Purchases and Sales Made in Q4 2022 in Flaherty & Crumrine Preferred & Income Securities Fund Inc (FFC)
This table provides information about the institutional ownership of Flaherty & Crumrine Preferred & Income Securities Fund Inc (FFC) during Q4 2022. The information is specifically focused on institutions that hold shares of Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 15, 2023
Q4 2022
|
Cerity Partners LLC
New York, NY |
BUY
|
- |
350KNew |
$5.07M - $5.49M
|
350K
$5.5M
|
|
|
Feb 13, 2023
Q4 2022
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
90.4K+ 21.53% |
$1.31M - $1.42M
|
510K
$8.03M
|
|
|
Feb 02, 2023
Q4 2022
|
Western Wealth Management, LLC
|
BUY
|
- |
76.3KNew |
$1.11M - $1.2M
|
76.3K
$1.2M
|
|
|
Feb 14, 2023
Q4 2022
|
Cohen & Steers, Inc.
New York, NY |
BUY
|
- |
73.3K+ 33.63% |
$1.06M - $1.15M
|
291K
$4.59M
|
|
|
Feb 23, 2023
Q4 2022
|
Chelsea Counsel CO
|
BUY
|
- |
67.2KNew |
$975K - $1.06M
|
67.2K
$1.06M
|
|
|
Feb 01, 2023
Q4 2022
|
Wolverine Asset Management LLC
|
BUY
|
- |
37.7KNew |
$547K - $592K
|
37.7K
$594K
|
|
|
Feb 14, 2023
Q4 2022
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
37.5KNew |
$544K - $589K
|
37.5K
$591K
|
|
|
Feb 14, 2023
Q4 2022
|
Woodline Partners LP
San Francisco, CA |
BUY
|
- |
35.6KNew |
$516K - $559K
|
35.6K
$560K
|
|
|
Feb 14, 2023
Q4 2022
|
Weiss Asset Management LP
Boston, MA |
BUY
|
- |
35KNew |
$508K - $551K
|
35K
$552K
|
|
|
Feb 10, 2023
Q4 2022
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
35K+ 8.0% |
$507K - $549K
|
472K
$7.43M
|
|
|
Feb 14, 2023
Q4 2022
|
Money Concepts Capital Corp
|
BUY
|
- |
30KNew |
$435K - $471K
|
30K
$472K
|
|
|
Jan 30, 2023
Q4 2022
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
26.8KNew |
$389K - $421K
|
26.8K
$422K
|
|
|
Feb 07, 2023
Q4 2022
|
Family Firm, Inc.
|
BUY
|
- |
25.9K+ 25.99% |
$376K - $407K
|
125K
$1.98M
|
|
|
Feb 09, 2023
Q4 2022
|
Elequin Capital LP
New York, NY |
BUY
|
- |
23.8KNew |
$346K - $374K
|
23.8K
$375K
|
|
|
Jan 05, 2023
Q4 2022
|
Future Financial Wealth Managment LLC
|
BUY
|
- |
17.9KNew |
$259K - $281K
|
17.9K
$281K
|
|
|
Feb 13, 2023
Q4 2022
|
Advisory Services Network, LLC
|
BUY
|
- |
15.1KNew |
$218K - $236K
|
15.1K
$237K
|
|
|
Feb 13, 2023
Q4 2022
|
Penserra Capital Management LLC
Orinda, CA |
BUY
|
- |
14.9K+ 9.85% |
$217K - $235K
|
166K
$2.62M
|
|
|
Feb 14, 2023
Q4 2022
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
14.5K+ 18.61% |
$211K - $228K
|
92.5K
$1.46M
|
|
|
Mar 06, 2023
Q4 2022
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
13.9K+ 1316.46% |
$202K - $219K
|
15K
$236K
|
|
|
Aug 30, 2023
Q4 2022
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
11.9K+ 40.83% |
$172K - $187K
|
41K
$646K
|
|
|
Feb 14, 2023
Q4 2022
|
Evergreen Capital Management LLC
Bellevue, WA |
BUY
|
- |
10.8KNew |
$157K - $170K
|
10.8K
$170K
|
|
|
Feb 10, 2023
Q4 2022
|
Csenge Advisory Group
|
BUY
|
- |
9.39K+ 5.05% |
$136K - $148K
|
195K
$3.08M
|
|
|
Feb 08, 2023
Q4 2022
|
Thrivent Financial For Lutherans
Minneapolis, MN |
BUY
|
- |
6.83K+ 16.73% |
$99K - $107K
|
47.6K
$750K
|
|
|
Jan 31, 2023
Q4 2022
|
Kestra Advisory Services, LLC
|
BUY
|
- |
