Purchases and Sales Made in Q4 2021 in First Tr Pfd Secs & Income ETF (FPE)
This table provides information about the institutional ownership of First Tr Pfd Secs & Income ETF (FPE) during Q4 2021. The information is specifically focused on institutions that hold shares of FIRST TR PFD SECS & INCOME ETF.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2022
Q4 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
3.54M+ 6.39% |
$71.2M - $72.7M
|
58.9M
$1.05B
|
|
|
Feb 15, 2022
Q4 2021
|
State Of Tennessee, Treasury Department
Nashville, TN |
BUY
|
- |
2.9MNew |
$58.4M - $59.6M
|
2.9M
$51.8M
|
|
|
Feb 14, 2022
Q4 2021
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
1.86M+ 45.13% |
$37.5M - $38.3M
|
5.99M
$107M
|
|
|
Sep 05, 2024
Q4 2021
|
Stonebridge Advisors LLC
Wilton, CT |
BUY
|
- |
1.26M+ 550.23% |
$25.3M - $25.8M
|
1.49M
$26.5M
|
|
|
Feb 14, 2022
Q4 2021
|
Ubs Group Ag
|
BUY
|
- |
1.21M+ 8.78% |
$24.4M - $24.9M
|
15M
$268M
|
|
|
Feb 04, 2022
Q4 2021
|
Milestone Advisory Partners
|
BUY
|
- |
971KNew |
$19.6M - $20M
|
971K
$17.4M
|
|
|
Feb 14, 2022
Q4 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
924K+ 9.88% |
$18.6M - $19M
|
10.3M
$184M
|
|
|
May 18, 2023
Q4 2021
|
Stonebridge Advisors LLC
Wilton, CT |
BUY
|
- |
842K+ 130.9% |
$17M - $17.3M
|
1.49M
$26.5M
|
|
|
Feb 08, 2022
Q4 2021
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
760K+ 9.55% |
$15.3M - $15.6M
|
8.72M
$156M
|
|
|
Feb 14, 2022
Q4 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
573K+ 3.16% |
$11.5M - $11.8M
|
18.7M
$335M
|
|
|
Feb 08, 2022
Q4 2021
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
543K+ 150.57% |
$10.9M - $11.2M
|
903K
$16.1M
|
|
|
Feb 11, 2022
Q4 2021
|
Members Advisory Group LLC
Williamsville, NY |
BUY
|
- |
531KNew |
$10.7M - $10.9M
|
531K
$9.5M
|
|
|
Jan 27, 2022
Q4 2021
|
Mattern Wealth Management LLC
|
BUY
|
- |
485KNew |
$9.77M - $9.97M
|
485K
$8.67M
|
|
|
Feb 08, 2022
Q4 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
425K+ 5.83% |
$8.56M - $8.74M
|
7.71M
$138M
|
|
|
Jan 14, 2022
Q4 2021
|
Stratos Wealth Partners, Ltd.
|
BUY
|
- |
418KNew |
$8.42M - $8.59M
|
418K
$7.47M
|
|
|
Feb 11, 2022
Q4 2021
|
Jim Simons
Renaissance Technologies LLC | New York, Ny
|
BUY
|
- |
413K+ 80.86% |
$8.32M - $8.49M
|
924K
$16.5M
|
|
|
Feb 04, 2022
Q4 2021
|
Envestnet Asset Management Inc
|
BUY
|
- |
406K+ 17.58% |
$8.17M - $8.34M
|
2.71M
$48.5M
|
|
|
Jan 12, 2022
Q4 2021
|
Gradient Investments LLC
|
BUY
|
- |
404K+ 12.69% |
$8.13M - $8.3M
|
3.59M
$64.1M
|
|
|
Feb 04, 2022
Q4 2021
|
Atria Investments LLC
Charlotte, NC |
BUY
|
- |
387K+ 137.63% |
$7.79M - $7.95M
|
668K
$11.9M
|
|
|
Feb 03, 2022
Q4 2021
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
377K+ 6.77% |
$7.6M - $7.76M
|
5.95M
$106M
|
|
|
Feb 08, 2022
Q4 2021
|
Wealth Enhancement Advisory Services, LLC
|
BUY
|
- |
362K+ 9.79% |
$7.29M - $7.44M
|
4.06M
$72.5M
|
|
|
Feb 14, 2022
Q4 2021
|
Mariner, LLC
Overland Park, KS |
BUY
|
- |
355KNew |
$7.15M - $7.3M
|
355K
$6.35M
|
|
|
Feb 15, 2022
Q4 2021
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
341KNew |
$6.88M - $7.02M
|
341K
$6.1M
|
|
|
