Purchases and Sales Made in Q2 2023 in Flaherty & Crumrine Preferred & Income Securities Fund Inc (FFC)
This table provides information about the institutional ownership of Flaherty & Crumrine Preferred & Income Securities Fund Inc (FFC) during Q2 2023. The information is specifically focused on institutions that hold shares of Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 14, 2023
Q2 2023
|
Mangrove Partners
New York, NY |
BUY
|
- |
509KNew |
$6.45M - $7.45M
|
509K
$8.02M
|
|
|
Aug 14, 2023
Q2 2023
|
Connectus Wealth, LLC
Cincinnati, OH |
BUY
|
- |
119KNew |
$1.51M - $1.74M
|
119K
$1.88M
|
|
|
Aug 11, 2023
Q2 2023
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
42.1K+ 9.63% |
$534K - $616K
|
479K
$7.55M
|
|
|
Aug 11, 2023
Q2 2023
|
Ubs Group Ag
|
BUY
|
- |
41.9K+ 52.62% |
$530K - $613K
|
121K
$1.91M
|
|
|
Aug 11, 2023
Q2 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
40.8KNew |
$516K - $597K
|
40.8K
$642K
|
|
|
Aug 14, 2023
Q2 2023
|
Cohen & Steers, Inc.
New York, NY |
BUY
|
- |
31.9K+ 11.97% |
$404K - $467K
|
298K
$4.7M
|
|
|
Jul 31, 2023
Q2 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
28K+ 13.92% |
$355K - $410K
|
229K
$3.61M
|
|
|
Aug 14, 2023
Q2 2023
|
Consolidated Portfolio Review Corp
Woodbury, NY |
BUY
|
- |
27.6K+ 27.4% |
$350K - $404K
|
128K
$2.02M
|
|
|
Aug 14, 2023
Q2 2023
|
Israel Englander
Millennium Management LLC | New York, Ny
|
BUY
|
- |
24.1KNew |
$305K - $352K
|
24.1K
$379K
|
|
|
Aug 09, 2023
Q2 2023
|
Hennion & Walsh Asset Management, Inc.
|
BUY
|
- |
20.7KNew |
$262K - $303K
|
20.7K
$326K
|
|
|
Jul 20, 2023
Q2 2023
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
20.5KNew |
$260K - $301K
|
20.5K
$324K
|
|
|
Jul 20, 2023
Q2 2023
|
Csenge Advisory Group
|
BUY
|
- |
19.3K+ 9.58% |
$244K - $282K
|
220K
$3.47M
|
|
|
Aug 14, 2023
Q2 2023
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
19K+ 3.57% |
$241K - $279K
|
552K
$8.69M
|
|
|
Aug 10, 2023
Q2 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
19K+ 12.86% |
$241K - $278K
|
167K
$2.63M
|
|
|
Jul 18, 2023
Q2 2023
|
Future Financial Wealth Managment LLC
|
BUY
|
- |
15.3K+ 14.99% |
$193K - $223K
|
117K
$1.84M
|
|
|
Jul 17, 2023
Q2 2023
|
Wealthcare Advisory Partners LLC
West Chester, PA |
BUY
|
- |
14.9KNew |
$188K - $218K
|
14.9K
$234K
|
|
|
Aug 09, 2023
Q2 2023
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
14.7K+ 12.89% |
$186K - $215K
|
129K
$2.03M
|
|
|
Jul 13, 2023
Q2 2023
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
7.74K+ 21.61% |
$98.1K - $113K
|
43.6K
$686K
|
|
|
Aug 14, 2024
Q2 2023
|
Federation Des Caisses Desjardins Du Quebec
Levis, A8 |
BUY
|
- |
7.53K+ 11.48% |
$95.4K - $110K
|
73.1K
$1.15M
|
|
|
Aug 14, 2023
Q2 2023
|
Wedbush Securities Inc
|
BUY
|
- |
7.27K+ 25.95% |
$92.1K - $106K
|
35.3K
$556K
|
|
|
Aug 11, 2023
Q2 2023
|
Penserra Capital Management LLC
Orinda, CA |
BUY
|
- |
6.92K+ 6.65% |
$87.7K - $101K
|
111K
$1.75M
|
|
|
Jul 25, 2023
Q2 2023
|
Mcia Inc
|
BUY
|
- |
4.6K+ 7.63% |
$58.3K - $67.3K
|
64.8K
$1.02M
|
|
|
Aug 14, 2023
Q2 2023
|
Thrivent Financial For Lutherans
Minneapolis, MN |
BUY
|
- |
4.31K+ 7.11% |
$54.7K - $63.2K
|
65K
$1.02M
|
|
|
Aug 07, 2023
Q2 2023
|
Wolverine Asset Management LLC
|
BUY
|
- |
3.88K+ 11.63% |
$49.2K - $56.8K
|
37.3K
$587K
|
|
|
Aug 11, 2023
Q2 2023
|
Kestra Advisory Services, LLC
|
BUY
|
- |
3.61K+ 25.67% |
$45.7K - $52.8K
|
17.7K
$278K
|
|
|
Aug 14, 2023
Q2 2023
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
3.52K+ 29.28% |
$44.6K - $51.5K
|
15.5K
$245K
|
|
|
Aug 30, 2023
Q2 2023
|
Western Wealth Management, LLC
|
BUY
|
- |
2.34K+ 2.32% |
$29.7K - $34.3K
|
103K
$1.62M
|
|
|
Aug 08, 2023
Q2 2023
|
Family Firm, Inc.
