Purchases and Sales Made in Q4 2023 in Flaherty & Crumrine Preferred & Income Securities Fund Inc (FFC)
This table provides information about the institutional ownership of Flaherty & Crumrine Preferred & Income Securities Fund Inc (FFC) during Q4 2023. The information is specifically focused on institutions that hold shares of Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2024
Q4 2023
|
Mgo One Seven LLC
Beachwood, OH |
BUY
|
- |
184K+ 843.25% |
$2.2M - $2.59M
|
206K
$3.25M
|
|
|
Jan 24, 2024
Q4 2023
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
178K+ 869.61% |
$2.12M - $2.5M
|
198K
$3.12M
|
|
|
Feb 05, 2024
Q4 2023
|
Landscape Capital Management, L.L.C.
|
BUY
|
- |
155KNew |
$1.85M - $2.18M
|
155K
$2.45M
|
|
|
Feb 12, 2024
Q4 2023
|
Gridiron Partners, LLC
Wexford, PA |
BUY
|
- |
146KNew |
$1.74M - $2.05M
|
146K
$2.29M
|
|
|
Feb 14, 2024
Q4 2023
|
Mangrove Partners
New York, NY |
BUY
|
- |
140K+ 27.48% |
$1.67M - $1.97M
|
649K
$10.2M
|
|
|
Feb 14, 2024
Q4 2023
|
Aqr Arbitrage LLC
Greenwich, CT |
BUY
|
- |
136K+ 50.51% |
$1.62M - $1.91M
|
405K
$6.37M
|
|
|
Jan 16, 2024
Q4 2023
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
125K+ 592.48% |
$1.49M - $1.75M
|
146K
$2.3M
|
|
|
Feb 14, 2024
Q4 2023
|
Connectus Wealth, LLC
Cincinnati, OH |
BUY
|
- |
102KNew |
$1.21M - $1.43M
|
102K
$1.6M
|
|
|
Feb 13, 2024
Q4 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
97K+ 19.54% |
$1.16M - $1.36M
|
593K
$9.35M
|
|
|
Feb 14, 2024
Q4 2023
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
88.6K+ 557.4% |
$1.06M - $1.25M
|
105K
$1.65M
|
|
|
Feb 14, 2024
Q4 2023
|
Almitas Capital LLC
Santa Monica, CA |
BUY
|
- |
74.6KNew |
$890K - $1.05M
|
74.6K
$1.18M
|
|
|
Feb 14, 2024
Q4 2023
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
73.8K+ 40.2% |
$880K - $1.04M
|
257K
$4.05M
|
|
|
Feb 09, 2024
Q4 2023
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
44.6K+ 39.66% |
$533K - $628K
|
157K
$2.48M
|
|
|
Feb 13, 2024
Q4 2023
|
Seamount Financial Group Inc
Colorado Springs, CO |
BUY
|
- |
43.2KNew |
$516K - $608K
|
43.2K
$681K
|
|
|
Feb 12, 2024
Q4 2023
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
29.5K+ 87.41% |
$352K - $415K
|
63.3K
$996K
|
|
|
Feb 13, 2024
Q4 2023
|
Flow State Investments, L.P.
Chicago, IL |
BUY
|
- |
24.6K+ 152.77% |
$293K - $345K
|
40.6K
$640K
|
|
|
Feb 12, 2024
Q4 2023
|
Alpine Global Management, LLC
New York, NY |
BUY
|
- |
23KNew |
$274K - $323K
|
23K
$362K
|
|
|
Feb 09, 2024
Q4 2023
|
Advisory Services Network, LLC
|
BUY
|
- |
23K+ 206.26% |
$274K - $323K
|
34.1K
$537K
|
|
|
Feb 26, 2024
Q4 2023
|
Virtu Financial LLC
New York, NY |
BUY
|
- |
21.4KNew |
$255K - $300K
|
21.4K
$336K
|
|
|
Feb 14, 2024
Q4 2023
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
19.5KNew |
$232K - $273K
|
19.5K
$306K
|
|
|
Feb 14, 2024
Q4 2023
|
Penserra Capital Management LLC
Orinda, CA |
BUY
|
- |
19.2K+ 7.44% |
$229K - $270K
|
278K
$4.37M
|
|
|
Jan 10, 2024
Q4 2023
|
Hennion & Walsh Asset Management, Inc.