6.72K+ 37.84% |
$97.5K - $106K
|
24.5K
$385K
|
|
|
Jan 17, 2023
Q4 2022
|
Elevated Capital Advisors, LLC
Sandy, UT |
BUY
|
- |
6K+ 4.25% |
$87K - $94.2K
|
147K
$2.32M
|
|
|
Feb 10, 2023
Q4 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
4.67K+ 3.23% |
$67.7K - $73.3K
|
149K
$2.35M
|
|
|
Feb 08, 2023
Q4 2022
|
Belpointe Asset Management LLC
|
BUY
|
- |
4.47KNew |
$64.8K - $70.2K
|
4.47K
$70.4K
|
|
|
Feb 08, 2023
Q4 2022
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
3.76K+ 10.73% |
$54.6K - $59.1K
|
38.8K
$611K
|
|
|
Aug 14, 2024
Q4 2022
|
Federation Des Caisses Desjardins Du Quebec
Levis, A8 |
BUY
|
- |
2.95K+ 4.69% |
$42.9K - $46.4K
|
65.9K
$1.04M
|
|
|
Jan 10, 2023
Q4 2022
|
Mcia Inc
|
BUY
|
- |
2.75K+ 5.74% |
$39.8K - $43.1K
|
50.6K
$797K
|
|
|
Feb 06, 2023
Q4 2022
|
Hollencrest Capital Management
|
BUY
|
- |
2.6KNew |
$37.7K - $40.8K
|
2.6K
$40.9K
|
|
|
Feb 14, 2023
Q4 2022
|
Ica Group Wealth Management, LLC
Denver, CO |
BUY
|
- |
2.58KNew |
$37.5K - $40.6K
|
2.58K
$40.7K
|
|
|
Feb 15, 2023
Q4 2022
|
Virtu Financial LLC
New York, NY |
BUY
|
- |
2.5K+ 18.13% |
$36.2K - $39.2K
|
16.3K
$256K
|
|
|
Jan 20, 2023
Q4 2022
|
Affiance Financial, LLC
|
BUY
|
- |
1.99KNew |
$28.8K - $31.2K
|
1.99K
$31.3K
|
|
|
Feb 10, 2023
Q4 2022
|
Ameritas Advisory Services, LLC
Lincoln, NE |
BUY
|
- |
1.93K+ 10.62% |
$28K - $30.3K
|
20.1K
$317K
|
|
|
Jan 20, 2023
Q4 2022
|
Golden Green, Inc.
|
BUY
|
- |
1.84K+ 1.58% |
$26.8K - $29K
|
119K
$1.87M
|
|
|
Feb 10, 2023
Q4 2022
|
Sfi Advisors, LLC
Montclair, NJ |
BUY
|
- |
1.16K+ 10.44% |
$16.8K - $18.2K
|
12.2K
$193K
|
|
|
Feb 13, 2023
Q4 2022
|
Wealthcare Advisory Partners LLC
West Chester, PA |
BUY
|
- |
1.15K+ 10.28% |
$16.7K - $18.1K
|
12.4K
$195K
|
|
|
Feb 14, 2023
Q4 2022
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
1.01K+ 7.79% |
$14.7K - $15.9K
|
14K
$221K
|
|
|
Feb 08, 2023
Q4 2022
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
842+ 3.63% |
$12.2K - $13.2K
|
24K
$378K
|
|
|
Feb 10, 2023
Q4 2022
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
800New |
$11.6K - $12.6K
|
800
$12.6K
|
|
|
Feb 10, 2023
Q4 2022
|
Creative Planning
Overland Park, KS |
BUY
|
- |
776+ 3.72% |
$11.3K - $12.2K
|
21.6K
$341K
|
|
|
Jan 31, 2023
Q4 2022
|
Wedbush Securities Inc
|
BUY
|
- |
693+ 2.37% |
$10.1K - $10.9K
|
29.9K
$470K
|
|
|
Jan 11, 2023
Q4 2022
|
Mc Elhenny Sheffield Capital Management, LLC
|
BUY
|
- |
600New |
$8.71K - $9.43K
|
600
$9.45K
|
|
|
Feb 14, 2023
Q4 2022
|
Sanctuary Wealth Management, L.L.C.
|
BUY
|
- |
359New |
$5.21K - $5.64K
|
359
$5.65K
|
|
|
Feb 03, 2023
Q4 2022
|
Spire Wealth Management
|
BUY
|
- |
212+ 1.1% |
$3.08K - $3.33K
|
19.5K
$307K
|
|
|
Feb 10, 2023
Q4 2022
|
Bard Associates Inc
Chicago, IL |
BUY
|
- |
200+ 0.36% |
$2.9K - $3.14K
|
55.8K
$879K
|
|
|
Feb 10, 2023
Q4 2022
|
Koesten, Hirschmann & Crabtree, Inc.
Overland Park, KS |
BUY
|
- |
186New |
$2.7K - $2.92K
|
186
$2.93K
|
|
|
Feb 15, 2023
Q4 2022
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
58+ 58.0% |
$842 - $911
|
158
$2.49K
|
|
|
Oct 02, 2023
Q4 2022
|
Ceera Investments, LLC
Bellaire, TX |
BUY
|
- |
30+ 0.23% |
$435 - $471
|
13.1K
$206K
|