Purchases and Sales Made in Q3 2023 in Flaherty & Crumrine Preferred & Income Securities Fund Inc (FFC)
This table provides information about the institutional ownership of Flaherty & Crumrine Preferred & Income Securities Fund Inc (FFC) during Q3 2023. The information is specifically focused on institutions that hold shares of Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 06, 2023
Q3 2023
|
Rpo LLC
Stamford, CT |
BUY
|
- |
322KNew |
$4.1M - $4.49M
|
322K
$5.07M
|
|
|
Nov 14, 2023
Q3 2023
|
Aqr Arbitrage LLC
Greenwich, CT |
BUY
|
- |
269KNew |
$3.42M - $3.75M
|
269K
$4.23M
|
|
|
Nov 14, 2023
Q3 2023
|
Boothbay Fund Management, LLC
New York, NY |
BUY
|
- |
151KNew |
$1.92M - $2.1M
|
151K
$2.38M
|
|
|
Nov 15, 2023
Q3 2023
|
Penserra Capital Management LLC
Orinda, CA |
BUY
|
- |
147K+ 132.67% |
$1.88M - $2.06M
|
258K
$4.07M
|
|
|
Nov 13, 2023
Q3 2023
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
142K+ 29.68% |
$1.81M - $1.98M
|
621K
$9.79M
|
|
|
Nov 13, 2023
Q3 2023
|
Envestnet Asset Management Inc
|
BUY
|
- |
85.5K+ 609.65% |
$1.09M - $1.19M
|
99.5K
$1.57M
|
|
|
Oct 26, 2023
Q3 2023
|
Park Avenue Securities LLC
|
BUY
|
- |
81.4KNew |
$1.04M - $1.13M
|
81.4K
$1.28M
|
|
|
Nov 13, 2023
Q3 2023
|
Wolverine Asset Management LLC
|
BUY
|
- |
59.5K+ 159.7% |
$758K - $830K
|
96.7K
$1.52M
|
|
|
Nov 13, 2023
Q3 2023
|
Wealth Enhancement Advisory Services, LLC
|
BUY
|
- |
39.8KNew |
$508K - $556K
|
39.8K
$627K
|
|
|
Nov 13, 2023
Q3 2023
|
Consolidated Portfolio Review Corp
Woodbury, NY |
BUY
|
- |
39.4K+ 30.7% |
$502K - $550K
|
168K
$2.64M
|
|
|
Oct 24, 2023
Q3 2023
|
Arlington Capital Management, Inc.
Arlington Heights, IL |
BUY
|
- |
35.4KNew |
$451K - $494K
|
35.4K
$557K
|
|
|
Nov 14, 2023
Q3 2023
|
Lido Advisors, LLC
Los Angeles, CA |
BUY
|
- |
30KNew |
$382K - $419K
|
30K
$473K
|
|
|
Nov 14, 2023
Q3 2023
|
Cohen & Steers, Inc.
New York, NY |
BUY
|
- |
26K+ 8.72% |
$331K - $363K
|
324K
$5.11M
|
|
|
Nov 14, 2023
Q3 2023
|
1607 Capital Partners, LLC
Richmond, VA |
BUY
|
- |
24.7KNew |
$315K - $345K
|
24.7K
$389K
|
|
|
Nov 13, 2023
Q3 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
24.3K+ 14.59% |
$310K - $340K
|
191K
$3.01M
|
|
|
Nov 03, 2023
Q3 2023
|
Mgo One Seven LLC
Beachwood, OH |
BUY
|
- |
21.9KNew |
$279K - $305K
|
21.9K
$344K
|
|
|
Nov 14, 2023
Q3 2023
|
Eschler Asset Management LLP
Cambridge, X0 |
BUY
|
- |
20.9KNew |
$266K - $292K
|
20.9K
$329K
|
|
|
Nov 13, 2023
Q3 2023
|
Flow State Investments, L.P.
Chicago, IL |
BUY
|
- |
16.1KNew |
$205K - $224K
|
16.1K
$253K
|
|
|
Nov 13, 2023
Q3 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
15.4K+ 6.74% |
$197K - $215K
|
245K
$3.85M
|
|
|
Oct 10, 2023
Q3 2023
|
Integrated Capital Management, Inc.
|
BUY
|
- |
14KNew |
$178K - $195K
|
14K
$220K
|
|
|
Oct 27, 2023
Q3 2023
|
Hennion & Walsh Asset Management, Inc.
|
BUY
|
- |
11.5K+ 55.47% |
$146K - $160K
|
32.1K
$506K
|
|
|
Nov 02, 2023
Q3 2023
|
Whitener Capital Management, Inc.