|
BUY
|
- |
2.11K+ 1.52% |
$26.7K - $30.8K
|
141K
$2.22M
|
|
|
Aug 14, 2023
Q2 2023
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
2.01K+ 5.94% |
$25.4K - $29.4K
|
35.7K
$563K
|
|
|
Sep 12, 2023
Q2 2023
|
Cgc Financial Services, LLC
Lake Oswego, OR |
BUY
|
- |
1.73KNew |
$21.9K - $25.3K
|
1.73K
$27.3K
|
|
|
Aug 08, 2023
Q2 2023
|
Jacobi Capital Management LLC
|
BUY
|
- |
1.29K+ 11.94% |
$16.3K - $18.9K
|
12.1K
$190K
|
|
|
Aug 14, 2023
Q2 2023
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
789+ 7.42% |
$10K - $11.6K
|
11.4K
$180K
|
|
|
Aug 08, 2023
Q2 2023
|
Kestra Private Wealth Services, LLC
|
BUY
|
- |
765+ 6.41% |
$9.69K - $11.2K
|
12.7K
$200K
|
|
|
Aug 09, 2023
Q2 2023
|
Advisory Services Network, LLC
|
BUY
|
- |
750+ 4.96% |
$9.5K - $11K
|
15.9K
$250K
|
|
|
Aug 04, 2023
Q2 2023
|
Envestnet Asset Management Inc
|
BUY
|
- |
745+ 5.61% |
$9.44K - $10.9K
|
14K
$221K
|
|
|
Aug 09, 2023
Q2 2023
|
Spire Wealth Management
|
BUY
|
- |
342+ 1.72% |
$4.33K - $5.01K
|
20.2K
$318K
|
|
|
Jul 12, 2023
Q2 2023
|
Sage Capital Advisors,Llc
|
BUY
|
- |
222+ 1.01% |
$2.81K - $3.25K
|
22.2K
$350K
|
|
|
Aug 14, 2023
Q2 2023
|
Sowell Financial Services LLC
North Little Rock, AR |
BUY
|
- |
150+ 0.13% |
$1.9K - $2.2K
|
117K
$1.84M
|
|
|
Aug 11, 2023
Q2 2023
|
Bard Associates Inc
Chicago, IL |
BUY
|
- |
100+ 0.18% |
$1.27K - $1.46K
|
56.8K
$894K
|
|
|
Jul 25, 2023
Q2 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
27+ 0.1% |
$342 - $395
|
27.7K
$436K
|
|
|
Jul 07, 2023
Q2 2023
|
Soa Wealth Advisors, Llc.
|
BUY
|
- |
22+ 1.95% |
$279 - $322
|
1.15K
$18.2K
|
|
|
Aug 09, 2023
Q2 2023
|
Private Advisor Group, LLC
|
BUY
|
- |
21+ 0.12% |
$266 - $307
|
17.1K
$269K
|
|
|
Aug 07, 2023
Q2 2023
|
Tfc Financial Management
|
BUY
|
- |
9+ 2.08% |
$114 - $132
|
441
$6.95K
|
|
|
Jul 18, 2023
Q2 2023
|
Allworth Financial LP
|
BUY
|
- |
2+ 0.05% |
$25.3 - $29.3
|
4.43K
$69.7K
|
|
|
Aug 10, 2023
Q2 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Aug 14, 2023
Q2 2023
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-159- 0.98% |
$2.01K - $2.33K
|
16K
$252K
|
|
|
Aug 11, 2023
Q2 2023
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-164- 0.77% |
$2.08K - $2.4K
|
21.2K
$333K
|
|
|
Jul 25, 2023
Q2 2023
|
Raleigh Capital Management Inc.
Cary, NC |
SELL
|
- |
-260- 39.39% |
$3.29K - $3.81K
|
400
$6.3K
|
|
|
Aug 11, 2023
Q2 2023
|
Tiemann Investment Advisors, LLC
Menlo Park, CA |
SELL
|
- |
-337- 1.51% |
$4.27K - $4.93K
|
22K
$346K
|
|
|
Aug 13, 2024
Q2 2023
|
Glen Eagle Advisors, LLC
Kingston, NJ |
SELL
|
- |
-400Closed |
$5.07K - $5.86K
|
0
$0
|