|
BUY
|
- |
18.2K+ 56.54% |
$217K - $255K
|
50.3K
$792K
|
|
|
Feb 14, 2024
Q4 2023
|
Lido Advisors, LLC
Los Angeles, CA |
BUY
|
- |
17.5K+ 58.32% |
$209K - $246K
|
47.5K
$748K
|
|
|
Feb 14, 2024
Q4 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
17.4K+ 60.84% |
$207K - $244K
|
45.9K
$723K
|
|
|
Feb 13, 2024
Q4 2023
|
Csenge Advisory Group
|
BUY
|
- |
15.7K+ 7.04% |
$187K - $220K
|
238K
$3.75M
|
|
|
Feb 14, 2024
Q4 2023
|
Logan Stone Capital, LLC
Chicago, IL |
BUY
|
- |
15K+ 135.03% |
$179K - $211K
|
26.1K
$411K
|
|
|
Feb 13, 2024
Q4 2023
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
14.6KNew |
$174K - $206K
|
14.6K
$230K
|
|
|
Feb 14, 2024
Q4 2023
|
Elequin Capital LP
New York, NY |
BUY
|
- |
13.5K+ 670.75% |
$161K - $190K
|
15.5K
$245K
|
|
|
Feb 14, 2024
Q4 2023
|
Nomura Holdings Inc
Tokyo, M0 |
BUY
|
- |
13.5KNew |
$161K - $189K
|
13.5K
$212K
|
|
|
Jan 10, 2024
Q4 2023
|
Park Avenue Securities LLC
|
BUY
|
- |
13K+ 15.96% |
$155K - $182K
|
94.3K
$1.49M
|
|
|
Feb 13, 2024
Q4 2023
|
Envestnet Asset Management Inc
|
BUY
|
- |
12.2K+ 12.29% |
$146K - $172K
|
112K
$1.76M
|
|
|
Feb 12, 2024
Q4 2023
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
12.1K+ 1.95% |
$144K - $170K
|
634K
$9.98M
|
|
|
Feb 14, 2024
Q4 2023
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
11.8K+ 38.92% |
$141K - $166K
|
42.2K
$665K
|
|
|
Jan 29, 2024
Q4 2023
|
Consolidated Portfolio Review Corp
Woodbury, NY |
BUY
|
- |
11.4K+ 6.77% |
$136K - $160K
|
179K
$2.82M
|
|
|
Jan 30, 2024
Q4 2023
|
Ctc Alternative Strategies, Ltd.
Chicago, IL |
BUY
|
- |
10.7KNew |
$128K - $150K
|
10.7K
$169K
|
|
|
Feb 02, 2024
Q4 2023
|
Gilliland Jeter Wealth Management LLC
Little Rock, AR |
BUY
|
- |
10.5KNew |
$126K - $148K
|
10.5K
$166K
|
|
|
Feb 07, 2024
Q4 2023
|
Avantax Advisory Services, Inc.
|
BUY
|
- |
10.1KNew |
$121K - $142K
|
10.1K
$159K
|
|
|
Feb 13, 2024
Q4 2023
|
Eschler Asset Management LLP
Cambridge, X0 |
BUY
|
- |
9.33K+ 44.63% |
$111K - $131K
|
30.2K
$476K
|
|
|
Jan 30, 2024
Q4 2023
|
Capital Analysts, LLC
Fort Washington, PA |
BUY
|
- |
8.83KNew |
$105K - $124K
|
8.83K
$139K
|
|
|
Feb 14, 2024
Q4 2023
|
Israel Englander
Millennium Management LLC | New York, Ny
|
BUY
|
- |
8.63K+ 35.88% |
$103K - $121K
|
32.7K
$515K
|
|
|
Jan 24, 2024
Q4 2023
|
Sowell Financial Services LLC
North Little Rock, AR |
BUY
|
- |
7.57K+ 6.44% |
$90.3K - $106K
|
125K
$1.97M
|
|
|
Feb 02, 2024
Q4 2023
|
Truist Financial Corp
|
BUY
|
- |
7.4K+ 7.81% |
$88.3K - $104K
|
102K
$1.61M
|
|
|
Feb 14, 2024
Q4 2023
|
Creative Planning
Overland Park, KS |
BUY
|
- |
7.28K+ 50.73% |
$86.8K - $102K
|
21.6K
$340K
|
|
|
Feb 12, 2024
Q4 2023
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
6.59K+ 46.22% |
$78.6K - $92.7K
|
20.9K
$328K
|
|
|
Jan 10, 2024
Q4 2023
|
Whitener Capital Management, Inc.
Rocky Mount, NC |
BUY
|
- |
6.24K+ 55.52% |
$74.4K - $87.7K
|
17.5K
$275K
|
|
|
Aug 14, 2024
Q4 2023
|
Federation Des Caisses Desjardins Du Quebec
Levis, A8 |
BUY
|
- |
5.15K+ 6.56% |
$61.5K - $72.5K
|
83.8K
$1.32M
|
|
|
Feb 13, 2024
Q4 2023
|
1607 Capital Partners, LLC
Richmond, VA |
BUY
|
- |
5K+ 20.24% |
$59.7K - $70.3K
|
29.7K
$468K
|
|
|
Feb 14, 2024
Q4 2023
|
Boothbay Fund Management, LLC
New York, NY |
BUY
|
- |
4.38K+ 2.9% |
$52.2K - $61.5K
|
155K
$2.44M
|
|
|
Feb 16, 2024
Q4 2023
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
4K+ 2531.65% |
$47.7K - $56.2K
|
4.16K
$65.5K
|
|
|
Feb 09, 2024
Q4 2023
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
3.9K+ 10.34% |
$46.5K - $54.8K
|
41.6K
$655K
|