Jan 18, 2022
Q4 2021
|
Miracle Mile Advisors, LLC
|
BUY
|
- |
315K+ 13.36% |
$6.35M - $6.49M
|
2.68M
$47.8M
|
|
|
Jan 04, 2022
Q4 2021
|
Park National Corp
|
BUY
|
- |
313K+ 7.67% |
$6.31M - $6.44M
|
4.39M
$78.5M
|
|
|
Jan 21, 2022
Q4 2021
|
Allworth Financial LP
|
BUY
|
- |
295K+ 149888.31% |
$5.95M - $6.07M
|
295K
$5.28M
|
|
|
Feb 10, 2022
Q4 2021
|
Private Advisor Group, LLC
|
BUY
|
- |
283K+ 64.23% |
$5.7M - $5.82M
|
724K
$12.9M
|
|
|
Feb 07, 2022
Q4 2021
|
Sg Americas Securities, LLC
|
BUY
|
- |
269KNew |
$5.41M - $5.52M
|
269K
$4.8M
|
|
|
Feb 14, 2022
Q4 2021
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
268K+ 13.84% |
$5.4M - $5.51M
|
2.21M
$39.4M
|
|
|
Nov 30, 2023
Q4 2021
|
Pfs Partners, LLC
Mine Hill, NJ |
BUY
|
- |
248KNew |
$5M - $5.1M
|
248K
$4.43M
|
|
|
Apr 14, 2022
Q4 2021
|
Walker Asset Management, LLC
|
BUY
|
- |
247KNew |
$4.98M - $5.09M
|
247K
$4.42M
|
|
|
Feb 10, 2022
Q4 2021
|
Brendel Financial Advisors LLC
|
BUY
|
- |
246KNew |
$4.95M - $5.05M
|
246K
$4.39M
|
|
|
Jan 26, 2022
Q4 2021
|
Signature Securities Group Corporation
|
BUY
|
- |
238K+ 112.59% |
$4.8M - $4.9M
|
450K
$8.04M
|
|
|
Feb 10, 2022
Q4 2021
|
Citigroup Inc
|
BUY
|
- |
224K+ 46.35% |
$4.52M - $4.62M
|
709K
$12.7M
|
|
|
Feb 11, 2022
Q4 2021
|
Equitable Holdings, Inc.
New York, NY |
BUY
|
- |
206K+ 75.89% |
$4.14M - $4.23M
|
477K
$8.52M
|
|
|
Feb 16, 2022
Q4 2021
|
Financial Futures LTD Liability Co.
|
BUY
|
- |
204KNew |
$4.1M - $4.19M
|
204K
$3.64M
|
|
|
Feb 07, 2022
Q4 2021
|
Ameritas Advisory Services, LLC
Lincoln, NE |
BUY
|
- |
202KNew |
$4.06M - $4.15M
|
202K
$3.61M
|
|
|
Feb 14, 2022
Q4 2021
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
190K+ 31.68% |
$3.83M - $3.91M
|
790K
$14.1M
|
|
|
Jan 28, 2022
Q4 2021
|
Wayfinding Financial, LLC
Lynnwood, WA |
BUY
|
- |
180KNew |
$3.62M - $3.7M
|
180K
$3.21M
|
|
|
Jan 31, 2022
Q4 2021
|
Toth Financial Advisory Corp
|
BUY
|
- |
176K+ 7823.64% |
$3.55M - $3.63M
|
179K
$3.19M
|
|
|
Feb 08, 2022
Q4 2021
|
Stockman Wealth Management, Inc.
|
BUY
|
- |
150K+ 47.09% |
$3.03M - $3.09M
|
470K
$8.4M
|
|
|
Jan 31, 2022
Q4 2021
|
Cwm, LLC
|
BUY
|
- |
144K+ 13.12% |
$2.91M - $2.97M
|
1.24M
$22.2M
|
|
|
Feb 02, 2022
Q4 2021
|
Sigma Planning Corp
Ann Arbor, MI |
BUY
|
- |
136K+ 49.73% |
$2.75M - $2.8M
|
411K
$7.34M
|
|
|
Feb 14, 2022
Q4 2021
|
Ima Wealth, Inc.
Wichita, KS |
BUY
|
- |
131K+ 252.1% |
$2.64M - $2.69M
|
183K
$3.27M
|
|
|
Jan 31, 2022
Q4 2021
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
128K+ 11.94% |
$2.59M - $2.64M
|
1.2M
$21.5M
|
|
|
Feb 03, 2022
Q4 2021
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
128K+ 5.65% |
$2.58M - $2.64M
|
2.4M
$42.8M
|
|
|
Jan 28, 2022
Q4 2021
|
Midwest Heritage Bank, Fsb
|
BUY
|
- |
126KNew |
$2.53M - $2.58M
|
126K
$2.25M
|
|
|
Feb 15, 2022
Q4 2021
|
Blackhawk Capital Partners Llc.
Thiensville, WI |
BUY
|
- |
125KNew |
$2.51M - $2.56M
|
125K
$2.23M
|
|
|
May 26, 2022
Q4 2021
|
Quantum Private Wealth, LLC
Lake Forest, IL |
BUY
|
- |
121KNew |
$2.44M - $2.49M
|
121K
$2.16M
|
|
|
Feb 15, 2022
Q4 2021
|
Flaharty Asset Management, LLC
|
BUY
|
- |
119K+ 8.25% |
$2.4M - $2.45M
|
1.57M
$28M
|