Rocky Mount, NC |
BUY
|
- |
11.2KNew |
$143K - $157K
|
11.2K
$177K
|
|
|
Nov 14, 2023
Q3 2023
|
Logan Stone Capital, LLC
Chicago, IL |
BUY
|
- |
11.1KNew |
$141K - $155K
|
11.1K
$175K
|
|
|
Oct 25, 2023
Q3 2023
|
Fortune Financial Advisors, LLC
Overland Park, KS |
BUY
|
- |
10KNew |
$128K - $140K
|
10K
$158K
|
|
|
Nov 13, 2023
Q3 2023
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
9.23K+ 43.62% |
$118K - $129K
|
30.4K
$479K
|
|
|
Nov 14, 2023
Q3 2023
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
6.99K+ 5.42% |
$89K - $97.4K
|
136K
$2.14M
|
|
|
Aug 14, 2024
Q3 2023
|
Federation Des Caisses Desjardins Du Quebec
Levis, A8 |
BUY
|
- |
5.54K+ 7.59% |
$70.6K - $77.3K
|
78.6K
$1.24M
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
4.38K+ 26.28% |
$55.8K - $61.1K
|
21K
$332K
|
|
|
Nov 08, 2023
Q3 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
3.9K+ 13.39% |
$49.7K - $54.4K
|
33K
$520K
|
|
|
Nov 21, 2023
Q3 2023
|
Comerica Bank
|
BUY
|
- |
3.34KNew |
$42.6K - $46.6K
|
3.34K
$52.6K
|
|
|
Nov 07, 2023
Q3 2023
|
Kestra Private Wealth Services, LLC
|
BUY
|
- |
2.93K+ 23.04% |
$37.3K - $40.8K
|
15.6K
$246K
|
|
|
Nov 16, 2023
Q3 2023
|
Creative Planning
Overland Park, KS |
BUY
|
- |
2.6K+ 22.13% |
$33.1K - $36.2K
|
14.3K
$226K
|
|
|
Nov 14, 2023
Q3 2023
|
Truist Financial Corp
|
BUY
|
- |
2.43K+ 2.63% |
$30.9K - $33.9K
|
94.8K
$1.49M
|
|
|
Nov 01, 2023
Q3 2023
|
Csenge Advisory Group
|
BUY
|
- |
2.2K+ 1.0% |
$28K - $30.7K
|
223K
$3.5M
|
|
|
Nov 14, 2023
Q3 2023
|
Elequin Capital LP
New York, NY |
BUY
|
- |
2.02KNew |
$25.7K - $28.1K
|
2.02K
$31.8K
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
1.85K+ 6.66% |
$23.5K - $25.7K
|
29.5K
$465K
|
|
|
Oct 17, 2023
Q3 2023
|
Elevated Capital Advisors, LLC
Sandy, UT |
BUY
|
- |
1.74K+ 1.37% |
$22.2K - $24.3K
|
129K
$2.03M
|
|
|
Oct 12, 2023
Q3 2023
|
Sage Capital Advisors,Llc
|
BUY
|
- |
1.36K+ 6.09% |
$17.3K - $18.9K
|
23.6K
$372K
|
|
|
Oct 12, 2023
Q3 2023
|
Wealthcare Advisory Partners LLC
West Chester, PA |
BUY
|
- |
1.25K+ 8.43% |
$16K - $17.5K
|
16.1K
$254K
|
|
|
Nov 13, 2023
Q3 2023
|
Bard Associates Inc
Chicago, IL |
BUY
|
- |
945+ 1.66% |
$12K - $13.2K
|
57.7K
$909K
|
|
|
Nov 08, 2023
Q3 2023
|
Sowell Financial Services LLC
North Little Rock, AR |
BUY
|
- |
760+ 0.65% |
$9.68K - $10.6K
|
118K
$1.85M
|
|
|
Oct 31, 2023
Q3 2023
|
Alpha Mark Advisors, LLC
Ft. Wright, KY |
BUY
|
- |
618+ 77.74% |
$7.87K - $8.62K
|
1.41K
$22.3K
|
|
|
Nov 08, 2023
Q3 2023
|
Spire Wealth Management
|
BUY
|
- |
332+ 1.65% |
$4.23K - $4.63K
|
20.5K
$323K
|
|
|
Nov 03, 2023
Q3 2023
|
Nbc Securities, Inc.
Birmingham, AL |
BUY
|
- |
315New |
$4.01K - $4.39K
|
315
$4.96K
|
|
|
Nov 13, 2023
Q3 2023
|
Tiemann Investment Advisors, LLC
Menlo Park, CA |
BUY
|
- |
256+ 1.16% |
$3.26K - $3.57K
|
22.3K
$351K
|
|
|
Nov 09, 2023
Q3 2023
|
Kestra Advisory Services, LLC
|
BUY
|
- |
186+ 1.05% |
$2.37K - $2.59K
|
17.8K
$281K
|
|
|
Oct 11, 2023
Q3 2023
|
Cwm, LLC
|
BUY
|
- |
100+ 66.67% |
$1.27K - $1.4K
|
250
$3.94K
|
|
|
Oct 10, 2023
Q3 2023
|
Soa Wealth Advisors, Llc.
|
BUY
|
- |
22+ 1.91% |
$280 - $307
|
1.18K
$18.5K
|
|
|
Nov 02, 2023
Q3 2023
|
Private Advisor Group, LLC
|
BUY
|
- |
20+ 0.12% |
$255 - $279
|
17.1K
$269K
|
|
|
Oct 23, 2023
Q3 2023
|
Tfc Financial Management
|
BUY
|
- |
8+ 1.81% |
$102 - $112
|
449
$7.07K
|