUY
|
- |
24.5K+ 32.17% |
$321K - $431K
|
101K
$1.58M
|
|
|
May 11, 2023
Q1 2023
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
21.8K+ 6.89% |
$285K - $383K
|
338K
$5.29M
|
|
|
May 15, 2023
Q1 2023
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
21.6K+ 23.3% |
$282K - $379K
|
114K
$1.79M
|
|
|
Apr 18, 2023
Q1 2023
|
Elevated Capital Advisors, LLC
Sandy, UT |
BUY
|
- |
19.4K+ 13.17% |
$254K - $341K
|
167K
$2.61M
|
|
|
Apr 18, 2023
Q1 2023
|
Claybrook Capital, LLC
|
BUY
|
- |
16.9KNew |
$221K - $297K
|
16.9K
$265K
|
|
|
May 05, 2023
Q1 2023
|
Truist Financial Corp
|
BUY
|
- |
16.7K+ 17.3% |
$219K - $293K
|
113K
$1.77M
|
|
|
May 15, 2023
Q1 2023
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
14.4KNew |
$188K - $253K
|
14.4K
$225K
|
|
|
May 01, 2023
Q1 2023
|
Family Firm, Inc.
|
BUY
|
- |
13.4K+ 10.7% |
$176K - $236K
|
139K
$2.18M
|
|
|
May 12, 2023
Q1 2023
|
Hrt Financial LP
New York, NY |
BUY
|
- |
13.1KNew |
$172K - $231K
|
13.1K
$206K
|
|
|
May 17, 2023
Q1 2023
|
Thrivent Financial For Lutherans
Minneapolis, MN |
BUY
|
- |
13.1K+ 27.41% |
$171K - $230K
|
60.7K
$950K
|
|
|
May 12, 2023
Q1 2023
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
12KNew |
$157K - $211K
|
12K
$188K
|
|
|
May 15, 2023
Q1 2023
|
Iht Wealth Management, LLC
Chicago, IL |
BUY
|
- |
11.8KNew |
$154K - $207K
|
11.8K
$185K
|
|
|
May 12, 2023
Q1 2023
|
Ubs Group Ag
|
BUY
|
- |
11.6K+ 17.01% |
$152K - $203K
|
79.6K
$1.25M
|
|
|
Apr 14, 2023
Q1 2023
|
Mcia Inc
|
BUY
|
- |
9.66K+ 19.11% |
$127K - $170K
|
60.2K
$943K
|
|
|
May 15, 2023
Q1 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
8.29K+ 1.59% |
$109K - $146K
|
529K
$8.29M
|
|
|
Aug 22, 2023
Q1 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
7.53K+ 25.88% |
$98.7K - $132K
|
36.6K
$574K
|
|
|
May 01, 2023
Q1 2023
|
Csenge Advisory Group
|
BUY
|
- |
5.74K+ 2.94% |
$75.2K - $101K
|
201K
$3.15M
|
|
|
Apr 17, 2023
Q1 2023
|
Gps Wealth Strategies Group, LLC
|
BUY
|
- |
5KNew |
$65.5K - $87.9K
|
5K
$78.3K
|
|
|
May 11, 2023
Q1 2023
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
4.7K+ 16.17% |
$61.5K - $82.6K
|
33.7K
$528K
|
|
|
Jun 14, 2023
Q1 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
4.35K+ 11.88% |
$57K - $76.5K
|
41K
$642K
|
|
|
Apr 11, 2023
Q1 2023
|
Sage Capital Advisors,Llc
|
BUY
|
- |
4.21K+ 23.61% |
$55.1K - $73.9K
|
22K
$345K
|
|
|
May 10, 2023
Q1 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
3.86K+ 1.96% |
$50.6K - $67.9K
|
201K
$3.15M
|
|
|
May 12, 2023
Q1 2023
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
3.77K+ 3.17% |
$49.4K - $66.3K
|
123K
$1.92M
|
|
|
Apr 17, 2023
Q1 2023
|
Atticus Wealth Management, LLC
|
BUY
|
- |
2.46KNew |
$32.3K - $43.3K
|
2.46K
$38.6K
|
|
|
Apr 21, 2023
Q1 2023
|
Ahrens Investment Partners LLC
|
BUY
|
- |
1.73KNew |
$22.6K - $30.4K
|
1.73K
$27.1K
|
|
|
May 12, 2023
Q1 2023
|
Kestra Private Wealth Services, LLC
|
BUY
|
- |
1.26K+ 11.81% |
$16.5K - $22.2K
|
11.9K
$187K
|
|
|
May 17, 2023
Q1 2023
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
1.18K+ 7.87% |
$15.4K - $20.7K
|
16.2K
$253K
|
|
|
Apr 28, 2023
Q1 2023
|
Cwm, LLC
|
BUY
|
- |
1K+ 666.67% |
$13.1K - $17.6K
|
1.15K
$18K
|
|
|
May 12, 2023
Q1 2023
|
Bard Associates Inc
Chicago, IL |
BUY
|
- |
875+ 1.57% |
$11.5K - $15.4K
|
56.7K
$888K
|
|
|
May 05, 2023
Q1 2023
|
Jacobi Capital Management LLC
|
BUY
|
- |
675+ 6.66% |
$8.84K - $11.9K
|
10.8K
$169K
|
|
|
May 15, 2023
Q1 2023
|
Belpointe Asset Management LLC
|
BUY
|
- |
600+ 13.43% |
$7.86K - $10.5K
|
5.07K
$79.3K
|
|
|
May 15, 2023
Q1 2023
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
460+ 2.2% |
$6.03K - $8.09K
|
21.3K
$334K
|
|
|
Aug 13, 2024
Q1 2023
|
Glen Eagle Advisors, LLC
Kingston, NJ |
BUY
|
- |
400New |
$5.24K - $7.03K
|
400
$6.26K
|
|
|
Apr 27, 2023
Q1 2023
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
BUY
|
- |
360+ 102.86% |
$4.72K - $6.33K
|
710
$11.1K
|
|
|
May 17, 2023
Q1 2023
|
Sunbelt Securities, Inc.
Houston, TX |
BUY
|
- |
350New |
$4.59K - $6.15K
|
350
$5.48K
|
|
|
May 09, 2023
Q1 2023
|
Spire Wealth Management
|
BUY
|
- |
312+ 1.6% |
$4.09K - $5.48K
|
19.8K
$311K
|
|
|
May 15, 2023
Q1 2023
|
Df Dent & CO Inc
Baltimore, MD |
BUY
|
- |
225+ 1.53% |
$2.95K - $3.96K
|
14.9K
$234K
|
|
|
May 11, 2023
Q1 2023
|
Envestnet Asset Management Inc
|
BUY
|
- |
155+ 1.18% |
$2.03K - $2.72K
|
13.3K
$208K
|
|
|
May 17, 2023
Q1 2023
|
Advisory Services Network, LLC
|
BUY
|
- |
77+ 0.51% |
$1.01K - $1.35K
|
15.1K
$237K
|
|
|
Apr 13, 2023
Q1 2023
|
Householder Group Estate & Retirement Specialist, LLC
|
BUY
|
- |
59New |
$773 - $1.04K
|
59
$924
|
|
|
Apr 28, 2023
Q1 2023
|
Soa Wealth Advisors, Llc.
|
BUY
|
- |
20+ 1.8% |
$262 - $352
|
1.13K
$17.7K
|
|
|
May 10, 2023
Q1 2023
|
Private Advisor Group, LLC
|
BUY
|
- |
19+ 0.11% |
$249 - $334
|
17.1K
$267K
|